0001415889-21-005709.txt : 20211203 0001415889-21-005709.hdr.sgml : 20211203 20211203202950 ACCESSION NUMBER: 0001415889-21-005709 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211201 FILED AS OF DATE: 20211203 DATE AS OF CHANGE: 20211203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Larson Luke CENTRAL INDEX KEY: 0001621070 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16391 FILM NUMBER: 211471691 MAIL ADDRESS: STREET 1: 17800 N 85TH ST CITY: SCOTTSDALE STATE: AZ ZIP: 85255 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXON ENTERPRISE, INC. CENTRAL INDEX KEY: 0001069183 STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480] IRS NUMBER: 860741227 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17800 N. 85TH ST. CITY: SCOTTSDALE STATE: AZ ZIP: 85255 BUSINESS PHONE: 480-991-0797 MAIL ADDRESS: STREET 1: 17800 N. 85TH ST. CITY: SCOTTSDALE STATE: AZ ZIP: 85255 FORMER COMPANY: FORMER CONFORMED NAME: TASER INTERNATIONAL INC DATE OF NAME CHANGE: 20010212 4 1 form4-12032021_051242.xml X0306 4 2021-12-01 0001069183 AXON ENTERPRISE, INC. AXON 0001621070 Larson Luke 17800 NORTH 85TH STREET SCOTTSDALE AZ 85255 false true false false PRESIDENT Common Stock 2021-12-01 4 S 0 711 162.81 D 246464 D Common Stock 2021-12-01 4 S 0 22 165.6932 D 246442 D Common Stock 2021-12-02 4 A 0 49883 0 A 296325 D Common Stock 2021-12-02 4 F 0 22174 159.36 D 274151 D Common Stock 2021-12-02 4 A 0 12551 159.36 A 286702 D Common Stock 2021-12-02 4 A 0 8786 159.36 A 295488 D Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. The transaction consists of performance-based restricted stock units granted on January 2, 2019, for the achievement of tranche nine of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for these tranches vested on December 2, 2021. The shares are subject to a 2.5 year minimum holding period from the goal attainment date, excluding shares that are withheld or made available to sell to cover taxes. Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of tranche nine of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. The grant is scheduled to vest in three equal installments beginning on December 2, 2022. Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. Two thirds of the award will vest on December 2, 2022 and the remaining one third will vest on December 2, 2023. /s/ Luke S. Larson, by Jawad A. Ahsan, Attorney-in-Fact 2021-12-03