0001438934-11-000013.txt : 20110809 0001438934-11-000013.hdr.sgml : 20110809 20110809103153 ACCESSION NUMBER: 0001438934-11-000013 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110809 DATE AS OF CHANGE: 20110809 EFFECTIVENESS DATE: 20110809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VICTORY VARIABLE INSURANCE FUNDS CENTRAL INDEX KEY: 0001068663 IRS NUMBER: 311620154 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-08979 FILM NUMBER: 111019283 BUSINESS ADDRESS: STREET 1: 3435 STELZER RD CITY: COLUMBUS STATE: OH ZIP: 43219 BUSINESS PHONE: 8005393863 MAIL ADDRESS: STREET 1: 3435 STELZER RD CITY: COLUMBUS STATE: OH ZIP: 43219 FORMER COMPANY: FORMER CONFORMED NAME: VICTORY VARIABLE FUNDS DATE OF NAME CHANGE: 19980819 0001068663 S000000823 Victory Variable Insurance Diversified Stock Fund C000002431 Class A N-PX 1 brd0270001068663.txt BRD0270001068663.TXT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-08979 NAME OF REGISTRANT: Victory Variable Insurance Funds ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 3435 Stelzer Road Columbus, Oh 43219 NAME AND ADDRESS OF AGENT FOR SERVICE: John Danko Citi Fund Services 3435 Stelzer Road Columbus, Oh 43219 REGISTRANT'S TELEPHONE NUMBER: 800-362-5365 DATE OF FISCAL YEAR END: 12/31 DATE OF REPORTING PERIOD: 07/01/2010 - 06/30/2011 VVI Diversified Stock Fund -------------------------------------------------------------------------------------------------------------------------- ABB LTD Agenda Number: 933411554 -------------------------------------------------------------------------------------------------------------------------- Security: 000375204 Meeting Type: Annual Meeting Date: 29-Apr-2011 Ticker: ABB ISIN: US0003752047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2A APPROVAL OF THE ANNUAL REPORT, THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS, AND THE ANNUAL FINANCIAL STATEMENTS FOR 2010 2B CONSULTATIVE VOTE ON THE 2010 REMUNERATION REPORT Mgmt For For 03 DISCHARGE OF THE BOARD OF DIRECTORS AND THE Mgmt For For PERSONS ENTRUSTED WITH MANAGEMENT 04 APPROPRIATION OF AVAILABLE EARNINGS AND CONVERSION Mgmt For For OF CAPITAL CONTRIBUTION RESERVE 05 CREATION OF ADDITIONAL CONTINGENT SHARE CAPITAL Mgmt Against Against IN CONNECTION WITH EMPLOYEE PARTICIPATION 06 RENEWAL OF AUTHORIZED SHARE CAPITAL Mgmt For For 7A RE-ELECTION OF ROGER AGNELLI Mgmt For For 7B RE-ELECTION OF LOUIS R. HUGHES Mgmt For For 7C RE-ELECTION OF HANS ULRICH MAERKI Mgmt For For 7D RE-ELECTION OF MICHEL DE ROSEN Mgmt For For 7E RE-ELECTION OF MICHAEL TRESCHOW Mgmt For For 7F RE-ELECTION OF JACOB WALLENBERG Mgmt For For 7G RE-ELECTION OF HUBERTUS VON GRUNBERG Mgmt For For 7H ELECTION OF MS. YING YEH TO THE BOARD OF DIRECTORS Mgmt For For 08 RE-ELECTION OF THE AUDITORS Mgmt For For -------------------------------------------------------------------------------------------------------------------------- ALCON, INC. Agenda Number: 933310512 -------------------------------------------------------------------------------------------------------------------------- Security: H01301102 Meeting Type: Special Meeting Date: 16-Aug-2010 Ticker: ACL ISIN: CH0013826497 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS Mgmt Against Against (CONDITIONAL RESOLUTION AS SET FORTH IN THE INVITATION): ENRICO VANNI 1B REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS Mgmt Against Against (CONDITIONAL RESOLUTION AS SET FORTH IN THE INVITATION): NORMAN WALKER 1C REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS Mgmt Against Against (CONDITIONAL RESOLUTION AS SET FORTH IN THE INVITATION): PAUL CHOFFAT 1D REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS Mgmt Against Against (CONDITIONAL RESOLUTION AS SET FORTH IN THE INVITATION): URS BAERLOCHER 1E REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS Mgmt Against Against (CONDITIONAL RESOLUTION AS SET FORTH IN THE INVITATION): JACQUES SEYDOUX -------------------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION Agenda Number: 933406438 -------------------------------------------------------------------------------------------------------------------------- Security: 029912201 Meeting Type: Annual Meeting Date: 18-May-2011 Ticker: AMT ISIN: US0299122012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: RAYMOND P. DOLAN Mgmt For For 1B ELECTION OF DIRECTOR: RONALD M. DYKES Mgmt For For 1C ELECTION OF DIRECTOR: CAROLYN F. KATZ Mgmt For For 1D ELECTION OF DIRECTOR: GUSTAVO LARA CANTU Mgmt For For 1E ELECTION OF DIRECTOR: JOANN A. REED Mgmt For For 1F ELECTION OF DIRECTOR: PAMELA D.A. REEVE Mgmt For For 1G ELECTION OF DIRECTOR: DAVID E. SHARBUTT Mgmt For For 1H ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. Mgmt For For 1I ELECTION OF DIRECTOR: SAMME L. THOMPSON Mgmt For For 02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 TO APPROVE AN AMENDMENT TO AMERICAN TOWER CORPORATION'S Mgmt For For AMENDED AND RESTATED CERTIFICATE OF INCORPORATION. 04 TO CONDUCT AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 05 TO CONDUCT AN ADVISORY VOTE ON WHETHER TO HOLD Mgmt 1 Year For THE STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS. -------------------------------------------------------------------------------------------------------------------------- ANADARKO PETROLEUM CORPORATION Agenda Number: 933403622 -------------------------------------------------------------------------------------------------------------------------- Security: 032511107 Meeting Type: Annual Meeting Date: 17-May-2011 Ticker: APC ISIN: US0325111070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: JOHN R. BUTLER, JR. Mgmt For For 1B ELECTION OF DIRECTOR: KEVIN P. CHILTON Mgmt For For 1C ELECTION OF DIRECTOR: LUKE R. CORBETT Mgmt For For 1D ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For 1E ELECTION OF DIRECTOR: PRESTON M. GEREN III Mgmt For For 1F ELECTION OF DIRECTOR: JOHN R. GORDON Mgmt For For 1G ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt For For 02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For AUDITOR. 03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Mgmt For For 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. 05 STOCKHOLDER PROPOSAL- GENDER IDENTITY NON-DISCRIMINATION Shr Against For POLICY. 06 STOCKHOLDER PROPOSAL- ADOPTION OF POLICY OF Shr Against For INDEPENDENT DIRECTOR CHAIRMAN. 07 STOCKHOLDER PROPOSAL- ADOPTION OF POLICY ON Shr Against For ACCELERATED VESTING OF EQUITY AWARDS. 08 STOCKHOLDER PROPOSAL- REPORT ON POLITICAL CONTRIBUTIONS. Shr For Against -------------------------------------------------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA Agenda Number: 933406387 -------------------------------------------------------------------------------------------------------------------------- Security: 03524A108 Meeting Type: Annual Meeting Date: 26-Apr-2011 Ticker: BUD ISIN: US03524A1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management AA MODIFICATION OF THE DATE OF THE ANNUAL SHAREHOLDERS' Mgmt For For MEETING AB MODIFICATION TO THE ARTICLES OF ASSOCIATION Mgmt Against Against IN RELATION TO THE REMUNERATION OF THE EXECUTIVE MANAGEMENT AC1 MODIFICATION TO THE ARTICLES OF ASSOCIATION Mgmt Against Against RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES: ENTRY INTO FORCE OF THE MODIFICATIONS TO THE ARTICLES OF ASSOCIATION RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES AC2 MODIFICATION TO THE ARTICLES OF ASSOCIATION Mgmt Against Against RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES: MODIFICATION TO ARTICLE 24 - MEETINGS AC3 MODIFICATION TO THE ARTICLES OF ASSOCIATION Mgmt Against Against RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES: MODIFICATION TO ARTICLE 25 - ADMISSION TO SHAREHOLDERS' MEETINGS AC4 MODIFICATION TO THE ARTICLES OF ASSOCIATION Mgmt Against Against RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES: MODIFICATION TO ARTICLE 26BIS - VOTE BY CORRESPONDENCE AC5 MODIFICATION TO THE ARTICLES OF ASSOCIATION Mgmt Against Against RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES: MODIFICATION TO ARTICLE 28 - DELIBERATIONS AC6 MODIFICATION TO THE ARTICLES OF ASSOCIATION Mgmt Against Against RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES: MODIFICATION TO ARTICLE 30 - ADJOURNMENTS AC7 MODIFICATION TO THE ARTICLES OF ASSOCIATION Mgmt Against Against RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES: MODIFICATION TO ARTICLE 36 BIS AD3 ISSUANCE OF 215,000 SUBSCRIPTION RIGHTS AND Mgmt Against Against CAPITAL INCREASE UNDER THE CONDITION PRECEDENT AND TO THE EXTENT OF THE EXERCISE OF THE SUBSCRIPTION RIGHTS: EXCLUSION OF THE PREFERENCE RIGHT IN RELATION TO THE ISSUANCE OF SUBSCRIPTION RIGHTS AD4 ISSUANCE OF 215,000 SUBSCRIPTION RIGHTS AND Mgmt Against Against CAPITAL INCREASE UNDER THE CONDITION PRECEDENT AND TO THE EXTENT OF THE EXERCISE OF THE SUBSCRIPTION RIGHTS: ISSUANCE OF SUBSCRIPTION RIGHTS AD5 ISSUANCE OF 215,000 SUBSCRIPTION RIGHTS AND Mgmt Against Against CAPITAL INCREASE UNDER THE CONDITION PRECEDENT AND TO THE EXTENT OF THE EXERCISE OF THE SUBSCRIPTION RIGHTS: CONDITIONAL CAPITAL INCREASE AD6 ISSUANCE OF 215,000 SUBSCRIPTION RIGHTS AND Mgmt Against Against CAPITAL INCREASE UNDER THE CONDITION PRECEDENT AND TO THE EXTENT OF THE EXERCISE OF THE SUBSCRIPTION RIGHTS: EXPRESS APPROVAL PURSUANT TO ARTICLE 554, INDENT 7, OF THE COMPANIES CODE AD7 ISSUANCE OF 215,000 SUBSCRIPTION RIGHTS AND Mgmt Against Against CAPITAL INCREASE UNDER THE CONDITION PRECEDENT AND TO THE EXTENT OF THE EXERCISE OF THE SUBSCRIPTION RIGHTS: POWERS