-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TJOtm+rDdr5JUBv7fws8tCl0fk/jxRmCGvIysBM4bPLBY4XLEBYeqnBjAF3dKuun VxIyjy/ljOyuYAV7KRYWrA== 0000906344-06-000424.txt : 20061113 0000906344-06-000424.hdr.sgml : 20061113 20061113135611 ACCESSION NUMBER: 0000906344-06-000424 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061113 DATE AS OF CHANGE: 20061113 EFFECTIVENESS DATE: 20061113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAN FRANCISCO SENTRY INVESTMENT GROUP CENTRAL INDEX KEY: 0001068811 IRS NUMBER: 943182508 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07260 FILM NUMBER: 061207711 BUSINESS ADDRESS: STREET 1: 100 PINE STREET STREET 2: SUITE 2700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4152299000 MAIL ADDRESS: STREET 1: 100 PINE STREET STREET 2: SUITE 2700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 sfs3q06.txt FORM 13F - THIRD QUARTER 2006 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/06 Check here if Amendment / /; Amendment Number: This Amendment (Check only one): / / is a restatement / / adds new holdings entries. Institutional Investment Manager Filing this Report: SAN FRANCISCO SENTRY INVESTMENT GROUP 100 Pine Street, Suite 2700 San Francisco, CA 94111 Form 13F File Number: 028-07260 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: RICHARD E. DIRICKSON, JR. Chairman and Secretary 415-229-9000 Signature, Place and Date of Signing: __________/s/____________ Richard E. Dirickson, Jr. San Francisco, CA 11/07/06 Report Type (Check only one): / x / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s)) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 241 Form 13F Information Table Value Total (x$1000): $117,567 List of Other Included Managers: None FORM 13F INFORMATION TABLE - THIRD QUARTER 2006 SAN FRANCISCO SENTRY INVESTMENT GROUP
Shares/ Title of Value Principal SH/ PUT/ Investment Other Name of Issuer Class CUSIP (x$1000) Amount PRN CALL Discretion Mgrs Sole Shared None ================================================================================================================================= 3M Company Common 88579y101 $41 552 SH Sole 552 ALLTEL Corp Common 020039103 $222 4000 SH Sole 4000 ARC Energy Trust Common 001986108 $163 6700 SH Sole 6700 AT&T Inc. Common 00206r102 $95 2918 SH Sole 2918 Acco Brands Corp Common 00081t108 $46 2070 SH Sole 2070 Activision Inc Common 004930202 $76 5000 SH Sole 5000 Adobe Systems Inc Common 00724f101 $566 15100 SH Sole 15100 Agilent Technologies Inc Common 00846u101 $460 14081 SH Sole 14081 Air Prod & Chemical Inc Common 009158106 $437 6590 SH Sole 6590 Allegiance Bank Common 01747v206 $27 5000 SH Sole 5000 Alliance Bernstein Common 01881g106 $21 300 SH Sole 300 Altria Group Inc Common 718154107 $162 2112 SH Sole 2112 Amer Elec Pwr Common 025537101 $18 500 SH Sole 500 American Express Co Common 025816109 $645 11500 SH Sole 11500 American Intl Group Common 026874107 $2,313 34910 SH Sole 34910 Amgen Inc Common 031162100 $2,635 36839 SH Sole 36839 Anadarko Petroleum Corp. Common 032511107 $1,048 23900 SH Sole 23900 Apache Corp Common 037411105 $662 10470 SH Sole 10470 Apple Computer Common 037833100 $6 80 SH Sole 80 Applied Materials Common 038222105 $439 24770 SH