-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cdg29RG0cWgOcidKpUymtjeMYRYbUfMEx7fsCt0CDkXPBPBDzcXD70r1JIAmAxLd oyKMR7AQqGMw9ZVJOGsRkQ== 0001067926-04-000047.txt : 20040805 0001067926-04-000047.hdr.sgml : 20040805 20040804175401 ACCESSION NUMBER: 0001067926-04-000047 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040805 EFFECTIVENESS DATE: 20040805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEND LEASE ROSEN REAL ESTATE SECURITIES LLC CENTRAL INDEX KEY: 0001067926 IRS NUMBER: 943219135 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07246 FILM NUMBER: 04952661 BUSINESS ADDRESS: STREET 1: 1995 UNIVERSITY AVE STREET 2: SUITE 550 CITY: BERKELEY STATE: CA ZIP: 94704 BUSINESS PHONE: 5105498360 MAIL ADDRESS: STREET 1: 1995 UNIVERSITY AVE STREET 2: STE 550 CITY: BERKELEY STATE: CA ZIP: 94704 13F-HR 1 d13f-063004.txt 2Q 2004 TEST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2004 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. (adds cover page) Institutional Investment Manager Filing this Report: Name: Lend Lease Rosen Real Estate Securities LLC Address: 1995 University Ave., Suite 550 Berkeley, CA 94704 File 13F File Number: 28-7246 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, and all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael A. Torres Title: Chief Executive Officer Phone: 510-849-8360 Signature, Place, and Date of Signing: Michael A. Torres Berkeley, CA August 04, 2004 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 58 Form 13F Information Table Value Total: $2,925,571 List of Other Included Managers: No. Form 13F File Number Name 1 No 13F filed Lend Lease Rosen Real Estate Investments, Inc. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMB Property Corp. COM 00163T109 96976 2800351.00SH SOLE 1406911.00 1393440.00 1242 35870.00 SH DEFINED 01 35870.00 Acadia Realty Trust COM 004239109 986 71751.00 SH SOLE 71751.00 526 38300.00 SH DEFINED 01 38300.00 Alexandria Real Estate Equitie COM 015271109 1828 32195.00 SH SOLE 32167.00 28.00 546 9610.00 SH DEFINED 01 9610.00 American Financial Realty Trus COM 02607P305 653 45700.00 SH SOLE 45700.00 342 23900.00 SH DEFINED 01 23900.00 Apartment Investment & Managem COM 03748R101 642 20613.00 SH SOLE 20613.00 327 10490.00 SH DEFINED 01 10490.00 Archstone-Smith Trust COM 039583109 2045 69729.00 SH SOLE 69729.00 1081 36870.00 SH DEFINED 01 36870.00 Arden Realty Trust COM 039793104 79819 2714007.00SH SOLE 1395771.00 1318236.00 709 24120.00 SH DEFINED 01 24120.00 AvalonBay Communities, Inc. COM 053484101 123595 2186754.00SH SOLE 1104538.00 1082216.00 1232 21800.00 SH DEFINED 01 21800.00 BRE Properties, Inc. COM 05564E106 53699 1545295.00SH SOLE 698615.00 846680.00 553 15910.00 SH DEFINED 01 15910.00 Boston Properties, Inc. COM 101121101 49550 989416.91SH SOLE 514846.91 474570.00 1242 24800.00 SH DEFINED 01 24800.00 Brandywine Realty Trust COM 105368203 44915 1651895.00SH SOLE 829703.00 