0001562180-24-002376.txt : 20240306 0001562180-24-002376.hdr.sgml : 20240306 20240306173340 ACCESSION NUMBER: 0001562180-24-002376 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240304 FILED AS OF DATE: 20240306 DATE AS OF CHANGE: 20240306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JANAC K CHARLES CENTRAL INDEX KEY: 0001068987 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40960 FILM NUMBER: 24727222 MAIL ADDRESS: STREET 1: C/O SMART MACHINES INC STREET 2: 651 RIVER OAKS PARKWAY CITY: SAN HOSE STATE: CA ZIP: 95135 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Arteris, Inc. CENTRAL INDEX KEY: 0001667011 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 E. HAMILTON AVE, SUITE 300 CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: (408) 470-7300 MAIL ADDRESS: STREET 1: 900 E. HAMILTON AVE, SUITE 300 CITY: CAMPBELL STATE: CA ZIP: 95008 4 1 primarydocument.xml PRIMARY DOCUMENT X0508 4 2024-03-04 false 0001667011 Arteris, Inc. AIP 0001068987 JANAC K CHARLES C/O ARTERIS, INC. 900 E. HAMILTON AVE., SUITE 300 CAMPBELL CA 95008 true true true false President and CEO true Common Stock 2024-03-04 4 S false 1427.00 7.1662 D 330623.00 D Common Stock 2024-03-04 4 S false 1876.00 7.1636 D 328747.00 D Common Stock 10307691.00 I Bayview Legacy, LLC Common Stock 63252.00 I Charles & Lydia Janac Trust Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 12, 2023. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.95 to $7.28 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Includes 228,747 restricted stock units. The Reporting Person is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Bayview Legacy LLC. The shares are held by Charles & Lydia Janac Trust, for which the Reporting Person serves as trustee. /s/ Paul Alpern, as Attorney-in-Fact for CHARLES K JANAC 2024-03-06