Sole 24770 Avaya Inc Common 053499109 $0 2 SH Sole 2 Avis Budget Group Common 053774105 $39 2124 SH Sole 2124 BJ Services Common 1055482103 $7 226 SH Sole 226 BP Amoco Plc Spon Adr ADR 055622104 $104 1584 SH Sole 1584 Ballard Power Systems Common 05858h104 $1 100 SH Sole 100 Bankamerica Corp Common 060505104 $1,228 22931 SH Sole 22931 Baxter International Common 071813109 $305 6700 SH Sole 6700 Beckman Coulter Inc Common 075811109 $131 2280 SH Sole 2280 Berkshire Hathaway B Shares Common 084670207 $32 10 SH Sole 10 Boeing Company Common 097023105 $1,121 14222 SH Sole 14222 Brandywine Realty Trust-SBI NE Common 105368203 $36 1100 SH Sole 1100 Bristol-Myers Squibb Common 110122108 $201 8077 SH Sole 8077 Broadcom Corp Cl A Class A 111320107 $27 900 SH Sole 900 Canadian Oil Sands TR Common 13642L100 $211 7925 SH Sole 7925 Cardinal Health Inc Common 14149y108 $151 2300 SH Sole 2300 Caremark Rx Inc Common 141705103 $57 1000 SH Sole 1000 Caterpillar Inc Common 149123101 $3,653 55515 SH Sole 55515 Cedar Fair Lp Common 150185106 $166 6300 SH Sole 6300 Chesapeake Energy Common 165167107 $38 1300 SH Sole 1300 Chevron Corp Common 166764100 $3,266 50360 SH Sole 50360 China Life Insurance Common 16939p106 $430 5500 SH Sole 5500 Chubb Corp Common 171232101 $6 114 SH Sole 114 Cisco Systems Inc Common 17275r102 $2,038 88675 SH Sole 88675 Citigroup Inc Common 172967101 $1,138 22904 SH Sole 22904 Cognizant Tech Solutns Common 192446102 $296 4000 SH Sole 4000 Comcast Corp New Common 20030n200 $37 1000 SH Sole 1000 Con Edison Co Common 209115104 $12 250 SH Sole 250 Connacher Oil & Gas Common 205884103 $48 15000 SH Sole 15000 ConocoPhillips Common 20825c104 $3,470 58292 SH Sole 58292 Constellation Brands Inc Common 21036p108 $6 212 SH Sole 212 Corning Inc Common 219350105 $706 28905 SH Sole 28905 Costco Whsl Corp Common 22160k105 $214 4300 SH Sole 4300 Crescent Real Estate Equities Inc Common 225756105 $857 39280 SH Sole 39280 Daimlerchrysler Ag Ord Common d1668r123 $888 17769 SH Sole 17769 Danaher Corp Common 235851102 $429 6250 SH Sole 6250 Diamond Offshore Drilling Common 25271c102 $29 400 SH Sole 400 Dominion Resources Inc. Common 25746u109 $76 1000 SH Sole 1000 Dow Chemical Common 260543103 $275 7050 SH Sole 7050 Dreyfus Strategic Muns Common 261932107 $285 31064 SH Sole 31064 Duke Realty Corp Reits Common 264411505 $152 4075 SH Sole 4075 Dupont Denemours Common 263534109 $306 7140 SH Sole 7140 EMC Corp Common 268648102 $1,416 118201 SH Sole 118201 Eastman Chemical Co Common 277432100 $627 11600 SH Sole 11600 Ebay Inc Common 278642103 $37 1300 SH Sole 1300 Edison International Common 281020107 $8 200 SH Sole 200 El Paso Corporation Common 28336l109 $7 507 SH Sole 507 Electronic Arts Common 285512109 $380 6800 SH Sole 6800 Eli Lilly & Co. Common 532457108 $547 9600 SH Sole 9600 Emerson Electric Common 291011104 $1,319 15725 SH Sole 15725 Enbridge Energy Partners LP Common 29250r106 $37 800 SH Sole 800 Enerplus Resources Common 29274d604 $5,056 100538 SH Sole 100538 Enterprise Products Partner Common 293792107 $188 7025 SH Sole 7025 Equity Office Properties Sbi SBI 294741103 $30 747 SH Sole 747 Exelon Corp Common 30161n101 $1,942 32080 SH Sole 32080 Exxon Mobil Corp. Common 30231g102 $2,236 