-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MGAVjqMqyrR8rETa/Jq9SRdvfg5e/ldk9jkEijHq3chrWJNXlAKTWk6ZnfT0h8ur TtZS5Xo3OzYO76hitlwWwQ== 0001183755-11-000001.txt : 20110208 0001183755-11-000001.hdr.sgml : 20110208 20110208113310 ACCESSION NUMBER: 0001183755-11-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110208 FILED AS OF DATE: 20110208 DATE AS OF CHANGE: 20110208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARANO BANDEL L CENTRAL INDEX KEY: 0001183755 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34460 FILM NUMBER: 11581150 MAIL ADDRESS: STREET 1: 525 UNIVERSITY AVENUE STREET 2: SUITE 1300 CITY: PALO ALTO STATE: CA ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KRATOS DEFENSE & SECURITY SOLUTIONS, INC. CENTRAL INDEX KEY: 0001069258 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 133818604 STATE OF INCORPORATION: DE FISCAL YEAR END: 1227 BUSINESS ADDRESS: STREET 1: 4820 EASTGATE MALL STREET 2: . CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-812-7300 MAIL ADDRESS: STREET 1: 4820 EASTGATE MALL STREET 2: . CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: WIRELESS FACILITIES INC DATE OF NAME CHANGE: 19990817 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-02-08 0001069258 KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS 0001183755 CARANO BANDEL L C/O OAK INVESTMENT PARTNERS ONE GORHAM ISLAND WESTPORT CT 06880 1 0 0 0 Common Stock 2011-02-08 4 P 0 74280 13.25 A 539618 I See Note Common Stock 2011-02-08 4 P 0 1192 13.25 A 8661 I See Note Common Stock 267786 I See Note Common Stock 2853 I See Note Common Stock 6427 I See Note Common Stock 255 D Represents shares directly owned by Oak Investment Partners X, Limited Partnership ("Oak X, L.P."). Represents shares directly owned by Oak X Affiliates Fund, Limited Partnership ("Oak X Affiliates, L.P."). Represents shares directly owned by Oak Investment Partners IX, Limited Partnership ("Oak IX, L.P."). Represents shares directly owned by Oak IX Affiliates Fund, Limited Partnership ("Oak IX Affiliates, L.P."). Represents shares directly owned by Oak IX Affiliates Fund-A, Limited Partnership ("Oak IX Affiliates Fund-A, L.P."). Represents shares directly owned by Bandel L. Carano, a Director of Kratos Defense & Security Solutions, Inc. No other Reporting Person has any pecuniary interest in these shares. Remarks Bandel L. Carano is a Director of the Issuer. Mr. Carano is a Managing Member of each of the Oak IX Funds, and a Managing Member of each of the Oak X Funds listed as a purchaser in this Form 4. Oak IX, L.P., Oak IX Affiliates, L.P., Oak IX Affiliates Fund - A, L.P., Oak X, L.P. and Oak X Affiliates, L.P. are not reporting persons on this Form 4 because they are no longer subject to Section 16, as they are no longer 10% owners. Each Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such Reporting Person's pecuniary interest in such securities) other than any securities reported herein as being directly owned by such Reporting Person, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of any such securities for purposes of Section 16 or for any other purpose. Bandel L. Carano 2011-02-08 -----END PRIVACY-ENHANCED MESSAGE-----