0001069157-18-000086.txt : 20180607 0001069157-18-000086.hdr.sgml : 20180607 20180607172834 ACCESSION NUMBER: 0001069157-18-000086 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180606 FILED AS OF DATE: 20180607 DATE AS OF CHANGE: 20180607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NG DOMINIC CENTRAL INDEX KEY: 0001201236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24939 FILM NUMBER: 18887498 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EAST WEST BANCORP INC CENTRAL INDEX KEY: 0001069157 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954703316 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 135 N. LOS ROBLES AVE. 7TH FLOOR CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 6267686000 MAIL ADDRESS: STREET 1: EAST WEST BANCORP INC STREET 2: 135 N. LOS ROBLES AVE. 7TH FLOOR CITY: PASADENA STATE: CA ZIP: 91101 4 1 wf-form4_152840689755638.xml FORM 4 X0306 4 2018-06-06 0 0001069157 EAST WEST BANCORP INC EWBC 0001201236 NG DOMINIC EAST WEST BANCORP, INC. 135 N. LOS ROBLES AVE. 7TH FLOOR PASADENA CA 91101 1 1 0 0 Chief Executive Officer Common Stock 2018-06-06 4 S 0 2800 72.1568 D 450506 D Common Stock 2018-06-06 4 S 0 2971 72.95 D 447535 D Common Stock 6445 I 401 (k) Plan The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.69 to $72.61, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.74 to $73.06, inclusive. /s/ Felicia Yu, as Attorney-in-fact 2018-06-07