0001415889-21-005709.txt : 20211203
0001415889-21-005709.hdr.sgml : 20211203
20211203202950
ACCESSION NUMBER: 0001415889-21-005709
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211201
FILED AS OF DATE: 20211203
DATE AS OF CHANGE: 20211203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Larson Luke
CENTRAL INDEX KEY: 0001621070
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16391
FILM NUMBER: 211471691
MAIL ADDRESS:
STREET 1: 17800 N 85TH ST
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85255
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AXON ENTERPRISE, INC.
CENTRAL INDEX KEY: 0001069183
STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480]
IRS NUMBER: 860741227
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 17800 N. 85TH ST.
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85255
BUSINESS PHONE: 480-991-0797
MAIL ADDRESS:
STREET 1: 17800 N. 85TH ST.
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85255
FORMER COMPANY:
FORMER CONFORMED NAME: TASER INTERNATIONAL INC
DATE OF NAME CHANGE: 20010212
4
1
form4-12032021_051242.xml
X0306
4
2021-12-01
0001069183
AXON ENTERPRISE, INC.
AXON
0001621070
Larson Luke
17800 NORTH 85TH STREET
SCOTTSDALE
AZ
85255
false
true
false
false
PRESIDENT
Common Stock
2021-12-01
4
S
0
711
162.81
D
246464
D
Common Stock
2021-12-01
4
S
0
22
165.6932
D
246442
D
Common Stock
2021-12-02
4
A
0
49883
0
A
296325
D
Common Stock
2021-12-02
4
F
0
22174
159.36
D
274151
D
Common Stock
2021-12-02
4
A
0
12551
159.36
A
286702
D
Common Stock
2021-12-02
4
A
0
8786
159.36
A
295488
D
Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
The transaction consists of performance-based restricted stock units granted on January 2, 2019, for the achievement of tranche nine of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for these tranches vested on December 2, 2021. The shares are subject to a 2.5 year minimum holding period from the goal attainment date, excluding shares that are withheld or made available to sell to cover taxes.
Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of tranche nine of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period
Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. The grant is scheduled to vest in three equal installments beginning on December 2, 2022.
Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. Two thirds of the award will vest on December 2, 2022 and the remaining one third will vest on December 2, 2023.
/s/ Luke S. Larson, by Jawad A. Ahsan, Attorney-in-Fact
2021-12-03