8-K 1 h20001e8vk.htm METROCORP BANCSHARES, INC. - NOVEMBER 9, 2004 e8vk
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): November 9, 2004

METROCORP BANCSHARES, INC.

(Exact name of registrant as specified in its charter)
         
Texas
  0-25141   76-0579161
(State or other jurisdiction of
  (Commission File Number)   (I.R.S. Employer
incorporation or organization)
      Identification No.)
         
9600 Bellaire Boulevard, Suite 252
       
Houston, Texas
    77036  
(Address of principal executive offices)
    (Zip Code)  

Registrant’s telephone number, including area code: (713) 776-3876

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



 


TABLE OF CONTENTS

Item 7.01. Regulation FD Disclosure.
Item 9.01. Financial Statements and Exhibits.
SIGNATURES
EXHIBIT INDEX
Investor Presentation


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Item 7.01. Regulation FD Disclosure.

     On November 9, 2004, management of MetroCorp Bancshares, Inc. (the “Company”) presented information regarding the Company’s business to investors at the Hoefer & Arnett 2004 Asian Banking Conference and to other investors and intends to present the same information to various other members of the investment community on November 10, 2004. The slide presentation given at this conference and to investors is filed as Exhibit 99.1 to this Current Report on Form 8-K. The foregoing description is qualified by reference to such exhibit.

     The information contained in this Current Report on Form 8-K, including the exhibit attached hereto, is being furnished to the Securities and Exchange Commission and shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to liabilities of that Section, nor shall it be deemed to be incorporated by reference into any registration statement or other document filed pursuant to the Securities Act of 1933, as amended.

Item 9.01. Financial Statements and Exhibits.

     Exhibits. The following materials are filed as exhibits to this Current Report on Form 8-K:

     99.1 — Investor presentation given November 9, 2004.

SIGNATURES

     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  METROCORP BANCSHARES, INC.
(Registrant)
 
 
Dated: November 9, 2004  By:   /s/ George Lee   
    George Lee   
    Chief Executive Officer   
 

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EXHIBIT INDEX

     
Exhibit    
Number
  Description
99.1
  Investor Presentation given November 9, 2004

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