BD APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS Mgmt For For BE DISCHARGE TO THE DIRECTORS Mgmt For For BF DISCHARGE TO THE STATUTORY AUDITOR Mgmt For For BH1 RENEWING THE APPOINTMENT AS DIRECTOR OF MR. Mgmt For For STEFAN DESCHEEMAEKER BH2 APPOINTING AS DIRECTOR MR. PAUL CORNET DE WAYS Mgmt For For RUART BH3 RENEWING THE APPOINTMENT AS INDEPENDENT DIRECTOR Mgmt For For OF MR. KEES STORM BH4 RENEWING THE APPOINTMENT AS INDEPENDENT DIRECTOR Mgmt For For OF MR. PETER HARF BH5 APPOINTING AS INDEPENDENT DIRECTOR MR. OLIVIER Mgmt For For GOUDET BI1 REMUNERATION POLICY AND REMUNERATION REPORT Mgmt Against Against OF THE COMPANY: APPROVING THE REMUNERATION REPORT FOR THE FINANCIAL YEAR 2010 BI2 REMUNERATION POLICY AND REMUNERATION REPORT Mgmt Against Against OF THE COMPANY: CONFIRMING THE SPECIFIC GRANTS OF STOCK OPTIONS AND RESTRICTED STOCK UNITS TO EXECUTIVES BJ1 APPROVAL OF CHANGE OF CONTROL PROVISIONS: CHANGE Mgmt Against Against OF CONTROL PROVISIONS RELATING TO THE UPDATED EMTN PROGRAMME BJ2 APPROVAL OF CHANGE OF CONTROL PROVISIONS: CHANGE Mgmt Against Against OF CONTROL PROVISIONS RELATING TO THE US DOLLAR NOTES BJ3 APPROVAL OF CHANGE OF CONTROL PROVISIONS: CHANGE Mgmt Against Against OF CONTROL PROVISIONS RELATING TO THE NOTES ISSUED UNDER ANHEUSER-BUSCH INBEV'S SHELF REGISTRATION STATEMENT FILED IN THE UNITED STATES ON FORM F-3 BJ4 APPROVAL OF CHANGE OF CONTROL PROVISIONS: CHANGE Mgmt Against Against OF CONTROL PROVISIONS RELATING TO THE CAD DOLLAR NOTES ISSUED VIA A CANADIAN PRIVATE PLACEMENT CA FILINGS Mgmt Against Against -------------------------------------------------------------------------------------------------------------------------- APACHE CORPORATION Agenda Number: 933423395 -------------------------------------------------------------------------------------------------------------------------- Security: 037411105 Meeting Type: Annual Meeting Date: 05-May-2011 Ticker: APA ISIN: US0374111054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 ELECTION OF DIRECTOR: G. STEVEN FARRIS Mgmt For For 02 ELECTION OF DIRECTOR: RANDOLPH M. FERLIC Mgmt For For 03 ELECTION OF DIRECTOR: A.D. FRAZIER, JR. Mgmt For For 04 ELECTION OF DIRECTOR: JOHN A. KOCUR Mgmt For For 05 RATIFICATION OF ERNST & YOUNG AS APACHE'S INDEPENDENT Mgmt For For AUDITORS 06 ADVISORY VOTE ON COMPENSATION OF APACHE'S NAMED Mgmt For For EXECUTIVE OFFICERS 07 TO RECOMMEND THE FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For ON COMPENSATION OF APACHE'S NAMED EXECUTIVE OFFICERS 08 APPROVAL OF AMENDMENT TO APACHE'S RESTATED CERTIFICATE Mgmt For For OF INCORPORATION TO AUTHORIZE ADDITIONAL COMMON STOCK 09 APPROVAL OF AMENDMENT TO APACHE'S RESTATED CERTIFICATE Mgmt For For OF INCORPORATION TO AUTHORIZE ADDITIONAL PREFERRED STOCK 10 APPROVAL OF APACHE'S 2011 OMNIBUS EQUITY COMPENSATION Mgmt For For PLAN -------------------------------------------------------------------------------------------------------------------------- AUTODESK, INC. Agenda Number: 933446583 -------------------------------------------------------------------------------------------------------------------------- Security: 052769106 Meeting Type: Annual Meeting Date: 16-Jun-2011 Ticker: ADSK ISIN: US0527691069 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: CARL BASS Mgmt For For 1B ELECTION OF DIRECTOR: CRAWFORD W. BEVERIDGE Mgmt For For 1C ELECTION OF DIRECTOR: J. HALLAM DAWSON Mgmt For For 1D ELECTION OF DIRECTOR: PER-KRISTIAN HALVORSEN Mgmt For For 1E ELECTION OF DIRECTOR: SEAN M. MALONEY Mgmt For For 1F ELECTION OF DIRECTOR: MARY T. MCDOWELL Mgmt For For 1G ELECTION OF DIRECTOR: LORRIE M. NORRINGTON Mgmt For For 1H ELECTION OF DIRECTOR: CHARLES J. ROBEL Mgmt For For 1I ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For 02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS AUTODESK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2012. 03 APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, Mgmt For For THE COMPENSATION OF AUTODESK, INC.'S NAMED EXECUTIVE OFFICERS. 04 APPROVE THE FREQUENCY WITH WHICH STOCKHOLDERS Mgmt 1 Year For ARE PROVIDED AN ADVISORY (NON-BINDING) VOTE ON THE COMPENSATION OF AUTODESK, INC.'S NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- BOSTON SCIENTIFIC CORPORATION Agenda Number: 933396740 -------------------------------------------------------------------------------------------------------------------------- Security: 101137107 Meeting Type: Annual Meeting Date: 10-May-2011 Ticker: BSX ISIN: US1011371077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: KATHARINE T. BARTLETT Mgmt For For 1B ELECTION OF DIRECTOR: BRUCE L. BYRNES Mgmt For For 1C ELECTION OF DIRECTOR: NELDA J. CONNORS Mgmt For For 1D ELECTION OF DIRECTOR: J. RAYMOND ELLIOTT Mgmt For For 1E ELECTION OF DIRECTOR: KRISTINA M. JOHNSON Mgmt For For 1F ELECTION OF DIRECTOR: ERNEST MARIO Mgmt For For 1G ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For 1H ELECTION OF DIRECTOR: PETE M. NICHOLAS Mgmt For For 1I ELECTION OF DIRECTOR: UWE E. REINHARDT Mgmt For For 1J ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For 02 ADVISORY VOTE TO APPROVE BOSTON SCIENTIFIC CORPORATION'S Mgmt For For 2010 EXECUTIVE COMPENSATION. 03 ADVISORY VOTE TO RECOMMEND THE FREQUENCY OF Mgmt 1 Year For HOLDING AN ADVISORY VOTE ON BOSTON SCIENTIFIC CORPORATION'S EXECUTIVE COMPENSATION. 04 PROPOSAL TO APPROVE BOSTON SCIENTIFIC CORPORATION'S Mgmt Against Against 2011 LONG-TERM INCENTIVE PLAN. 05 PROPOSAL TO APPROVE AN AMENDMENT AND RESTATEMENT Mgmt For For OF BOSTON SCIENTIFIC CORPORATION'S 2006 GLOBAL EMPLOYEE STOCK OWNERSHIP PLAN. 06 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS BOSTON SCIENTIFIC CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. -------------------------------------------------------------------------------------------------------------------------- DR PEPPER SNAPPLE GROUP,INC. Agenda Number: 933393782 -------------------------------------------------------------------------------------------------------------------------- Security: 26138E109 Meeting Type: Annual Meeting Date: 19-May-2011 Ticker: DPS ISIN: US26138E1091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For 1B ELECTION OF DIRECTOR: WAYNE R. SANDERS Mgmt For For 1C ELECTION OF DIRECTOR: JACK L. STAHL Mgmt For For 1D ELECTION OF DIRECTOR: LARRY D. YOUNG Mgmt For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. 03 RESOLVED, THAT THE COMPENSATION PAID TO THE Mgmt Against Against COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES AND REGULATIONS OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND THE NARRATIVE DISCUSSION IS HEREBY APPROVED. 04 TO VOTE, ON AN ADVISORY (NON-BINDING) BASIS, Mgmt 1 Year For ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. STOCKHOLDERS MAY CHOOSE TO APPROVE HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS EVERY YEAR, EVERY TWO YEARS OR EVERY THREE YEARS OR STOCKHOLDERS MAY ABSTAIN FROM VOTING. -------------------------------------------------------------------------------------------------------------------------- ECOLAB INC. Agenda Number: 933392045 -------------------------------------------------------------------------------------------------------------------------- Security: 278865100 Meeting Type: Annual Meeting Date: 05-May-2011 Ticker: ECL ISIN: US2788651006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For 1B ELECTION OF DIRECTOR: BARBARA J. BECK Mgmt For For 1C ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For 1D ELECTION OF DIRECTOR: ROBERT L. LUMPKINS Mgmt For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM. 03 APPROVE AMENDMENTS TO THE ECOLAB STOCK PURCHASE Mgmt Against Against PLAN. 04 ADVISORY VOTE ON APPROVAL OF THE COMPENSATION Mgmt For For OF EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. 05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER Mgmt 1 Year For ADVISORY VOTES ON EXECUTIVE COMPENSATION. 06 STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF Shr Against For DIRECTORS TO ADOPT A POLICY ON THE HUMAN RIGHT TO WATER. 07 STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF Shr For Against DIRECTORS TO TAKE ACTION TO ELIMINATE SUPER-MAJORITY VOTING. -------------------------------------------------------------------------------------------------------------------------- EMC CORPORATION Agenda Number: 933387929 -------------------------------------------------------------------------------------------------------------------------- Security: 268648102 Meeting Type: Annual Meeting Date: 04-May-2011 Ticker: EMC ISIN: US2686481027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For 1B ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For 1C ELECTION OF DIRECTOR: MICHAEL J. CRONIN Mgmt For For 1D ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For 1E ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For 1F ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For 1G ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For 1H ELECTION OF DIRECTOR: WINDLE B. PRIEM Mgmt For For 1I ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For 1J ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For 1K ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For 02 RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011, AS DESCRIBED IN EMC'S PROXY STATEMENT. 03 APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt Against Against RESTATED 2003 STOCK PLAN, AS DESCRIBED IN EMC'S PROXY STATEMENT. 