0001068875-23-000082.txt : 20230508
0001068875-23-000082.hdr.sgml : 20230508
20230508164342
ACCESSION NUMBER: 0001068875-23-000082
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230504
FILED AS OF DATE: 20230508
DATE AS OF CHANGE: 20230508
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEAMAN J RICHARD III
CENTRAL INDEX KEY: 0001604750
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25131
FILM NUMBER: 23898405
MAIL ADDRESS:
STREET 1: C/O MOELIS & COMPANY
STREET 2: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AVANTAX, INC.
CENTRAL INDEX KEY: 0001068875
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 911718107
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3200 OLYMPUS BLVD.
STREET 2: SUITE 100
CITY: DALLAS
STATE: TX
ZIP: 75019
BUSINESS PHONE: 972-870-6000
MAIL ADDRESS:
STREET 1: 3200 OLYMPUS BLVD.
STREET 2: SUITE 100
CITY: DALLAS
STATE: TX
ZIP: 75019
FORMER COMPANY:
FORMER CONFORMED NAME: BLUCORA, INC.
DATE OF NAME CHANGE: 20120605
FORMER COMPANY:
FORMER CONFORMED NAME: INFOSPACE INC
DATE OF NAME CHANGE: 20000428
FORMER COMPANY:
FORMER CONFORMED NAME: INFOSPACE COM INC
DATE OF NAME CHANGE: 19980824
4
1
wf-form4_168357860929897.xml
FORM 4
X0407
4
2023-05-04
0
0001068875
AVANTAX, INC.
AVTA
0001604750
LEAMAN J RICHARD III
3200 OLYMPUS BLVD
SUITE 100
DALLAS
TX
75019
1
0
0
0
0
Common Stock
2023-05-04
4
A
0
6084
0
A
22249
D
Reflects a grant of restricted stock units ("RSUs") that was made to the reporting person on May 4, 2023 and that will vest on the earlier of the one-year anniversary of the date of grant or the first annual shareholder's meeting after the grant date.
/s/ Tabitha Bailey, as Attorney-in-Fact of J. Richard Leaman III
2023-05-08