0001415889-23-001426.txt : 20230124
0001415889-23-001426.hdr.sgml : 20230124
20230124201916
ACCESSION NUMBER: 0001415889-23-001426
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230120
FILED AS OF DATE: 20230124
DATE AS OF CHANGE: 20230124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH PATRICK W
CENTRAL INDEX KEY: 0001167028
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16391
FILM NUMBER: 23549471
MAIL ADDRESS:
STREET 1: 7860 EAST MCCLAIN DRIVE
STREET 2: SUITE 2
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85260-1627
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AXON ENTERPRISE, INC.
CENTRAL INDEX KEY: 0001069183
STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480]
IRS NUMBER: 860741227
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 17800 N. 85TH ST.
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85255
BUSINESS PHONE: 480-991-0797
MAIL ADDRESS:
STREET 1: 17800 N. 85TH ST.
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85255
FORMER COMPANY:
FORMER CONFORMED NAME: TASER INTERNATIONAL INC
DATE OF NAME CHANGE: 20010212
4
1
form4-01252023_010108.xml
X0306
4
2023-01-20
0001069183
AXON ENTERPRISE, INC.
AXON
0001167028
SMITH PATRICK W
17800 NORTH 85TH STREET
SCOTTSDALE
AZ
85255
true
true
false
false
CHIEF EXECUTIVE OFFICER
Common Stock
2023-01-20
4
M
0
52261
185.02
A
2331831
D
Common Stock
2023-01-20
4
S
0
25442
185.2426
D
2306389
D
Common Stock
2023-01-20
4
S
0
6360
185.2426
D
2300029
D
Common Stock
2023-01-23
4
M
0
444266
188.95
A
2744295
D
Common Stock
2023-01-23
4
S
0
214732
190.1719
A
2529563
D
Common Stock
2023-01-23
4
S
0
53683
190.1719
D
2475880
D
Common Stock
2023-01-24
4
M
0
157415
188.96
A
2633295
D
Common Stock
2023-01-24
4
S
0
3900
185.8785
D
2629395
D
Common Stock
2023-01-24
4
S
0
6695
186.8541
D
2622700
D
Common Stock
2023-01-24
4
S
0
11703
187.8257
D
2610997
D
Common Stock
2023-01-24
4
S
0
54183
188.9417
D
2556814
D
Common Stock
2023-01-24
4
S
0
14741
188.9417
D
2542073
D
Common Stock
2023-01-24
4
S
0
4379
189.4807
D
2537694
D
Employee Stock Option
28.58
2023-01-20
4
M
0
52261
0
D
2021-06-30
2028-02-28
Common Stock
52261
1144598
D
Employee Stock Option
28.58
2023-01-23
4
M
0
83622
0
D
2021-06-30
2028-02-28
Common Stock
83622
1060976
D
Employee Stock Option
28.58
2023-01-23
4
M
0
360644
0
D
2021-09-30
2028-02-28
Common Stock
360644
700332
D
Employee Stock Option
28.58
2023-01-24
4
M
0
157415
0
D
2021-09-30
2028-02-28
Common Stock
157415
542917
D
Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
The transaction was executed in multiple trades at prices ranging from $185.00 to $185.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
The transaction was executed in multiple trades at prices ranging from $185.25 to $186.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $186.30 to $187.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $187.34 to $188.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $188.34 to $189.33 The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $189.34 to $189.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
/s/ Patrick W. Smith, by Isaiah Fields, Attorney-in-Fact
2023-01-24