04 APPROVAL OF AN AMENDMENT TO EMC'S BYLAWS TO Mgmt For For REDUCE THE PERCENTAGE OF SHARES REQUIRED FOR SHAREHOLDERS TO CALL A SPECIAL MEETING OF SHAREHOLDERS, AS DESCRIBED IN EMC'S PROXY STATEMENT. 05 ADVISORY VOTE ON EXECUTIVE COMPENSATION, AS Mgmt For For DESCRIBED IN EMC'S PROXY STATEMENT. 06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For VOTES ON EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC'S PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- ENSCO PLC Agenda Number: 933414461 -------------------------------------------------------------------------------------------------------------------------- Security: 29358Q109 Meeting Type: Annual Meeting Date: 24-May-2011 Ticker: ESV ISIN: US29358Q1094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management O1 AN ORDINARY RESOLUTION TO RE-ELECT J. RODERICK Mgmt For For CLARK AS A CLASS III DIRECTOR OF ENSCO PLC FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2014. O2 AN ORDINARY RESOLUTION TO RE-ELECT DANIEL W. Mgmt For For RABUN AS A CLASS III DIRECTOR OF ENSCO PLC FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2014. O3 AN ORDINARY RESOLUTION TO RE-ELECT KEITH O. Mgmt For For RATTIE AS A CLASS III DIRECTOR OF ENSCO PLC FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2014. O4 AN ORDINARY RESOLUTION TO RATIFY THE AUDIT COMMITTEE'S Mgmt For For APPOINTMENT OF KPMG LLP AS OUR U.S. INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. O5 AN ORDINARY RESOLUTION TO RE-APPOINT KPMG AUDIT Mgmt For For PLC AS OUR U.K. STATUTORY AUDITORS UNDER COMPANIES ACT 2006 (TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY). O6 AN ORDINARY RESOLUTION TO AUTHORIZE THE AUDIT Mgmt For For COMMITTEE TO DETERMINE OUR U.K. STATUTORY AUDITORS' REMUNERATION. S7 A SPECIAL RESOLUTION REGARDING THE PAYMENT OF Mgmt For For HISTORIC DIVIDENDS TO SHAREHOLDERS TO RATIFY AND CONFIRM THE ENTRY IN THE U.K. STATUTORY ACCOUNTS OF ENSCO PLC FOR THE YEAR ENDED 31 DECEMBER 2010 WHEREBY DISTRIBUTABLE PROFITS HAVE BEEN APPROPRIATED TO THE PAYMENT OF HISTORIC DIVIDENDS ON 18 JUNE 2010, 17 SEPTEMBER 2010 AND 17 DECEMBER 2010. S8 A SPECIAL RESOLUTION REGARDING THE PAYMENT OF Mgmt For For HISTORIC DIVIDENDS TO SHAREHOLDERS TO RELEASE ANY AND ALL CLAIMS THAT ENSCO PLC MAY HAVE AGAINST SHAREHOLDERS OF RECORD OR ADS HOLDERS IN RESPECT OF THE HISTORIC DIVIDENDS AND TO AUTHORIZE AN ASSOCIATED DEED OF RELEASE. S9 A SPECIAL RESOLUTION REGARDING THE PAYMENT OF Mgmt For For HISTORIC DIVIDENDS TO SHAREHOLDERS TO RELEASE ANY AND ALL CLAIMS THAT ENSCO PLC MAY HAVE AGAINST ITS DIRECTORS WITH RESPECT TO THE PAYMENT OF THE HISTORIC DIVIDENDS AND TO ENTER INTO AN ASSOCIATED DEED OF RELEASE. 10 A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against OF OUR NAMED EXECUTIVE OFFICERS. 11 A NON-BINDING ADVISORY VOTE TO CONDUCT THE NON-BINDING Mgmt 1 Year For ADVISORY SHAREHOLDER VOTES ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS EVERY YEAR, TWO YEARS OR THREE YEARS. -------------------------------------------------------------------------------------------------------------------------- ENSCO PLC Agenda Number: 933444515 -------------------------------------------------------------------------------------------------------------------------- Security: 29358Q109 Meeting Type: Special Meeting Date: 31-May-2011 Ticker: ESV ISIN: US29358Q1094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 APPROVAL OF THE ISSUANCE AND DELIVERY OF ENSCO Mgmt For For AMERICAN DEPOSITARY SHARES PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 6, 2011 AND AS AMENDED ON MARCH 1, 2011, BY AND AMONG ENSCO PLC, PRIDE INTERNATIONAL, INC., ENSCO INTERNATIONAL INCORPORATED AND ENSCO VENTURES LLC, AS IT MAY BE AMENDED FROM TIME TO TIME. -------------------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Agenda Number: 933416908 -------------------------------------------------------------------------------------------------------------------------- Security: 30231G102 Meeting Type: Annual Meeting Date: 25-May-2011 Ticker: XOM ISIN: US30231G1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR M.J. BOSKIN Mgmt For For P. BRABECK-LETMATHE Mgmt For For L.R. FAULKNER Mgmt For For J.S. FISHMAN Mgmt For For K.C. FRAZIER Mgmt For For W.W. GEORGE Mgmt For For M.C. NELSON Mgmt For For S.J. PALMISANO Mgmt For For S.S REINEMUND Mgmt For For R.W. TILLERSON Mgmt For For E.E. WHITACRE, JR. Mgmt For For 02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 55) Mgmt For For 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE Mgmt Against Against 56) 04 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt 1 Year Against (PAGE 57) 05 INDEPENDENT CHAIRMAN (PAGE 58) Shr Against For 06 REPORT ON POLITICAL CONTRIBUTIONS (PAGE 59) Shr Against For 07 AMENDMENT OF EEO POLICY (PAGE 61) Shr Against For 08 POLICY ON WATER (PAGE 62) Shr Against For 09 REPORT ON CANADIAN OIL SANDS (PAGE 64) Shr Against For 10 REPORT ON NATURAL GAS PRODUCTION (PAGE 65) Shr Against For 11 REPORT ON ENERGY TECHNOLOGY (PAGE 67) Shr Against For 12 GREENHOUSE GAS EMISSIONS GOALS (PAGE 68) Shr Against For -------------------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY Agenda Number: 933396219 -------------------------------------------------------------------------------------------------------------------------- Security: 345370860 Meeting Type: Annual Meeting Date: 12-May-2011 Ticker: F ISIN: US3453708600 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: STEPHEN G. BUTLER Mgmt For For 1B ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt For For 1C ELECTION OF DIRECTOR: ANTHONY F. EARLEY, JR. Mgmt For For 1D ELECTION OF DIRECTOR: EDSEL B. FORD II Mgmt For For 1E ELECTION OF DIRECTOR: WILLIAM CLAY FORD, JR. Mgmt For For 1F ELECTION OF DIRECTOR: RICHARD A. GEPHARDT Mgmt For For 1G ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For 1H ELECTION OF DIRECTOR: IRVINE O. HOCKADAY, JR. Mgmt For For 1I ELECTION OF DIRECTOR: RICHARD A. MANOOGIAN Mgmt For For 1J ELECTION OF DIRECTOR: ELLEN R. MARRAM Mgmt For For 1K ELECTION OF DIRECTOR: ALAN MULALLY Mgmt For For 1L ELECTION OF DIRECTOR: HOMER A. NEAL Mgmt For For 1M ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt For For 1N ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For 02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM. 03 SAY ON PAY - AN ADVISORY VOTE TO APPROVE THE Mgmt For For COMPENSATION OF THE NAMED EXECUTIVES. 04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For OF A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVES. 05 RELATING TO DISCLOSURE OF THE COMPANY'S POLITICAL Shr Against For CONTRIBUTIONS. 06 RELATING TO CONSIDERATION OF A RECAPITALIZATION Shr For Against PLAN TO PROVIDE THAT ALL OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE VOTE PER SHARE. 07 RELATING TO ALLOWING HOLDERS OF 10% OF OUTSTANDING Shr Against For COMMON STOCK TO CALL SPECIAL MEETINGS OF SHAREHOLDERS. -------------------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY Agenda Number: 933387664 -------------------------------------------------------------------------------------------------------------------------- Security: 369604103 Meeting Type: Annual Meeting Date: 27-Apr-2011 Ticker: GE ISIN: US3696041033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For A2 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For A3 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For A4 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For A5 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For A6 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For A7 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Mgmt For For A8 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For A9 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For A10 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For A11 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For A12 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For A13 ELECTION OF DIRECTOR: ROGER S. PENSKE Mgmt For For A14 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For A15 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For A16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For B1 RATIFICATION OF KPMG Mgmt For For B2 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION Mgmt Against Against B3 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For VOTES ON EXECUTIVE COMPENSATION C1 SHAREOWNER PROPOSAL: CUMULATIVE VOTING Shr Against For C2 SHAREOWNER PROPOSAL: FUTURE STOCK OPTIONS Shr Against For C3 SHAREOWNER PROPOSAL: WITHDRAW STOCK OPTIONS Shr Against For GRANTED TO EXECUTIVES C4 SHAREOWNER PROPOSAL: CLIMATE CHANGE RISK DISCLOSURE Shr Against For C5 SHAREOWNER PROPOSAL: TRANSPARENCY IN ANIMAL Shr Against For RESEARCH -------------------------------------------------------------------------------------------------------------------------- GOOGLE INC. Agenda Number: 933424373 -------------------------------------------------------------------------------------------------------------------------- Security: 38259P508 Meeting Type: Annual Meeting Date: 02-Jun-2011 Ticker: GOOG ISIN: US38259P5089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR LARRY PAGE Mgmt For For SERGEY BRIN Mgmt For For ERIC E. SCHMIDT Mgmt For For L. JOHN DOERR Mgmt For For JOHN L. HENNESSY Mgmt For For ANN MATHER Mgmt For For PAUL S. OTELLINI Mgmt For For K. RAM SHRIRAM Mgmt For For SHIRLEY M. TILGHMAN Mgmt For For 02 THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE'S Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 THE APPROVAL OF AN AMENDMENT TO GOOGLE'S 2004 Mgmt Against Against STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER THE PLAN BY 1,500,000. 