0001209191-18-027837.txt : 20180503 0001209191-18-027837.hdr.sgml : 20180503 20180503182121 ACCESSION NUMBER: 0001209191-18-027837 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180502 FILED AS OF DATE: 20180503 DATE AS OF CHANGE: 20180503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPELLAS MICHAEL D CENTRAL INDEX KEY: 0001068045 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38031 FILM NUMBER: 18805403 MAIL ADDRESS: STREET 1: C/O MCI STREET 2: 22001 LOUDOUN COUNTY PARKWAY CITY: AXBURN STATE: VA ZIP: 20147 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MULESOFT, INC CENTRAL INDEX KEY: 0001374684 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 205158650 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 77 GEARY ST. STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: 415-229-2009 MAIL ADDRESS: STREET 1: 77 GEARY ST. STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 FORMER COMPANY: FORMER CONFORMED NAME: MULESOFT INC DATE OF NAME CHANGE: 20100401 FORMER COMPANY: FORMER CONFORMED NAME: MULESOURCE INC DATE OF NAME CHANGE: 20060906 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-02 1 0001374684 MULESOFT, INC MULE 0001068045 CAPELLAS MICHAEL D 77 GEARY STREET, SUITE 400 SAN FRANCISCO CA 94108 1 0 0 0 Stock Option (right to buy) 7.14 2018-05-02 4 D 0 132792 0.00 D 2025-07-22 Class B Common Stock 132792 0 D Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, at the effective time of the merger, each outstanding option vested in full and was cancelled and converted into the right to receive (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common (the "Transaction Consideration"), with the cash consideration reduced by the aggregate per share exercise price applicable to the option. Upon closing of the merger, the Reporting Person received Transaction Consideration in the amount of $3,832,377.12 in cash, 9,441 shares of Salesforce common stock and $61.99 in lieu of any fractional shares of Salesforce common stock. /s/ Aref Wardak, by power of attorney 2018-05-03