0001388961-18-000016.txt : 20181015 0001388961-18-000016.hdr.sgml : 20181015 20181015164026 ACCESSION NUMBER: 0001388961-18-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181011 FILED AS OF DATE: 20181015 DATE AS OF CHANGE: 20181015 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clendening John S CENTRAL INDEX KEY: 0001388961 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25131 FILM NUMBER: 181122610 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BLUCORA, INC. CENTRAL INDEX KEY: 0001068875 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 911718107 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6333 N. STATE HWY 161 STREET 2: 4TH FLOOR CITY: IRVING STATE: TX ZIP: 75038 BUSINESS PHONE: 972-870-6000 MAIL ADDRESS: STREET 1: 6333 N. STATE HWY 161 STREET 2: 4TH FLOOR CITY: IRVING STATE: TX ZIP: 75038 FORMER COMPANY: FORMER CONFORMED NAME: INFOSPACE INC DATE OF NAME CHANGE: 20000428 FORMER COMPANY: FORMER CONFORMED NAME: INFOSPACE COM INC DATE OF NAME CHANGE: 19980824 4 1 wf-form4_153963600812832.xml FORM 4 X0306 4 2018-10-11 0 0001068875 BLUCORA, INC. BCOR 0001388961 Clendening John S 6333 N STATE HIGHWAY 161, 6TH FLOOR IRVING TX 75038 1 1 0 0 President and CEO Common Stock 2018-10-11 4 M 0 34000 4.98 A 666799 D Common Stock 2018-10-11 4 S 0 31203 32.788 D 635596 D Common Stock 2018-10-11 4 S 0 17797 33.6559 D 617799 D Common Stock 2018-10-12 4 M 0 12000 4.98 A 629799 D Common Stock 2018-10-12 4 S 0 16500 33.0187 D 613299 D Stock Option (Right to Buy) 4.98 2018-10-11 4 M 0 34000 0 D 2023-04-04 Common Stock 34000.0 308166 D Stock Option (Right to Buy) 4.98 2018-10-12 4 M 0 12000 0 D 2023-04-04 Common Stock 12000.0 296166 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2018. The price reported in Column 4 is a weighted average price. These shares sold in multiple transactions at prices ranging from $32.36 to $33.35. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide the full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average price. These shares sold in multiple transactions at prices ranging from $33.36 to $34.17. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide the full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average price. These shares sold in multiple transactions at prices ranging from $32.46 to $33.31. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide the full information regarding the number of shares sold at each separate price. 15% of the total option vested on April 4, 2016. The remainder vested 33.33% on April 4, 2017, and approximately 16.67% vests at the end of each six-month period thereafter, such that the option will be fully vested on April 4, 2019. /s/ Wendy Walton, as Attorney-in-Fact for John S. Clendening 2018-10-15