04 THE APPROVAL OF 2010 COMPENSATION AWARDED TO Mgmt For For NAMED EXECUTIVE OFFICERS. 05 THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY Mgmt 1 Year Against VOTES REGARDING COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. 06 A STOCKHOLDER PROPOSAL REGARDING THE FORMATION Shr Against For OF A BOARD COMMITTEE ON SUSTAINABILITY, IF PROPERLY PRESENTED AT THE MEETING. 07 A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr For Against OF A SIMPLE MAJORITY VOTING STANDARD FOR STOCKHOLDER MATTERS, IF PROPERLY PRESENTED AT THE MEETING. 08 A STOCKHOLDER PROPOSAL REGARDING A CONFLICT Shr Against For OF INTEREST AND CODE OF CONDUCT COMPLIANCE REPORT, IF PROPERLY PRESENTED AT THE MEETING. -------------------------------------------------------------------------------------------------------------------------- HALLIBURTON COMPANY Agenda Number: 933402668 -------------------------------------------------------------------------------------------------------------------------- Security: 406216101 Meeting Type: Annual Meeting Date: 19-May-2011 Ticker: HAL ISIN: US4062161017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For 1B ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For 1C ELECTION OF DIRECTOR: M. CARROLL Mgmt For For 1D ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For 1E ELECTION OF DIRECTOR: S.M. GILLIS Mgmt For For 1F ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For 1G ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For 1H ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For 1I ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For 1J ELECTION OF DIRECTOR: D.L. REED Mgmt For For 02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Mgmt For For AUDITORS. 03 PROPOSAL FOR ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 04 PROPOSAL FOR ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. 05 PROPOSAL ON HUMAN RIGHTS POLICY. Shr For Against 06 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shr For Against -------------------------------------------------------------------------------------------------------------------------- INGERSOLL-RAND PLC Agenda Number: 933429171 -------------------------------------------------------------------------------------------------------------------------- Security: G47791101 Meeting Type: Annual Meeting Date: 02-Jun-2011 Ticker: IR ISIN: IE00B6330302 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: A.C. BERZIN Mgmt For For 1B ELECTION OF DIRECTOR: J. BRUTON Mgmt For For 1C ELECTION OF DIRECTOR: J.L. COHON Mgmt For For 1D ELECTION OF DIRECTOR: G.D. FORSEE Mgmt For For 1E ELECTION OF DIRECTOR: P.C. GODSOE Mgmt For For 1F ELECTION OF DIRECTOR: E.E. HAGENLOCKER Mgmt For For 1G ELECTION OF DIRECTOR: C.J. HORNER Mgmt For For 1H ELECTION OF DIRECTOR: M.W. LAMACH Mgmt For For 1I ELECTION OF DIRECTOR: T.E. MARTIN Mgmt For For 1J ELECTION OF DIRECTOR: R.J. SWIFT Mgmt For For 1K ELECTION OF DIRECTOR: T.L. WHITE Mgmt For For 02 APPROVAL OF A NEW SENIOR EXECUTIVE PERFORMANCE Mgmt Against Against PLAN. 03 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S Mgmt For For NAMED EXECUTIVE OFFICERS. 04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 05 APPROVAL OF AUTHORITY FOR THE COMPANY AND/OR Mgmt For For ANY SUBSIDIARY OF THE COMPANY TO MAKE MARKET PURCHASES OF COMPANY SHARES. 06 APPROVAL OF THE APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For AND AUTHORIZATION OF THE AUDIT COMMITTEE TO SET THE AUDITORS' REMUNERATION. -------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY Agenda Number: 933416883 -------------------------------------------------------------------------------------------------------------------------- Security: 460146103 Meeting Type: Annual Meeting Date: 09-May-2011 Ticker: IP ISIN: US4601461035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: DAVID J. BRONCZEK Mgmt For For 1B ELECTION OF DIRECTOR: AHMET C. DORDUNCU Mgmt For For 1C ELECTION OF DIRECTOR: LYNN LAVERTY ELSENHANS Mgmt For For 1D ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For 1E ELECTION OF DIRECTOR: SAMIR G. GIBARA Mgmt For For 1F ELECTION OF DIRECTOR: STACEY J. MOBLEY Mgmt For For 1G ELECTION OF DIRECTOR: JOHN L. TOWNSEND, III Mgmt For For 1H ELECTION OF DIRECTOR: JOHN F. TURNER Mgmt For For 1I ELECTION OF DIRECTOR: WILLIAM G. WALTER Mgmt For For 1J ELECTION OF DIRECTOR: ALBERTO WEISSER Mgmt For For 1K ELECTION OF DIRECTOR: J. STEVEN WHISLER Mgmt For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS THE Mgmt For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 APPROVAL OF THE NON-BINDING RESOLUTION TO APPROVE Mgmt For For THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 04 NON-BINDING VOTE ON THE FREQUENCY WITH WHICH Mgmt 1 Year For SHAREOWNERS WILL APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 05 SHAREOWNER PROPOSAL CONCERNING SHAREOWNER ACTION Shr Against For BY WRITTEN CONSENT. -------------------------------------------------------------------------------------------------------------------------- INVESCO LTD Agenda Number: 933417708 -------------------------------------------------------------------------------------------------------------------------- Security: G491BT108 Meeting Type: Annual Meeting Date: 26-May-2011 Ticker: IVZ ISIN: BMG491BT1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: REX D. ADAMS Mgmt For For 1B ELECTION OF DIRECTOR: SIR JOHN BANHAM Mgmt For For 1C ELECTION OF DIRECTOR: DENIS KESSLER Mgmt For For 02 ADVISORY VOTE TO APPROVE 2010 EXECUTIVE COMPENSATION Mgmt Against Against 03 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For VOTES ON EXECUTIVE COMPENSATION 04 APPROVAL OF THE INVESCO LTD. 2011 GLOBAL EQUITY Mgmt Against Against INCENTIVE PLAN 05 APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM -------------------------------------------------------------------------------------------------------------------------- IRON MOUNTAIN INCORPORATED Agenda Number: 933449755 -------------------------------------------------------------------------------------------------------------------------- Security: 462846106 Meeting Type: Annual Meeting Date: 10-Jun-2011 Ticker: IRM ISIN: US4628461067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR CLARKE H. BAILEY Mgmt For For KENT P. DAUTEN Mgmt For For PAUL F. DENINGER Mgmt For For PER-KRISTIAN HALVORSEN Mgmt For For MICHAEL W. LAMACH Mgmt For For ARTHUR D. LITTLE Mgmt For For ALLAN Z. LOREN Mgmt For For C. RICHARD REESE Mgmt For For VINCENT J. RYAN Mgmt For For LAURIE A. TUCKER Mgmt For For ALFRED J. VERRECCHIA Mgmt For For 02 THE APPROVAL OF A NON-BINDING, ADVISORY RESOLUTION Mgmt For For APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. 03 THE APPROVAL ON A NON-BINDING, ADVISORY BASIS Mgmt 1 Year For OF THE FREQUENCY (EVERY ONE, TWO OR THREE YEARS) OF FUTURE NON-BINDING, ADVISORY VOTES OF STOCKHOLDERS ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 04 THE RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For COMMITTEE OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. -------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON Agenda Number: 933382854 -------------------------------------------------------------------------------------------------------------------------- Security: 478160104 Meeting Type: Annual Meeting Date: 28-Apr-2011 Ticker: JNJ ISIN: US4781601046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For 1B ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For 1C ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For 1D ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For 1E ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For 1F ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For 1G ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For 1H ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For 1I ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For 1J ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For 1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For 02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION Mgmt Against Against 04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For ON NAMED EXECUTIVE OFFICER COMPENSATION 05 SHAREHOLDER PROPOSAL ON PHARMACEUTICAL PRICE Shr Against For RESTRAINT 06 SHAREHOLDER PROPOSAL ON AMENDMENT TO COMPANY'S Shr Against For EQUAL EMPLOYMENT OPPORTUNITY POLICY 07 SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL Shr Against For METHODS FOR TRAINING -------------------------------------------------------------------------------------------------------------------------- JOHNSON CONTROLS, INC. Agenda Number: 933358865 -------------------------------------------------------------------------------------------------------------------------- Security: 478366107 Meeting Type: Annual Meeting Date: 26-Jan-2011 Ticker: JCI ISIN: US4783661071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR NATALIE A. BLACK Mgmt For For ROBERT A. CORNOG Mgmt For For WILLIAM H. LACY Mgmt For For STEPHEN A. ROELL Mgmt For For 02 RATIFICATION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT Mgmt For For AUDITORS FOR 2011 03 APPROVAL OF A PROPOSED AMENDMENT TO THE JOHNSON Mgmt For For CONTROLS, INC. RESTATED ARTICLES OF INCORPORATION TO ALLOW FOR A MAJORITY VOTING STANDARD FOR UNCONTESTED ELECTIONS OF DIRECTORS 04 APPROVAL OF THE JOHNSON CONTROLS, INC. ANNUAL Mgmt For For INCENTIVE PERFORMANCE PLAN. 05 APPROVAL OF THE JOHNSON CONTROLS, INC. LONG-TERM Mgmt For For INCENTIVE PERFORMANCE PLAN 06 ADVISORY