0001415889-21-005044.txt : 20211102
0001415889-21-005044.hdr.sgml : 20211102
20211102204343
ACCESSION NUMBER: 0001415889-21-005044
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211029
FILED AS OF DATE: 20211102
DATE AS OF CHANGE: 20211102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH PATRICK W
CENTRAL INDEX KEY: 0001167028
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16391
FILM NUMBER: 211373330
MAIL ADDRESS:
STREET 1: 7860 EAST MCCLAIN DRIVE
STREET 2: SUITE 2
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85260-1627
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AXON ENTERPRISE, INC.
CENTRAL INDEX KEY: 0001069183
STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480]
IRS NUMBER: 860741227
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 17800 N. 85TH ST.
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85255
BUSINESS PHONE: 480-991-0797
MAIL ADDRESS:
STREET 1: 17800 N. 85TH ST.
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85255
FORMER COMPANY:
FORMER CONFORMED NAME: TASER INTERNATIONAL INC
DATE OF NAME CHANGE: 20010212
4
1
form4-11022021_051134.xml
X0306
4
2021-10-29
0001069183
AXON ENTERPRISE, INC.
AXON
0001167028
SMITH PATRICK W
17800 NORTH 85TH STREET
SCOTTSDALE
AZ
85255
true
true
false
false
CHIEF EXECUTIVE OFFICER
Common Stock
2021-10-29
4
M
0
8052
179.96
A
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D
Common Stock
2021-10-29
4
S
0
985
180.1083
D
630244
D
Common Stock
2021-10-29
4
S
0
3942
180.1083
D
626302
D
Common Stock
2021-11-01
4
M
0
85234
180.67
A
711536
D
Common Stock
2021-11-01
4
S
0
10423
180.4711
D
701113
D
Common Stock
2021-11-01
4
S
0
26652
180.4711
D
674461
D
Common Stock
2021-11-01
4
S
0
10008
181.4541
D
664453
D
Common Stock
2021-11-01
4
S
0
5034
182.2535
D
659419
D
Common Stock
2021-11-02
4
M
0
62349
181.60
A
721768
D
Common Stock
2021-11-02
4
S
0
7641
180.3686
D
714127
D
Common Stock
2021-11-02
4
S
0
13324
180.3686
D
700803
D
Common Stock
2021-11-02
4
S
0
17239
181.4113
D
683564
D
Employee Stock Option
28.58
2021-10-29
4
M
0
8052
0
D
2020-12-31
2028-02-28
Common Stock
8052
3740743
D
Employee Stock Option
28.58
2021-11-01
4
M
0
27327
0
D
2020-12-31
2028-02-28
Common Stock
27327
3713416
D
Employee Stock Option
28.58
2021-11-01
4
M
0
57907
0
D
2021-03-31
2028-02-28
Common Stock
57907
3655509
D
Employee Stock Option
28.58
2021-11-02
4
M
0
62349
0
D
2021-03-31
2028-02-28
Common Stock
62349
3593160
D
This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
The transaction was executed in multiple trades at prices ranging from $180.00 to $180.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $181.00 to $181.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $182.00 to $182.69. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $181.00 to $181.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
/s/ Patrick W. Smith, by Jawad A. Ahsan, Attorney-in-Fact
2021-11-02