0001342017-24-000001.txt : 20240105 0001342017-24-000001.hdr.sgml : 20240105 20240105203540 ACCESSION NUMBER: 0001342017-24-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240103 FILED AS OF DATE: 20240105 DATE AS OF CHANGE: 20240105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rock Stacey G CENTRAL INDEX KEY: 0001342017 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34460 FILM NUMBER: 24518067 MAIL ADDRESS: STREET 1: 10680 TREENA STREET, SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92131 FORMER NAME: FORMER CONFORMED NAME: Rock Stacey DATE OF NAME CHANGE: 20051020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KRATOS DEFENSE & SECURITY SOLUTIONS, INC. CENTRAL INDEX KEY: 0001069258 STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 133818604 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10680 TREENA STREET STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92131 BUSINESS PHONE: 858-812-7300 MAIL ADDRESS: STREET 1: 10680 TREENA STREET STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92131 FORMER COMPANY: FORMER CONFORMED NAME: WIRELESS FACILITIES INC DATE OF NAME CHANGE: 19990817 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2024-01-03 0 0001069258 KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS 0001342017 Rock Stacey G 10680 TREENA STREET, SUITE 600 SAN DIEGO CA 92131 0 1 0 0 President, KTT Division 0 Common Stock 2024-01-03 4 M 0 3000 0 A 34228 D Common Stock 2024-01-03 4 F 0 1430 18.5 D 32798 D Common Stock 2024-01-03 4 M 0 3000 0 A 35798 D Common Stock 2024-01-03 4 F 0 1430 18.5 D 34368 D Common Stock 2024-01-03 4 M 0 3000 0 A 37368 D Common Stock 2024-01-03 4 F 0 1398 18.5 D 35970 D Common Stock 2024-01-04 4 M 0 3000 0 A 38970 D Common Stock 2024-01-04 4 F 0 1304 18.53 D 37666 D Restricted Stock Units 2024-01-04 4 A 0 15000 0 A Common Stock 15000 15000 D Restricted Stock Units 2024-01-03 4 M 0 3000 0 D Common Stock 3000 3000 D Restricted Stock Units 2024-01-03 4 M 0 3000 0 D Common Stock 3000 9000 D Restricted Stock Units 2024-01-03 4 M 0 3000 0 D Common Stock 3000 12000 D Restricted Stock Units 2024-01-04 4 M 0 3000 0 D Common Stock 3000 6000 D Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock. RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant. RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant. RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant. RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant. Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. Includes 3,505 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,733 shares held through Issuer's 401(k). Stacey G. Rock, by Eva Yee, Attorney-In-Fact 2024-01-05