VOTE ON COMPENSATON OF OUR NAMED EXECUTIVE Mgmt Against Against OFFICERS 07 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year Against VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS -------------------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Agenda Number: 933404028 -------------------------------------------------------------------------------------------------------------------------- Security: 46625H100 Meeting Type: Annual Meeting Date: 17-May-2011 Ticker: JPM ISIN: US46625H1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For 1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For 1C ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For 1D ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For 1E ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For 1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For 1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For 1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For 1I ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt For For 1J ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For 1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For 02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For ACCOUNTING FIRM 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against 04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For ON EXECUTIVE COMPENSATION 05 APPROVAL OF AMENDMENT TO LONG-TERM INCENTIVE Mgmt Against Against PLAN 06 POLITICAL NON-PARTISANSHIP Shr Against For 07 SHAREHOLDER ACTION BY WRITTEN CONSENT Shr Against For 08 MORTGAGE LOAN SERVICING Shr For Against 09 POLITICAL CONTRIBUTIONS Shr For Against 10 GENOCIDE-FREE INVESTING Shr Against For 11 INDEPENDENT LEAD DIRECTOR Shr Against For -------------------------------------------------------------------------------------------------------------------------- KRAFT FOODS INC. Agenda Number: 933395255 -------------------------------------------------------------------------------------------------------------------------- Security: 50075N104 Meeting Type: Annual Meeting Date: 24-May-2011 Ticker: KFT ISIN: US50075N1046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: AJAYPAL S. BANGA Mgmt For For 1B ELECTION OF DIRECTOR: MYRA M. HART Mgmt For For 1C ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For 1D ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For 1E ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For 1F ELECTION OF DIRECTOR: RICHARD A. LERNER, M.D. Mgmt For For 1G ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For 1H ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For 1I ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For 1J ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For 1K ELECTION OF DIRECTOR: J.F. VAN BOXMEER Mgmt For For 2 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 3 ADVISORY VOTE ON THE FREQUENCY OF AN EXECUTIVE Mgmt 1 Year For COMPENSATION VOTE. 4 APPROVAL OF THE KRAFT FOODS INC. AMENDED AND Mgmt For For RESTATED 2006 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS. 5 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. -------------------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Agenda Number: 933414562 -------------------------------------------------------------------------------------------------------------------------- Security: 548661107 Meeting Type: Annual Meeting Date: 27-May-2011 Ticker: LOW ISIN: US5486611073 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR RAUL ALVAREZ Mgmt For For DAVID W. BERNAUER Mgmt For For LEONARD L. BERRY Mgmt For For PETER C. BROWNING Mgmt For For DAWN E. HUDSON Mgmt For For ROBERT L. JOHNSON Mgmt For For MARSHALL O. LARSEN Mgmt For For RICHARD K. LOCHRIDGE Mgmt For For ROBERT A. NIBLOCK Mgmt For For STEPHEN F. PAGE Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year For ADVISORY VOTES ON EXECUTIVE COMPENSATION. 05 APPROVAL OF THE LOWE'S COMPANIES, INC. 2011 Mgmt For For ANNUAL INCENTIVE PLAN. 06 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE SEVERANCE Shr For Against AGREEMENTS. 07 SHAREHOLDER PROPOSAL REGARDING LINKING PAY TO Shr Against For PERFORMANCE ON SUSTAINABILITY GOALS. 08 SHAREHOLDER PROPOSAL REGARDING REPORT ON POLITICAL Shr Against For SPENDING. -------------------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED Agenda Number: 933315586 -------------------------------------------------------------------------------------------------------------------------- Security: 57636Q104 Meeting Type: Annual Meeting Date: 21-Sep-2010 Ticker: MA ISIN: US57636Q1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A AMEND AND RESTATE THE COMPANY'S CURRENT CERTIFICATE Mgmt For For OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS IN PHASES AND EFFECT RELATED CHANGES IN DIRECTOR VACANCY AND REMOVAL PROCEDURES. 1B AMEND AND RESTATE THE COMPANY'S CURRENT CERTIFICATE Mgmt For For OF INCORPORATION TO ELIMINATE A SUPERMAJORITY VOTING REQUIREMENT FOR AMENDING THE COMPANY'S CERTIFICATE OF INCORPORATION. 1C AMEND AND RESTATE THE COMPANY'S CURRENT CERTIFICATE Mgmt For For OF INCORPORATION TO REVISE REQUIREMENTS APPLICABLE TO THE COMPOSITION OF THE BOARD OF DIRECTORS. 1D AMEND AND RESTATE THE COMPANY'S CURRENT CERTIFICATE Mgmt For For OF INCORPORATION TO REVISE REQUIREMENTS APPLICABLE TO THE OWNERSHIP OF THE COMPANY'S STOCK AND DELETE RELATED OBSOLETE PROVISIONS. 02 APPROVAL OF THE ADJOURNMENT OF THE ANNUAL MEETING, Mgmt Against Against IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE EACH OF THE PROPOSALS COMPRISING PROPOSAL 1 AT THE TIME OF THE ANNUAL MEETING. 03 DIRECTOR NANCY J. KARCH Mgmt For For J.O. REYES LAGUNES Mgmt For For EDWARD SUNING TIAN Mgmt For For SILVIO BARZI Mgmt For For 04 RE-APPROVAL OF THE COMPANY'S SENIOR EXECUTIVE Mgmt For For ANNUAL INCENTIVE COMPENSATION PLAN. 05 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2010. -------------------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. Agenda Number: 933416744 -------------------------------------------------------------------------------------------------------------------------- Security: 58933Y105 Meeting Type: Annual Meeting Date: 24-May-2011 Ticker: MRK ISIN: US58933Y1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For 1B ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For 1C ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For 1D ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For 1E ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For 1F ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Mgmt For For 1G ELECTION OF DIRECTOR: WILLIAM B. HARRISON. JR. Mgmt For For 1H ELECTION OF DIRECTOR: HARRY R. JACOBSON Mgmt For For 1I ELECTION OF DIRECTOR: WILLIAM N. KELLEY Mgmt For For 1J ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For 1K ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For 1L ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For 1M ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For 1N ELECTION OF DIRECTOR: THOMAS E. SHENK Mgmt For For 1O ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For 1P ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For 1Q ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For 1R ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES Mgmt 1 Year Against ON EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- METLIFE, INC. Agenda Number: 933398883 -------------------------------------------------------------------------------------------------------------------------- Security: 59156R108 Meeting Type: Annual Meeting Date: 26-Apr-2011 Ticker: MET ISIN: US59156R1086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR STEVEN A. KANDARIAN* Mgmt For For SYLVIA MATHEWS BURWELL# Mgmt For For EDUARDO CASTRO-WRIGHT# Mgmt For For CHERYL W. GRISE# Mgmt For For LULU C. WANG# Mgmt For For 02 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Mgmt For For TO DECLASSIFY THE BOARD OF DIRECTORS 03 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2011 04 ADVISORY VOTE TO APPROVE THE COMPENSATION PAID Mgmt For For TO THE COMPANY'S NAMED EXECUTIVE OFFICERS 05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For VOTES TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 933331011 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Meeting Date: 16-Nov-2010 Ticker: MSFT ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For 02 ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For 03 ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For 04 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For 05 ELECTION OF DIRECTOR: REED HASTINGS Mgmt For For 06 ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For 07 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For 08 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For 09 ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For 10 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR 11 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD Shr Against For COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY -------------------------------------------------------------------------------------------------------------------------- MONSANTO COMPANY Agenda Number: 933358459 -------------------------------------------------------------------------------------------------------------------------- Security: 61166W101 Meeting Type: Annual Meeting Date: 25-Jan-2011 Ticker: MON ISIN: US61166W1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: LAURA K. IPSEN Mgmt For For 1B ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For 