0001082440-22-000014.txt : 20220722 0001082440-22-000014.hdr.sgml : 20220722 20220722212604 ACCESSION NUMBER: 0001082440-22-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220720 FILED AS OF DATE: 20220722 DATE AS OF CHANGE: 20220722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEMARCO ERIC M CENTRAL INDEX KEY: 0001082440 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34460 FILM NUMBER: 221100874 MAIL ADDRESS: STREET 1: 10680 TREENA STREET, SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KRATOS DEFENSE & SECURITY SOLUTIONS, INC. CENTRAL INDEX KEY: 0001069258 STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760] IRS NUMBER: 133818604 STATE OF INCORPORATION: DE FISCAL YEAR END: 1225 BUSINESS ADDRESS: STREET 1: 10680 TREENA STREET STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92131 BUSINESS PHONE: 858-812-7300 MAIL ADDRESS: STREET 1: 10680 TREENA STREET STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92131 FORMER COMPANY: FORMER CONFORMED NAME: WIRELESS FACILITIES INC DATE OF NAME CHANGE: 19990817 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-07-20 0 0001069258 KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS 0001082440 DEMARCO ERIC M 10680 TREENA STREET, SUITE 600 SAN DIEGO CA 92131 1 1 0 0 President & CEO Common Stock 2022-07-20 4 M 0 15000 0 A 620674 I by trust Common Stock 2022-07-20 4 F 0 5902 14.28 D 614772 I by trust Common Stock 2022-07-20 4 M 0 30000 0 A 644772 I by trust Common Stock 2022-07-20 4 F 0 11805 14.28 D 632967 I by trust Common Stock 2022-07-21 4 S 0 10000 14.3721 D 622967 I by trust Common Stock 56820 D Restricted Stock Units 2022-07-20 4 M 0 15000 0 D Common Stock 15000 15000 D Restricted Stock Units 2022-07-20 4 M 0 30000 0 D Common Stock 30000 150000 D Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. RSUs were granted on January 3, 2014 that vested and then released July 20, 2022 after a 5-year deferral period. RSUs were granted on January 4, 2017 that vested and then released July 20, 2022 after a 5-year deferral period. RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust. Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4. This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.15 to $14.57 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Includes 39,039 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 17,781 shares held through Issuer's 401(k) Plan. Eric M. DeMarco, by Eva Yee, Attorney-In-Fact 2022-07-22