822192.00 433 15940.00 SH DEFINED 01 15940.00 CBL & Associates Properties, I COM 124830100 804 14612.00 SH SOLE 14612.00 433 7870.00 SH DEFINED 01 7870.00 Camden Property Trust COM 133131102 51217 1118266.00SH SOLE 565710.00 552556.00 594 12980.00 SH DEFINED 01 12980.00 Capital Trust-CL A COM 14052H506 9085 340000.00SH SOLE 340000.00 CarrAmerica Realty Corp. COM 144418100 24759 819033.00SH SOLE 423783.00 395250.00 609 20140.00 SH DEFINED 01 20140.00 Catellus Development Corporati COM 149113102 102146 4143865.00SH SOLE 2143060.00 2000805.00 619 25100.00 SH DEFINED 01 25100.00 CenterPoint Properties Corp. COM 151895109 840 10945.00 SH SOLE 10945.00 415 5410.00 SH DEFINED 01 5410.00 Chelsea Property Group Inc. COM 163421100 92586 1419600.00SH SOLE 775400.00 644200.00 Colonial Properties Trust COM 195872106 288 7470.00 SH SOLE 7470.00 146 3790.00 SH DEFINED 01 3790.00 Corporate Office Properties COM 22002T108 33535 1349505.00SH SOLE 679118.00 670387.00 467 18800.00 SH DEFINED 01 18800.00 Cousins Properties, Inc. COM 222795106 425 12906.00 SH SOLE 12906.00 233 7070.00 SH DEFINED 01 7070.00 Crescent Real Estate Equities, COM 225756105 870 53963.00 SH SOLE 53963.00 458 28400.00 SH DEFINED 01 28400.00 Developers Diversified Realty COM 251591103 450 12728.00 SH SOLE 12728.00 215 6090.00 SH DEFINED 01 6090.00 Duke Realty Corporation COM 264411505 835 26263.00 SH SOLE 26263.00 429 13480.00 SH DEFINED 01 13480.00 Equity Office Properties Trust COM 294741103 6047 222323.00SH SOLE 222231.00 92.00 960 35309.00 SH DEFINED 01 35309.00 Equity Residential COM 29476L107 136904 4604901.00SH SOLE 2600770.00 2004131.00 2223 74770.00 SH DEFINED 01 74770.00 Essex Property Trust, Inc. COM 297178105 112167 1641061.00SH SOLE 813482.00 827579.00 1002 14660.00 SH DEFINED 01 14660.00 Federal Realty Investment Trus COM 313747206 40880 982933.00SH SOLE 439379.00 543554.00 983 23640.00 SH DEFINED 01 23640.00 Gables Residential Trust COM 362418105 409 12042.00 SH SOLE 12042.00 211 6220.00 SH DEFINED 01 6220.00 General Growth Properties COM 370021107 78604 2658229.12SH SOLE 1249071.12 1409158.00 1701 57510.00 SH DEFINED 01 57510.00 Home Properties of New York, I COM 437306103 44945 1153025.00SH SOLE 582371.00 570654.00 516 13230.00 SH DEFINED 01 13230.00 Kilroy Realty COM 49427F108 275 8067.00 SH SOLE 8067.00 150 4390.00 SH DEFINED 01 4390.00 Kimco Realty Corp. COM 49446R109 933 20497.00 SH SOLE 20497.00 492 10820.00 SH DEFINED 01 10820.00 Liberty Property Trust COM 531172104 79150 1968417.00SH SOLE 1166907.00 801510.00 977 24290.00 SH DEFINED 01 24290.00 Macerich Company COM 554382101 177395 3705765.00SH SOLE 1919159.00 1786606.00 1833 38290.00 SH DEFINED 01 38290.00 Mack-Cali Realty Corporation COM 554489104 589 14231.00 SH SOLE 14231.00 306 7390.00 SH DEFINED 01 7390.00 Maguire Properties Inc. COM 559775101 35408 1429461.00SH SOLE 715396.00 714065.00 436 17600.00 SH DEFINED 01 17600.00 Marriott International-CL A