1C ELECTION OF DIRECTOR: GEORGE H. POSTE, PH.D., Mgmt For For D.V.M. 02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011 03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION Mgmt Against Against 04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against OF EXECUTIVE COMPENSATION VOTES 05 TO APPROVE THE PERFORMANCE GOALS UNDER THE MONSANTO Mgmt For For COMPANY CODE SECTION 162(M) ANNUAL INCENTIVE PLAN FOR COVERED EXECUTIVES -------------------------------------------------------------------------------------------------------------------------- MORGAN STANLEY Agenda Number: 933423915 -------------------------------------------------------------------------------------------------------------------------- Security: 617446448 Meeting Type: Annual Meeting Date: 18-May-2011 Ticker: MS ISIN: US6174464486 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: ROY J. BOSTOCK Mgmt For For 1B ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For 1C ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For 1D ELECTION OF DIRECTOR: JAMES P. GORMAN Mgmt For For 1E ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For 1F ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For 1G ELECTION OF DIRECTOR: JOHN J. MACK Mgmt For For 1H ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For 1I ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For 1J ELECTION OF DIRECTOR: JAMES W. OWENS Mgmt For For 1K ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Mgmt For For 1L ELECTION OF DIRECTOR: MASAAKI TANAKA Mgmt For For 1M ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For LLP AS INDEPENDENT AUDITOR 03 TO AMEND THE 2007 EQUITY INCENTIVE COMPENSATION Mgmt Against Against PLAN 04 TO APPROVE THE COMPENSATION OF EXECUTIVES AS Mgmt Against Against DISCLOSED IN THE PROXY STATEMENT (NON-BINDING ADVISORY RESOLUTION) 05 TO VOTE ON THE FREQUENCY OF HOLDING A NON-BINDING Mgmt 1 Year For ADVISORY VOTE ON THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON-BINDING ADVISORY VOTE) -------------------------------------------------------------------------------------------------------------------------- NESTLE S.A. Agenda Number: 933391586 -------------------------------------------------------------------------------------------------------------------------- Security: 641069406 Meeting Type: Annual Meeting Date: 14-Apr-2011 Ticker: NSRGY ISIN: US6410694060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL Mgmt For For STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2010 1B ACCEPTANCE OF THE COMPENSATION REPORT 2010 (ADVISORY Mgmt For For VOTE) 02 RELEASE OF THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt For For AND OF THE MANAGEMENT 03 APPROPRIATION OF PROFITS RESULTING FROM THE Mgmt For For BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2010 4A1 RE-ELECTION TO THE BOARD OF DIRECTOR: MR. PAUL Mgmt For For BULCKE (FOR A TERM OF THREE YEARS) 4A2 RE-ELECTION TO THE BOARD OF DIRECTOR: MR. ANDREAS Mgmt For For KOOPMANN (FOR A TERM OF THREE YEARS) 4A3 RE-ELECTION TO THE BOARD OF DIRECTOR: MR. ROLF Mgmt For For HANGGI (FOR A TERM OF THREE YEARS) 4A4 RE-ELECTION TO THE BOARD OF DIRECTOR: MR. JEAN-PIERRE Mgmt For For MEYERS (FOR A TERM OF THREE YEARS) 4A5 RE-ELECTION TO THE BOARD OF DIRECTOR: MRS. NAINA Mgmt For For LAL KIDWAI (FOR A TERM OF THREE YEARS) 4A6 RE-ELECTION TO THE BOARD OF DIRECTOR: MR. BEAT Mgmt For For HESS (FOR A TERM OF THREE YEARS) 4B ELECTION TO THE BOARD OF DIRECTOR: MS. ANN VENEMAN Mgmt For For (FOR A TERM OF THREE YEARS) 4C RE-ELECTION OF THE STATUTORY AUDITOR: KPMG S.A., Mgmt For For GENEVA BRANCH (FOR A TERM OF ONE YEAR) 05 CAPITAL REDUCTION (BY CANCELLATION OF SHARES) Mgmt For For 06 IN THE EVENT OF A NEW OR MODIFIED PROPOSAL BY Mgmt Against Against A SHAREHOLDER DURING THE ANNUAL GENERAL MEETING, I GIVE A PROXY TO VOTE IN FAVOR OF THE MOTION OR RECOMMENDATION OF THE BOARD OF DIRECTORS 07 MARK THE BOX AT THE RIGHT IF YOU WISH TO GIVE Mgmt For For A PROXY TO THE INDEPENDENT REPRESENTATIVE, MR. JEAN-LUDOVIC HARTMANN (AS FURTHER DISCUSSED IN THE COMPANY'S INVITATION) -------------------------------------------------------------------------------------------------------------------------- NUCOR CORPORATION Agenda Number: 933397588 -------------------------------------------------------------------------------------------------------------------------- Security: 670346105 Meeting Type: Annual Meeting Date: 12-May-2011 Ticker: NUE ISIN: US6703461052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR PETER C. BROWNING Mgmt For For VICTORIA F. HAYNES Mgmt For For CHRISTOPHER J. KEARNEY Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS NUCOR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against VOTES ON EXECUTIVE COMPENSATION 05 STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTE Shr Against For 06 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN Shr Against For -------------------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION Agenda Number: 933328189 -------------------------------------------------------------------------------------------------------------------------- Security: 68389X105 Meeting Type: Annual Meeting Date: 06-Oct-2010 Ticker: ORCL ISIN: US68389X1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR JEFFREY S. BERG Mgmt Withheld Against H. RAYMOND BINGHAM Mgmt For For MICHAEL J. BOSKIN Mgmt For For SAFRA A. CATZ Mgmt For For BRUCE R. CHIZEN Mgmt For For GEORGE H. CONRADES Mgmt For For LAWRENCE J. ELLISON Mgmt For For HECTOR GARCIA-MOLINA Mgmt Withheld Against JEFFREY O. HENLEY Mgmt For For MARK V. HURD Mgmt For For DONALD L. LUCAS Mgmt For For NAOMI O. SELIGMAN Mgmt Withheld Against 02 APPROVE THE ORACLE CORPORATION EXECUTIVE BONUS Mgmt For For PLAN. 03 APPROVE THE ORACLE CORPORATION AMENDED AND RESTATED Mgmt Against Against 2000 LONG-TERM EQUITY INCENTIVE PLAN, INCLUDING AN AMENDMENT TO INCREASE THE AGGREGATE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 419,020,418 SHARES. 04 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2011. 05 ACT ON A STOCKHOLDER PROPOSAL TO AMEND THE CORPORATE Shr Against For BYLAWS TO ESTABLISH A BOARD COMMITTEE ON SUSTAINABILITY. 06 ACT ON A STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr Against For VOTING IN DIRECTOR ELECTIONS. 07 ACT ON A STOCKHOLDER PROPOSAL REGARDING EQUITY Shr Against For RETENTION. -------------------------------------------------------------------------------------------------------------------------- PACCAR INC Agenda Number: 933376558 -------------------------------------------------------------------------------------------------------------------------- Security: 693718108 Meeting Type: Annual Meeting Date: 20-Apr-2011 Ticker: PCAR ISIN: US6937181088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR JOHN M. FLUKE, JR. Mgmt For For KIRK S. HACHIGIAN Mgmt For For STEPHEN F. PAGE Mgmt For For THOMAS E. PLIMPTON Mgmt For For 02 ADVISORY VOTE ON THE COMPENSATION OF THE NAMED Mgmt For For EXECUTIVE OFFICERS 03 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 1 Year Against COMPENSATION VOTES 04 APPROVAL OF THE LONG TERM INCENTIVE PLAN Mgmt For For 05 APPROVAL OF THE SENIOR EXECUTIVE YEARLY INCENTIVE Mgmt For For COMPENSATION PLAN 06 STOCKHOLDER PROPOSAL REGARDING THE SUPERMAJORITY Shr For Against VOTE PROVISIONS 07 STOCKHOLDER PROPOSAL REGARDING A DIRECTOR VOTE Shr For Against THRESHOLD -------------------------------------------------------------------------------------------------------------------------- PAYCHEX, INC. Agenda Number: 933325599 -------------------------------------------------------------------------------------------------------------------------- Security: 704326107 Meeting Type: Annual Meeting Date: 13-Oct-2010 Ticker: PAYX ISIN: US7043261079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: B. THOMAS GOLISANO Mgmt For For 1B ELECTION OF DIRECTOR: DAVID J. S. FLASCHEN Mgmt For For 1C ELECTION OF DIRECTOR: GRANT M. INMAN Mgmt For For 1D ELECTION OF DIRECTOR: PAMELA A. JOSEPH Mgmt For For 1E ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For 1F ELECTION OF DIRECTOR: JOSEPH M. VELLI Mgmt For For 2 TO AMEND THE PAYCHEX, INC. 2002 STOCK INCENTIVE Mgmt Against Against PLAN, INCLUDING AN INCREASE IN THE SHARES AVAILABLE UNDER THE PLAN. 3 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. -------------------------------------------------------------------------------------------------------------------------- PFIZER INC. Agenda Number: 933392196 -------------------------------------------------------------------------------------------------------------------------- Security: 717081103 Meeting Type: Annual Meeting Date: 28-Apr-2011 Ticker: PFE ISIN: US7170811035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For 1B ELECTION OF DIRECTOR: MICHAEL S. BROWN Mgmt For For 1C ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For 1D ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For 1E ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For 1F ELECTION OF DIRECTOR: WILLIAM H. GRAY III Mgmt For For 1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For 1H ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For 1I ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For 1J ELECTION OF DIRECTOR: JOHN P. MASCOTTE Mgmt For For 1K ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For 1L ELECTION OF DIRECTOR: IAN C. READ Mgmt For For 1M ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against VOTES ON EXECUTIVE COMPENSATION. 