-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S+KE8Rrdexna9Ij502xpubeJ0ta0tK/xWtSFU0f4YFXTKM79iF5Xjxu3lR92+Xso E82w3ET1nHQWFmuQUELVww== 0000950147-01-501374.txt : 20010809 0000950147-01-501374.hdr.sgml : 20010809 ACCESSION NUMBER: 0000950147-01-501374 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001229 FILED AS OF DATE: 20010808 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SOLPOWER CORP CENTRAL INDEX KEY: 0001068618 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 870384678 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29780 FILM NUMBER: 1700256 BUSINESS ADDRESS: STREET 1: 7309 EAST STETSON DRIVE STREET 2: STE 102 CITY: SCOTTSDALE STATE: AZ ZIP: 85251 BUSINESS PHONE: 4809476366 MAIL ADDRESS: STREET 1: 7309 EAST STETSON DR STREET 2: STE 102 CITY: SCOTTSDALE STATE: AZ ZIP: 85251 COMPANY DATA: COMPANY CONFORMED NAME: MOFFAT FRASER M CENTRAL INDEX KEY: 0001156820 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 7100 EAST LINCOLN DRIVE STREET 2: SUITE D-230 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 BUSINESS PHONE: 4803684425 MAIL ADDRESS: STREET 1: 7100 AEST LINCOLN DRIVE STREET 2: SUITE D-230 CITY: SCOTTSDALE STATE: AZ ZIP: 85253 5 1 e-7260.txt FORM 5 OF FRASER M. MOFFAT - ------ ------------------------------------- FORM 5 OMB APPROVAL - ------ ------------------------------------- [ ] Check this box if no longer OMB Number 3235-0362 subject to Section 16. Form 4 Expires: December 31, 2001 or Form 5 obligations may continue. Estimated average burden See Instruction 1(b). hours per response.............. 1.0 [ ] Form 3 Holdings Reported ------------------------------------- [X] Form 4 Transactions Reported UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ================================================================================ 1. Name and Address of Reporting Person(1) Moffat Fraser M. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 18 Lake Avenue - -------------------------------------------------------------------------------- (Street) Montrose Pennsylvania - -------------------------------------------------------------------------------- (City (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol Solpower Corporation - SLPW ================================================================================ 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) N/A ================================================================================ 4. Statement for Month/Year March 2001 ================================================================================ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [X] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) -------------------------------- ================================================================================ 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person ================================================================================
================================================================================================================= TABLE I--NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ================================================================================================================= 1.Title of Security 2.Trans- 3.Trans- 4.Securities Acquired (A) 5.Amount of 6.Owner- 7.Nature of (Instr. 3) action action or Disposed of (D) Securities Ben- ship Indirect Date Code (Instr. 3, 4 and 5) eficially Owned Form: Di- Beneficial (Month/ (Instr.8) ------------------------ at end of rect (D) Ownership Day/ (A) or Issuer's Fiscal or Indi- (Instr. 4) Year) Amount (D) Price Year (Instr. 3 rect (I) and 4) (Instr. 4) - ----------------------------------------------------------------------------------------------------------------- Common Stock 12/29/00 4 35,826 A $0.25 35,826 D N/A - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- ================================================================================================================= * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. ================================================================================================= Table II--DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (e.g., puts, calls, warrants, options, convertible securities) ================================================================================================================= 1.Title of Derivative Security 2.Conver- 3.Trans- 4.Transac- 5.Number of Deriva- (Instr. 3) sion or action tion tive Securities Exer- Date Code Acquired (A) or cise (Month/ (Instr.8) Disposed of (D) Price of Day/ (Instr. 3,4, and 5) Deriva- Year) tive Se- ------------------- curity (A) (D) - ----------------------------------------------------------------------------------------------------------------- Stock Option $3.00 to 05/28/98 A/V 350,000 $7.00 - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- ================================================================================================================= 6.Date Exercis- 7.Title and Amount of 8.Price 9.Number 10.Owner- 11.Nature able and Expi- Underlying Securities of of De- ship of of Indi- ration Date (Instr. 3 and 4) De- rivative Deriva- rect Ben- (Month/Day/ riva- Securi- tive Se- eficial Year) tive ties Ben- curity: Owner- - -------------------- ---------------------- Secu- eficially Direct ship Date Expira- Amount or rity Owned at (D) or (Instr.4) Exer- tion Number of (Instr. 5) End of Year Indirect cisable Date Title Shares Year(Instr.4) (I)(Instr.4) - ----------------------------------------------------------------------------------------------------------------- (1) 05/28/03 Common 350,000 N/A 0 D N/A - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- =================================================================================================================
Explanation of Responses: (1) Vesting determined by gross revenue and share price targets. No options are currently vested. /s/ Fraser M. Moffat 7-30-2001 ---------------------------------- ----------------- **Signature of Reporting Person(1) Date **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -----END PRIVACY-ENHANCED MESSAGE-----