0001562180-23-006749.txt : 20230906 0001562180-23-006749.hdr.sgml : 20230906 20230906180411 ACCESSION NUMBER: 0001562180-23-006749 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230901 FILED AS OF DATE: 20230906 DATE AS OF CHANGE: 20230906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JANAC K CHARLES CENTRAL INDEX KEY: 0001068987 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40960 FILM NUMBER: 231240471 MAIL ADDRESS: STREET 1: C/O SMART MACHINES INC STREET 2: 651 RIVER OAKS PARKWAY CITY: SAN HOSE STATE: CA ZIP: 95135 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Arteris, Inc. CENTRAL INDEX KEY: 0001667011 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 595 MILLICH DR., SUITE 200 CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: (408) 470-7300 MAIL ADDRESS: STREET 1: 595 MILLICH DR., SUITE 200 CITY: CAMPBELL STATE: CA ZIP: 95008 4 1 primarydocument.xml PRIMARY DOCUMENT X0508 4 2023-09-01 false 0001667011 Arteris, Inc. AIP 0001068987 JANAC K CHARLES C/O ARTERIS, INC. 595 MILLICH DR., SUITE 200 CAMPBELL CA 95008 true true true false President and CEO true Common Stock 2023-09-01 4 F false 1143.00 7.18 D 234701.00 D Common Stock 2023-09-05 4 S false 2160.00 7.0872 D 232541.00 D Common Stock 10307691.00 I Bayview Legacy, LLC Common Stock 77286.00 I By the Janac Trust The reported transaction involved the withholding of 1,143 shares of stock issuable upon the vesting of restricted stock units to pay taxes. Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 12, 2023. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.85 to $7.22 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Includes 132,541 restricted stock units. The Reporting Person is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Bayview Legacy LLC. /s/ Paul Alpern, as Attorney-in-Fact for CHARLES K JANAC 2023-09-06