0001415889-20-001441.txt : 20200602 0001415889-20-001441.hdr.sgml : 20200602 20200602181015 ACCESSION NUMBER: 0001415889-20-001441 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200529 FILED AS OF DATE: 20200602 DATE AS OF CHANGE: 20200602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCBRADY MATTHEW R CENTRAL INDEX KEY: 0001259144 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16391 FILM NUMBER: 20938410 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXON ENTERPRISE, INC. CENTRAL INDEX KEY: 0001069183 STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480] IRS NUMBER: 860741227 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17800 N. 85TH ST. CITY: SCOTTSDALE STATE: AZ ZIP: 85255 BUSINESS PHONE: 480-991-0797 MAIL ADDRESS: STREET 1: 17800 N. 85TH ST. CITY: SCOTTSDALE STATE: AZ ZIP: 85255 FORMER COMPANY: FORMER CONFORMED NAME: TASER INTERNATIONAL INC DATE OF NAME CHANGE: 20010212 4 1 form4-06022020_060601.xml X0306 4 2020-05-29 0001069183 AXON ENTERPRISE, INC. AAXN 0001259144 MCBRADY MATTHEW R 17800 NORTH 85TH STREET SCOTTSDALE AZ 85255 true false false false Common Stock 2020-05-29 4 A 0 2107 75.96 A 9990 D Common Stock 2020-06-02 4 S 0 2 91.80 D 9988 D Common Stock 2020-06-02 4 S 0 388 94.70 D 9600 D Common Stock 2020-06-02 4 S 0 115 95.95 D 9485 D Common Stock 2020-06-02 4 S 0 194 97.306 D 9291 D Common Stock 2020-06-02 4 S 0 48 98.48 D 9243 D Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. The grant is scheduled to vest in three equal installments beginning on May 29, 2021. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. The transaction was executed in multiple trades at prices ranging from $94.24 to $95.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $95.68 to $96.38. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $97.04 to $97.795. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ Matthew R. McBrady, by Jawad A. Ahsan, Attorney-in-Fact 2020-06-02