0001415889-23-001426.txt : 20230124 0001415889-23-001426.hdr.sgml : 20230124 20230124201916 ACCESSION NUMBER: 0001415889-23-001426 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230120 FILED AS OF DATE: 20230124 DATE AS OF CHANGE: 20230124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH PATRICK W CENTRAL INDEX KEY: 0001167028 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16391 FILM NUMBER: 23549471 MAIL ADDRESS: STREET 1: 7860 EAST MCCLAIN DRIVE STREET 2: SUITE 2 CITY: SCOTTSDALE STATE: AZ ZIP: 85260-1627 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXON ENTERPRISE, INC. CENTRAL INDEX KEY: 0001069183 STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480] IRS NUMBER: 860741227 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17800 N. 85TH ST. CITY: SCOTTSDALE STATE: AZ ZIP: 85255 BUSINESS PHONE: 480-991-0797 MAIL ADDRESS: STREET 1: 17800 N. 85TH ST. CITY: SCOTTSDALE STATE: AZ ZIP: 85255 FORMER COMPANY: FORMER CONFORMED NAME: TASER INTERNATIONAL INC DATE OF NAME CHANGE: 20010212 4 1 form4-01252023_010108.xml X0306 4 2023-01-20 0001069183 AXON ENTERPRISE, INC. AXON 0001167028 SMITH PATRICK W 17800 NORTH 85TH STREET SCOTTSDALE AZ 85255 true true false false CHIEF EXECUTIVE OFFICER Common Stock 2023-01-20 4 M 0 52261 185.02 A 2331831 D Common Stock 2023-01-20 4 S 0 25442 185.2426 D 2306389 D Common Stock 2023-01-20 4 S 0 6360 185.2426 D 2300029 D Common Stock 2023-01-23 4 M 0 444266 188.95 A 2744295 D Common Stock 2023-01-23 4 S 0 214732 190.1719 A 2529563 D Common Stock 2023-01-23 4 S 0 53683 190.1719 D 2475880 D Common Stock 2023-01-24 4 M 0 157415 188.96 A 2633295 D Common Stock 2023-01-24 4 S 0 3900 185.8785 D 2629395 D Common Stock 2023-01-24 4 S 0 6695 186.8541 D 2622700 D Common Stock 2023-01-24 4 S 0 11703 187.8257 D 2610997 D Common Stock 2023-01-24 4 S 0 54183 188.9417 D 2556814 D Common Stock 2023-01-24 4 S 0 14741 188.9417 D 2542073 D Common Stock 2023-01-24 4 S 0 4379 189.4807 D 2537694 D Employee Stock Option 28.58 2023-01-20 4 M 0 52261 0 D 2021-06-30 2028-02-28 Common Stock 52261 1144598 D Employee Stock Option 28.58 2023-01-23 4 M 0 83622 0 D 2021-06-30 2028-02-28 Common Stock 83622 1060976 D Employee Stock Option 28.58 2023-01-23 4 M 0 360644 0 D 2021-09-30 2028-02-28 Common Stock 360644 700332 D Employee Stock Option 28.58 2023-01-24 4 M 0 157415 0 D 2021-09-30 2028-02-28 Common Stock 157415 542917 D Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. The transaction was executed in multiple trades at prices ranging from $185.00 to $185.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. The transaction was executed in multiple trades at prices ranging from $185.25 to $186.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $186.30 to $187.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $187.34 to $188.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $188.34 to $189.33 The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $189.34 to $189.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ Patrick W. Smith, by Isaiah Fields, Attorney-in-Fact 2023-01-24