05 SHAREHOLDER PROPOSAL REGARDING PUBLICATION OF Shr Against For POLITICAL CONTRIBUTIONS 06 SHAREHOLDER PROPOSAL REGARDING PUBLIC POLICY Shr Against For INITIATIVES. 07 SHAREHOLDER PROPOSAL REGARDING PHARMACEUTICAL Shr Against For PRICE RESTRAINTS. 08 SHAREHOLDER PROPOSAL REGARDING ACTION BY WRITTEN Shr Against For CONSENT. 09 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shr Against For MEETINGS. 10 SHAREHOLDER PROPOSAL REGARDING ANIMAL RESEARCH Shr Against For -------------------------------------------------------------------------------------------------------------------------- QUALCOMM, INCORPORATED Agenda Number: 933365947 -------------------------------------------------------------------------------------------------------------------------- Security: 747525103 Meeting Type: Annual Meeting Date: 08-Mar-2011 Ticker: QCOM ISIN: US7475251036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR BARBARA T. ALEXANDER Mgmt For For STEPHEN M. BENNETT Mgmt For For DONALD G. CRUICKSHANK Mgmt For For RAYMOND V. DITTAMORE Mgmt For For THOMAS W. HORTON Mgmt For For IRWIN MARK JACOBS Mgmt For For PAUL E. JACOBS Mgmt For For ROBERT E. KAHN Mgmt For For SHERRY LANSING Mgmt For For DUANE A. NELLES Mgmt For For FRANCISCO ROS Mgmt For For BRENT SCOWCROFT Mgmt For For MARC I. STERN Mgmt For For 02 TO APPROVE THE 2006 LONG-TERM INCENTIVE PLAN, Mgmt Against Against AS AMENDED, WHICH INCLUDES AN INCREASE IN THE SHARE RESERVE BY 65,000,000 SHARES. 03 TO APPROVE AN AMENDMENT TO THE 2001 EMPLOYEE Mgmt For For STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE BY 22,000,000 SHARES. 04 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 25, 2011. 05 TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 06 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year Against FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 07 TO ACT ON A STOCKHOLDER PROPOSAL, IF PROPERLY Shr Against For PRESENTED AT THE ANNUAL MEETING. -------------------------------------------------------------------------------------------------------------------------- QWEST COMMUNICATIONS INTERNATIONAL INC. Agenda Number: 933312720 -------------------------------------------------------------------------------------------------------------------------- Security: 749121109 Meeting Type: Special Meeting Date: 24-Aug-2010 Ticker: Q ISIN: US7491211097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 ADOPT AGREEMENT AND PLAN OF MERGER AMONG CENTURYLINK, Mgmt For For INC., SB44 ACQUISITION COMPANY AND QWEST COMMUNICATIONS INTERNATIONAL INC., PURSUANT TO WHICH SB44 ACQUISITION COMPANY BE MERGED WITH AND INTO QWEST AND EACH OUTSTANDING SHARE OF COMMON STOCK OF QWEST BE CONVERTED INTO RIGHT TO RECEIVE 0.1664 SHARES OF COMMON STOCK OF CENTURYLINK, WITH CASH PAID IN LIEU OF FRACTIONAL SHARES 02 TO VOTE UPON AN ADJOURNMENT OF THE QWEST SPECIAL Mgmt For For MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT -------------------------------------------------------------------------------------------------------------------------- RAYTHEON COMPANY Agenda Number: 933437940 -------------------------------------------------------------------------------------------------------------------------- Security: 755111507 Meeting Type: Annual Meeting Date: 26-May-2011 Ticker: RTN ISIN: US7551115071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: VERNON E. CLARK Mgmt For For 1B ELECTION OF DIRECTOR: JOHN M. DEUTCH Mgmt For For 1C ELECTION OF DIRECTOR: STEPHEN J. HADLEY Mgmt For For 1D ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt For For 1E ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS Mgmt For For 1F ELECTION OF DIRECTOR: RONALD L. SKATES Mgmt For For 1G ELECTION OF DIRECTOR: WILLIAM R. SPIVEY Mgmt For For 1H ELECTION OF DIRECTOR: LINDA G. STUNTZ Mgmt For For 1I ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For 02 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For 03 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For VOTES ON EXECUTIVE COMPENSATION 04 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For 05 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION Shr Against For BY WRITTEN CONSENT 06 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE STOCK Shr Against For RETENTION 07 SHAREHOLDER PROPOSAL REGARDING LOBBYING EXPENSES Shr Against For 08 SHAREHOLDER PROPOSAL REGARDING SUPPLEMENTAL Shr Against For EXECUTIVE RETIREMENT PLANS -------------------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933377106 -------------------------------------------------------------------------------------------------------------------------- Security: 806857108 Meeting Type: Annual Meeting Date: 06-Apr-2011 Ticker: SLB ISIN: AN8068571086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: P. CAMUS Mgmt For For 1B ELECTION OF DIRECTOR: P. CURRIE Mgmt For For 1C ELECTION OF DIRECTOR: A. GOULD Mgmt For For 1D ELECTION OF DIRECTOR: T. ISAAC Mgmt For For 1E ELECTION OF DIRECTOR: K.V. KAMATH Mgmt For For 1F ELECTION OF DIRECTOR: N. KUDRYAVTSEV Mgmt For For 1G ELECTION OF DIRECTOR: A. LAJOUS Mgmt For For 1H ELECTION OF DIRECTOR: M.E. MARKS Mgmt For For 1I ELECTION OF DIRECTOR: E. MOLER Mgmt For For 1J ELECTION OF DIRECTOR: L.R. REIF Mgmt For For 1K ELECTION OF DIRECTOR: T.I. SANDVOLD Mgmt For For 1L ELECTION OF DIRECTOR: H. SEYDOUX Mgmt For For 1M ELECTION OF DIRECTOR: P. KIBSGAARD Mgmt For For 1N ELECTION OF DIRECTOR: L.S. OLAYAN Mgmt For For 02 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For COMPENSATION. 03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against VOTES ON EXECUTIVE COMPENSATION. 04 TO APPROVE THE AMENDMENT TO THE COMPANY'S ARTICLES Mgmt For For OF INCORPORATION TO INCREASE THE AUTHORIZED COMMON SHARE CAPITAL. 05 TO APPROVE THE AMENDMENTS TO THE COMPANY'S ARTICLES Mgmt Against Against OF INCORPORATION TO CLARIFY THE VOTING STANDARD IN CONTESTED DIRECTOR ELECTIONS AND TO MAKE CERTAIN OTHER CHANGES. 06 TO APPROVE THE COMPANY'S FINANCIAL STATEMENTS Mgmt For For AND DECLARATION OF DIVIDENDS. 07 TO APPROVE THE APPOINTMENT OF THE INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM. -------------------------------------------------------------------------------------------------------------------------- SOUTHWEST AIRLINES CO. Agenda Number: 933423345 -------------------------------------------------------------------------------------------------------------------------- Security: 844741108 Meeting Type: Annual Meeting Date: 18-May-2011 Ticker: LUV ISIN: US8447411088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: DAVID W. BIEGLER Mgmt For For 1B ELECTION OF DIRECTOR: DOUGLAS H. BROOKS Mgmt For For 1C ELECTION OF DIRECTOR: WILLIAM H. CUNNINGHAM Mgmt For For 1D ELECTION OF DIRECTOR: JOHN G. DENISON Mgmt For For 1E ELECTION OF DIRECTOR: GARY C. KELLY Mgmt For For 1F ELECTION OF DIRECTOR: NANCY B. LOEFFLER Mgmt For For 1G ELECTION OF DIRECTOR: JOHN T. MONTFORD Mgmt For For 1H ELECTION OF DIRECTOR: THOMAS M. NEALON Mgmt For For 1I ELECTION OF DIRECTOR: DANIEL D. VILLANUEVA Mgmt For For 02 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For COMPENSATION. 03 ADVISORY VOTE ON FREQUENCY OF VOTES ON NAMED Mgmt 1 Year For EXECUTIVE OFFICER COMPENSATION. 04 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011. 05 ADOPT SIMPLE MAJORITY VOTE. Shr For Against -------------------------------------------------------------------------------------------------------------------------- STAPLES, INC. Agenda Number: 933434653 -------------------------------------------------------------------------------------------------------------------------- Security: 855030102 Meeting Type: Annual Meeting Date: 07-Jun-2011 Ticker: SPLS ISIN: US8550301027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For 1B ELECTION OF DIRECTOR: ARTHUR M. BLANK Mgmt For For 1C ELECTION OF DIRECTOR: MARY ELIZABETH BURTON Mgmt For For 1D ELECTION OF DIRECTOR: JUSTIN KING Mgmt For For 1E ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For 1F ELECTION OF DIRECTOR: ROWLAND T. MORIARTY Mgmt For For 1G ELECTION OF DIRECTOR: ROBERT C. NAKASONE Mgmt For For 1H ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For 1I ELECTION OF DIRECTOR: ELIZABETH A. SMITH Mgmt For For 1J ELECTION OF DIRECTOR: ROBERT E. SULENTIC Mgmt For For 1K ELECTION OF DIRECTOR: VIJAY VISHWANATH Mgmt For For 1L ELECTION OF DIRECTOR: PAUL F. WALSH Mgmt For For 02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For OF ERNST & YOUNG LLP AS STAPLES' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. 03 TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against 04 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. 05 TO ACT ON A SHAREHOLDER PROPOSAL REGARDING THE Shr Against For ABILITY OF SHAREHOLDERS TO ACT BY MAJORITY WRITTEN CONSENT. -------------------------------------------------------------------------------------------------------------------------- TARGET CORPORATION Agenda Number: 933437837 -------------------------------------------------------------------------------------------------------------------------- Security: 87612E106 Meeting Type: Annual Meeting Date: 08-Jun-2011 Ticker: TGT ISIN: US87612E1064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: ROXANNE S. AUSTIN Mgmt For For 1B ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For 1C ELECTION OF DIRECTOR: MARY N. DILLON Mgmt For For 1D ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For 1E ELECTION OF DIRECTOR: MARY E. MINNICK Mgmt For For 1F ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For 1G ELECTION OF DIRECTOR: DERICA W. RICE Mgmt For For 1H ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For 1I ELECTION OF DIRECTOR: GREGG W. STEINHAFEL Mgmt For For 1J ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For 1K ELECTION OF DIRECTOR: SOLOMON D. TRUJILLO Mgmt For For 02 COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. 