33330 SH Sole 33330 FMC Corp Common 302491303 $160 2500 SH Sole 2500 FPL Group Inc Common 302571104 $293 6500 SH Sole 6500 Fannie Mae Common 313586109 $89 1600 SH Sole 1600 Federal Home Mtg Ln Common 313400301 $112 1689 SH Sole 1689 First Data Corp Common 319963104 $604 14375 SH Sole 14375 Firstenergy Corp Common 337932107 $201 3600 SH Sole 3600 Forest Labs Common 345838106 $29 570 SH Sole 570 Fortune Brands Inc Common 349631101 $308 4100 SH Sole 4100 Freeport Mcmoran Copper & Class B 35671d857 $53 1000 SH Sole 1000 Gold CL B Fuelcell Energy Common 35952h106 $1 100 SH Sole 100 GMH Communities Trust Common 36188g102 $39 3085 SH Sole 3085 Genetech New Common 368710406 $1,128 13640 SH Sole 13640 General Electric Common 369604103 $9,077 257134 SH Sole 257134 General Growth Props Common 370021107 $57 1200 SH Sole 1200 Genzyme Corp Genl Div Common 372917104 $65 963 SH Sole 963 Globalsantafe Corp Common g3930e101 $22 450 SH Sole 450 Goldman Sachs Group Common 38141g104 $423 2500 SH Sole 2500 Google Inc. Common 38259p508 $111 275 SH Sole 275 Grant Prideco Inc Common 38821g101 $199 5235 SH Sole 5235 H&Q Healthcare Fund Common 404052102 $67 4004 SH Sole 4004 Halliburton Co Common 406216101 $23 800 SH Sole 800 Hansen Natural Corp. Common 411310105 $198 6100 SH Sole 6100 Harley Davidson Common 412822108 $31 500 SH Sole 500 Harrahs Entertainment Common 413619107 $479 7218 SH Sole 7218 Health Care Ppty Invs Inc Common 421915109 $52 1684 SH Sole 1684 Health Care Reit Inc Common 42217k106 $20 500 SH Sole 500 Hepalife Technologies Common 42689p104 $8 10600 SH Sole 10600 Hewlett Packard Co Common 428236103 $251 6850 SH Sole 6850 Home Depot Inc Common 437076102 $1,759 48495 SH Sole 48495 Host Hotel/Resorts Common 44107p104 $1 30 SH Sole 30 Hugoton Royalty Trust Texas Unit Common 444717102 $1 39 SH Sole 39 Ben Int Illinois Tool Works Inc. Common 452308109 $263 5850 SH Sole 5850 InfoCast Corp Common 45664s100 $0 100 SH Sole 100 Ingersoll-Rand Company CL A Class A g4776g101 $112 2944 SH Sole 2944 Intel Corp Common 458140100 $1,118 54328 SH Sole 54328 Intl Bus Machines Common 459200101 $462 5641 SH Sole 5641 Ishares HK China Ind Fd Common 464287184 $2,054 25250 SH Sole 25250 Ishares Japan Index Fund Common 464286848 $7 500 SH Sole 500 Ishares S Korea Index Fd Common 464286772 $1,878 40600 SH Sole 40600 Istar Financial Inc Common 45031u101 $117 2805 SH Sole 2805 J P Morgan Chase Common 46625h100 $2,710 57710 SH Sole 57710 Jabil Circuit Inc Common 466313103 $788 27575 SH Sole 27575 Japan Smaller Cap Fund Common 471090104 $1 75 SH Sole 75 Johnson/Johnson Common 478160104 $4,439 68351 SH Sole 68351 Keycorp (new) Common 493267108 $37 1000 SH Sole 1000 Keyspan Energy Corp Common 49337w100 $23 555 SH Sole 555 Kinder Morgan Energy Common 494550106 $44 1000 SH Sole 1000 Kohls Corp. Common 500255104 $65 1000 SH Sole 1000 L-3 Communications Hldgs Corp Common 502424104 $1,435 18325 SH Sole 18325 Lincare Holdings Inc Common 532791100 $14 400 SH Sole 400 Lockheed Martin Corp Common 539830109 $357 4150 SH Sole 4150 Longs Drug Stores Common 543162101 $18 400 SH Sole 400 Lowes Companies Inc Common 548661107 $640 22801 SH Sole 22801 Lucent Technologies Inc Common 549463107 $0 24 SH Sole 24 Lyondell Petrochem Common 