0001069157-24-000028.txt : 20240306 0001069157-24-000028.hdr.sgml : 20240306 20240306210302 ACCESSION NUMBER: 0001069157-24-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240304 FILED AS OF DATE: 20240306 DATE AS OF CHANGE: 20240306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRAUSE DOUGLAS PAUL CENTRAL INDEX KEY: 0001235499 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24939 FILM NUMBER: 24727917 MAIL ADDRESS: STREET 1: 415 HUNTINGTON DRIVE CITY: SAN MARINO STATE: CA ZIP: 91108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EAST WEST BANCORP INC CENTRAL INDEX KEY: 0001069157 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 954703316 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 135 N. LOS ROBLES AVE. 7TH FLOOR CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 6267686000 MAIL ADDRESS: STREET 1: EAST WEST BANCORP INC STREET 2: 135 N. LOS ROBLES AVE. 7TH FLOOR CITY: PASADENA STATE: CA ZIP: 91101 4 1 wk-form4_1709776970.xml FORM 4 X0508 4 2024-03-04 0 0001069157 EAST WEST BANCORP INC EWBC 0001235499 KRAUSE DOUGLAS PAUL EAST WEST BANCORP, INC. 135 N. LOS ROBLES AVE. 7TH FLOOR PASADENA CA 91101 0 1 0 0 Vice Chairman 0 Common Stock 2024-03-04 4 A 0 15898 0 A 71269 D Common Stock 2024-03-04 4 F 0 5866 73.22 D 65403 D Common Stock 26652 I 401 (k) Plan Performance-Based Restricted Stock Units granted on March 4, 2021 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 4, 2024, 178.2% of the units granted on March 4, 2021 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock. Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. The number of shares withheld was based on the closing price of the issuer's common stock on March 4, 2024. /s/ Louisa Wang, as Attorney-in-fact 2024-03-06