03 COMPANY PROPOSAL TO APPROVE THE TARGET CORPORATION Mgmt Against Against 2011 LONG-TERM INCENTIVE PLAN. 04 COMPANY PROPOSAL TO CAST A NON-BINDING ADVISORY Mgmt For For VOTE ON EXECUTIVE COMPENSATION ("SAY-ON-PAY"). 05 COMPANY PROPOSAL TO CAST A NON-BINDING ADVISORY Mgmt 1 Year For VOTE ON THE FREQUENCY OF SAY-ON-PAY VOTES. 06 SHAREHOLDER PROPOSAL ON COMPENSATION BENCHMARKING. Shr Against For 07 SHAREHOLDER PROPOSAL ON ELECTRONICS RECYCLING. Shr Against For -------------------------------------------------------------------------------------------------------------------------- THE BOEING COMPANY Agenda Number: 933387397 -------------------------------------------------------------------------------------------------------------------------- Security: 097023105 Meeting Type: Annual Meeting Date: 02-May-2011 Ticker: BA ISIN: US0970231058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For 1B ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For 1C ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Mgmt For For 1D ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For 1E ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For 1F ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, Mgmt For For JR. 1G ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For 1H ELECTION OF DIRECTOR: JOHN F. MCDONNELL Mgmt For For 1I ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Mgmt For For 1J ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For 1K ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For 1L ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For 02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 03 RECOMMEND THE FREQUENCY OF ADVISORY VOTES ON Mgmt 1 Year Against EXECUTIVE COMPENSATION. 04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2011. 05 INDEPENDENT MONITORING OF THE HUMAN RIGHTS CODE. Shr Against For 06 REPORT ON POLITICAL ACTIVITY. Shr Against For 07 ACTION BY WRITTEN CONSENT. Shr Against For 08 CHANGE OWNERSHIP THRESHOLD TO CALL SPECIAL MEETINGS. Shr Against For 09 INDEPENDENT CHAIRMAN. Shr Against For -------------------------------------------------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Agenda Number: 933400486 -------------------------------------------------------------------------------------------------------------------------- Security: 808513105 Meeting Type: Annual Meeting Date: 17-May-2011 Ticker: SCHW ISIN: US8085131055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: FRANK C. HERRINGER Mgmt For For 1B ELECTION OF DIRECTOR: STEPHEN T. MCLIN Mgmt For For 1C ELECTION OF DIRECTOR: CHARLES R. SCHWAB Mgmt For For 1D ELECTION OF DIRECTOR: ROGER 0. WALTHER Mgmt For For 1E ELECTION OF DIRECTOR: ROBERT N. WILSON Mgmt For For 02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For 03 APPROVAL OF AMENDED 2004 STOCK INCENTIVE PLAN Mgmt Against Against 04 APPROVAL OF COMPENSATION OF NAMED EXECUTIVE Mgmt Against Against OFFICERS 05 FREQUENCY OF VOTES ON COMPENSATION OF NAMED Mgmt 1 Year For EXECUTIVE OFFICERS 06 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr For Against 07 STOCKHOLDER PROPOSAL REGARDING DECLASSIFICATION Shr For OF BOARD OF DIRECTORS -------------------------------------------------------------------------------------------------------------------------- THE CHUBB CORPORATION Agenda Number: 933383185 -------------------------------------------------------------------------------------------------------------------------- Security: 171232101 Meeting Type: Annual Meeting Date: 26-Apr-2011 Ticker: CB ISIN: US1712321017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: ZOE BAIRD Mgmt For For 1B ELECTION OF DIRECTOR: SHEILA P. BURKE Mgmt For For 1C ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For 1D ELECTION OF DIRECTOR: JOHN D. FINNEGAN Mgmt For For 1E ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For 1F ELECTION OF DIRECTOR: MARTIN G. MCGUINN Mgmt For For 1G ELECTION OF DIRECTOR: LAWRENCE M. SMALL Mgmt For For 1H ELECTION OF DIRECTOR: JESS SODERBERG Mgmt For For 1I ELECTION OF DIRECTOR: DANIEL E. SOMERS Mgmt For For 1J ELECTION OF DIRECTOR: JAMES M. ZIMMERMAN Mgmt For For 1K ELECTION OF DIRECTOR: ALFRED W. ZOLLAR Mgmt For For 02 TO VOTE ON THE ADOPTION OF THE CHUBB CORPORATION Mgmt For For ANNUAL INCENTIVE COMPENSATION PLAN (2011). 03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS INDEPENDENT AUDITOR. 04 TO HOLD AN ADVISORY VOTE ON THE COMPENSATION Mgmt For For OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K IN THE ENCLOSED ANNUAL MEETING MATERIALS. 05 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year Against THE SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- THE WESTERN UNION COMPANY Agenda Number: 933412114 -------------------------------------------------------------------------------------------------------------------------- Security: 959802109 Meeting Type: Annual Meeting Date: 20-May-2011 Ticker: WU ISIN: US9598021098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: HIKMET ERSEK Mgmt For For 1B ELECTION OF DIRECTOR: JACK M. GREENBERG Mgmt For For 1C ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON Mgmt For For 02 RATIFICATION OF SELECTION OF AUDITORS Mgmt For For 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For 04 ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON Mgmt 1 Year For EXECUTIVE COMPENSATION 05 STOCKHOLDER PROPOSAL REGARDING THE ELIMINATION Shr For Against OF THE CLASSIFICATION OF THE BOARD OF DIRECTORS -------------------------------------------------------------------------------------------------------------------------- TOLL BROTHERS, INC. Agenda Number: 933371116 -------------------------------------------------------------------------------------------------------------------------- Security: 889478103 Meeting Type: Annual Meeting Date: 16-Mar-2011 Ticker: TOL ISIN: US8894781033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR ROBERT I. TOLL Mgmt For For BRUCE E. TOLL Mgmt For For CHRISTINE N. GARVEY Mgmt For For 02 THE RATIFICATION OF THE RE-APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. 03 THE APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For SECOND RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS. 04 THE APPROVAL OF, IN AN ADVISORY AND NON-BINDING Mgmt For For VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. 05 THE RECOMMENDATION, IN AN ADVISORY AND NON-BINDING Mgmt 1 Year Against VOTE, WHETHER A NON-BINDING STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. -------------------------------------------------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Agenda Number: 933381939 -------------------------------------------------------------------------------------------------------------------------- Security: 911312106 Meeting Type: Annual Meeting Date: 05-May-2011 Ticker: UPS ISIN: US9113121068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For 1B ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For 1C ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For 1D ELECTION OF DIRECTOR: STUART E. EIZENSTAT Mgmt For For 1E ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For 1F ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For 1G ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For 1H ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For 1I ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For 1J ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For 1K ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For 02 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. Mgmt For For 03 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Mgmt 1 Year Against OF FUTURE EXECUTIVE COMPENSATION VOTES. 04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR YEAR ENDING 2011. 05 IN THEIR DISCRETION UPON SUCH OTHER MATTERS Mgmt Against Against AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF. -------------------------------------------------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Agenda Number: 933396168 -------------------------------------------------------------------------------------------------------------------------- Security: 94106L109 Meeting Type: Annual Meeting Date: 13-May-2011 Ticker: WM ISIN: US94106L1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: PASTORA SAN JUAN CAFFERTY Mgmt For For 1B ELECTION OF DIRECTOR: FRANK M. CLARK, JR. Mgmt For For 1C ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt For For 1D ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For 1E ELECTION OF DIRECTOR: W. ROBERT REUM Mgmt For For 1F ELECTION OF DIRECTOR: STEVEN G. ROTHMEIER Mgmt For For 1G ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For 1H ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For 02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For 04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For OF EXECUTIVE COMPENSATION VOTES. 05 AN AMENDMENT TO THE COMPANY'S BY-LAWS TO ALLOW Mgmt For For STOCKHOLDERS WHO HAVE HELD AT LEAST A 25% NET LONG POSITION IN OUR COMMON STOCK FOR ONE YEAR TO CALL SPECIAL STOCKHOLDER MEETINGS. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Victory Variable Insurance Funds By (Signature) /s/ Michael Policarpo Name Michael Policarpo Title President Date 08/09/2011