552078107 $2 85 SH Sole 85 MDU Resources Grp. Common 552690109 $380 17025 SH Sole 17025 Macerich Company Common 554382101 $61 800 SH Sole 800 Manulife Financial Common 56501r106 $31 970 SH Sole 970 Marriott Intl Ind Common 571903202 $39 1000 SH Sole 1000 Masco Corp Common 574599106 $44 1600 SH Sole 1600 Mbia Inc. Common 55262c100 $86 1400 SH Sole 1400 Mcdonald's Corp Common 580135101 $3 80 SH Sole 80 Mckesson Hboc Inc Common 58155q103 $20 387 SH Sole 387 Medco Health Solutions Common 58405u102 $92 1526 SH Sole 1526 Medtronic, Inc. Common 585055106 $1,294 27650 SH Sole 27650 Mellon Financial Corp. Common 58551a108 $250 6400 SH Sole 6400 Merchants Nat'l Pptys Common 589161108 $2,303 1462 SH Sole 1462 Merck & Company Common 589331107 $42 1000 SH Sole 1000 Merrill Lynch Common 590188108 $167 2130 SH Sole 2130 Microsoft Inc Common 594918104 $2,330 85189 SH Sole 85189 Monsanto Co New Common 61166w101 $188 4000 SH Sole 4000 Morgan Stanley Common 617446448 $11 150 SH Sole 150 Motorola Inc Common 620076109 $25 1000 SH Sole 1000 Muniyield NY Insured Common 626301105 $169 12000 SH Sole 12000 NY Community Bancorp Common 649445103 $8 500 SH Sole 500 Nat'l Fuel Gas Co. Common 636180101 $443 12200 SH Sole 12200 National Semiconductor Common 637640103 $19 800 SH Sole 800 Noble Drilling Corp Common g65422100 $51 800 SH Sole 800 Nokia Corp Spons Adr Finland Common 654902204 $593 30140 SH Sole 30140 Nordstrom Inc Common 655664100 $668 15800 SH Sole 15800 Northrop Grumman Corp Common 666807102 $61 900 SH Sole 900 Novellus Systems Inc Common 670008101 $22 800 SH Sole 800 Nuveen Cal Muni Value Common 67062c107 $174 17200 SH Sole 17200 Nuveen Insured CA Dividend Common 67071m104 $47 3000 SH Sole 3000 Advantage Occidental Pete Corp Common 674599105 $885 18400 SH Sole 18400 Oge Energy Corp Common 670837103 $14 400 SH Sole 400 Oracle Corp Common 68389x105 $9 500 SH Sole 500 Overseas Shipholding Group Inc Common 690368105 $19 300 SH Sole 300 PG&E Corp Common 69331c108 $17 420 SH Sole 420 Penn RE Inv Trust Common 709102107 $38 900 SH Sole 900 Penn West Energy Trust Common 707885109 $478 13000 SH Sole 13000 Penny JC Co Inc Common 708160106 $58 850 SH Sole 850 Penwest Pharm Common 709754105 $142 8500 SH Sole 8500 Pepco Holdings Common 713291102 $36 1500 SH Sole 1500 Pepsico Inc Common 713448108 $2,939 45037 SH Sole 45037 Pfizer Inc Common 717081103 $1,778 62700 SH Sole 62700 Pimco CA Muni Inc Fd Common 72200n106 $532 32500 SH Sole 32500 Pimco CA Muni Inc Fd II Common 72200m108 $331 21000 SH Sole 21000 Pimco CA Muni Inc Fd III Common 72201c109 $440 26000 SH Sole 26000 Pitney Bowes Common 724479100 $275 6200 SH Sole 6200 Primewest Energy Trust Common 741930309 $86 3500 SH Sole 3500 Procter & Gamble Common 742718109 $1,195 19278 SH Sole 19278 Florida Progress Energy Common 341cvo998 $1 3000 SH Sole 3000 Progress Energy Inc Common 743263105 $310 6826 SH Sole 6826 Prologis Trust Sbi SBI 743410102 $171 3000 SH Sole 3000 Puget Energy Inc Common 745310102 $45 1960 SH Sole 1960 Qualcomm Inc Common 747525103 $1,763 48500 SH Sole 48500 RAIT Investment Trust Common 749227104 $29 1000 SH Sole 1000 Raytheon Co Common 755111507 $821 17100 SH Sole 17100 Read Rite Corp New Common 755246204 $0 1200 SH Sole 1200 Realogy Corp Common 75605e100 $120 5312 SH Sole 5312 Redwood Trust Inc Common 758075402 $76 1500 SH Sole 1500 Robert Half Int'l Common 770323103 $353 10400 SH Sole 10400 Royal Dutch Shell Common 780259206 $29 440 SH Sole 440 Sap Ag Spon Adr Common 803054204 $450 9100 SH Sole 9100 SanDisck Corp Common 800046101 $37 700 SH Sole 700 Scana Corp. Common 80589m102 $76 1894 SH Sole 1894 Schlumberger Common 806857108 $2,361 38062 SH Sole 38062 Seagate Technology Common g7945j104 $87 3747 SH Sole 3747 Sempra Energy Common 816851109 $166 3308 SH Sole 3308 Simon Ppty Group Inc Sbi SBI 828806109 $725 8000 SH Sole 8000 Smucker JM Co New Common 832696405 $9 192 SH Sole 192 Sonoma Valley Bancorp Common 835592106 $7 271 SH Sole 271 Sonus Pharmaceutical Common 835692104 $47 10000 SH Sole 10000 Southern Union Co. Common 844030106 $5 204 SH Sole 204 Southwest Airlines Common 844741108 $50 3000 SH Sole 3000 Spring Group Plc Ord Common g25759112 $66 71000 SH Sole 71000 Standard Microsystems Common 853626109 $15 530 SH Sole 530 Starbucks Common 855244109 $215 6300 SH Sole 6300 Starwood Hotel & Resorts Common 85590a203 $3 50 SH Sole 50 Suncor Energy Inc. Common 867229106 $36 500 SH Sole 500 Suntech Pwr Hldgs ADR Common 86800c104 $258 10000 SH Sole 10000 Target Corp Common 87612e106 $662 11979 SH Sole 11979 Teva Pharmaceuticals Common 881624209 $17 509 SH Sole 509 Time Warner Inc Common 887317105 $20 1100 SH Sole 1100 Transocean Inc Common g90078109 $656 8961 SH Sole 8961 Trex Inc Common 89531p105 $249 10297 SH Sole 10297 UGI Corp Common 902681105 $161 6600 SH Sole 6600 US Bancorp Common 902973304 $17 500 SH Sole 500 Umpqua Hldgs Corp Common 904214103 $48 1669 SH Sole 1669 Unitedhealth Group Inc Common 91324p102 $331 6720 SH Sole 6720 Univision Communicatns Common 914906102 $404 11750 SH Sole 11750 Vaalco Energy Inc New Common 91851c201 $844 117500 SH Sole 117500 Vanguard Total Stock Mkt Index Common 922908769 $263 2000 SH Sole 2000 Varian Inc Com Common 922206107 $9 188 SH Sole 188 Varian Medical Systems Common 92220p105 $606 11352 SH Sole 11352 Varian Semiconductor Com Common 922207105 $10 282 SH Sole 282 Verizon Communications Common 92343v104 $298 8035 SH Sole 8035 Vodafone Group Plc Spon Common 92857w100 $55 2406 SH Sole 2406 Wachovia Corp Common 929903102 $28 500 SH Sole 500 Wal-Mart Stores Inc Common 931142103 $1,132 22950 SH Sole 22950 Walgreen Co Common 931422109 $1,955 44035 SH Sole 44035 Washington Federal Inc Common 938824109 $39 1740 SH Sole 1740 Wash Mutual Inc Common 939322103 $72 1650 SH Sole 1650 Waters Corp Common 941848103 $367 8100 SH Sole 8100 Weatherford Intl Inc Common g95089101 $36 860 SH Sole 860 Wells Fargo & Co Common 949746101 $2,843 78578 SH Sole 78578 Whole Foods Market Common 966837106 $71 1200 SH Sole 1200 Wyeth Common 983024100 $20 400 SH Sole 400 Wyndham Intl Inc Cl A Common 983101106 $119 4249 SH Sole 4249 XTO Energy Common 98385x106 $28 666 SH Sole 666 Xerox Corp Com Common 984121103 $4 227 SH Sole 227 Xl Capital Ltd Cl A Common g98255105 $14 200 SH Sole 200 Yahoo Inc Common 984332106 $20 800 SH Sole 800 Yum Brands Inc Common 988498101 $10 190 SH Sole 190 Zimmer Holdings Inc Common 98956p102 $106 1566 SH Sole 1566
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