COM 571903202 3327 66700.00 SH SOLE 66700.00 PS Business Pks Inc. CA Com COM 69360J107 370 9192.00 SH SOLE 9192.00 186 4610.00 SH DEFINED 01 4610.00 Pan Pacific Retail Properties, COM 69806L104 179621 3555439.00SH SOLE 1825180.00 1730259.00 1587 31410.00 SH DEFINED 01 31410.00 Prentiss Property Trust COM 740706106 4993 148959.00SH SOLE 148959.00 324 9660.00 SH DEFINED 01 9660.00 ProLogis COM 743410102 105240 3196828.00SH SOLE 1630490.00 1566338.00 1897 57610.00 SH DEFINED 01 57610.00 Regency Centers Corp COM 758849103 69729 1625382.00SH SOLE 703998.00 921384.00 1018 23730.00 SH DEFINED 01 23730.00 SL Green Realty Corp COM 78440X101 98776 2110604.00SH SOLE 1135822.00 974782.00 900 19240.00 SH DEFINED 01 19240.00 Simon Property Group, Inc. COM 828806109 219692 4272508.00SH SOLE 2226416.00 2046092.00 3434 66790.00 SH DEFINED 01 66790.00 Spirit Finance 144a COM 848568101 29750 2975000.00SH SOLE 1675000.00 1300000.00 Taubman Centers, Inc. COM 876664103 71142 3108008.00SH SOLE 1597001.00 1511007.00 934 40800.00 SH DEFINED 01 40800.00 The Rouse Company COM 779273101 1651 34763.00 SH SOLE 34763.00 899 18920.00 SH DEFINED 01 18920.00 United Dominion Realty Trust COM 910197102 131482 6647206.00SH SOLE 3365719.00 3281487.00 1480 74800.00 SH DEFINED 01 74800.00 Ventas, Inc. COM 92276F100 2484 106400.00SH SOLE 106400.00 Vornado Realty Trust COM 929042109 200093 3503648.95SH SOLE 1831336.95 1672312.00 2605 45610.00 SH DEFINED 01 45610.00 Washington Real Estate Investm COM 939653101 259 8829.00 SH SOLE 8829.00 128 4340.00 SH DEFINED 01 4340.00 Weingarten Realty Investors COM 948741103 412 13168.00 SH SOLE 13168.00 216 6900.00 SH DEFINED 01 6900.00 Wrap - Equities COM zzcorp 104 103970.00SH SOLE 103970.00 ALEXANDRIA RE Eq., Inc. PFD SE PFD 015271208 5096 200000.00SH SOLE 200000.00 ALEXANDRIA RE Eq., Inc. PFD SE PFD 015271406 1141 45000.00 SH SOLE 45000.00 AMB PPTYS PFD SER L 6.50% PFD 00163T307 396 17000.00 SH SOLE 17000.00 AMB PPTYS PFD SER M 6.75% PFD 00163T406 2240 95300.00 SH SOLE 95300.00 AMLI Residential PPTYS PFD SER PFD 20000 800000.00SH SOLE 800000.00 AVALONBAY COMMUN PFD SER H 8.7 PFD 053484705 1228 45500.00 SH SOLE 45500.00 BRANDYWINE REALTY TRUST PFD Se PFD 105368401 6318 260000.00SH SOLE 35000.00 225000.00 BRANDYWINE REALTY TRUST PFD Se PFD 105368500 18424 745900.00SH SOLE 12500.00 733400.00 BRE PROPERTIES PFD SER B 8.08% PFD 05564E403 6629 253400.00SH SOLE 253400.00 BRE PROPERTIES PFD SER C 6.75% PFD 05564E502 10265 451200.00SH SOLE 451200.00 CARRAMERICA RLTY PFD SER E 7.5 PFD 144418704 10116 400000.00SH SOLE 400000.00 CBL & ASSOCIATES PPTYS PFD SER PFD 124830308 10560 200000.00SH SOLE 200000.00 CBL & ASSOCIATES PROP SER C 7. PFD 124830506 1201 47500.00 SH SOLE 47500.00 736 29100.00 SH DEFINED 01 29100.00 DEVELOPERS DIVERS RLTY PFD SER PFD 251591830 7155 281700.00SH SOLE 11700.00 270000.00 396 15600.00 SH DEFINED 01 15600.00 DEVELOPERS DIVERS RLTY PFD SER PFD 251591822 7266 300000.00SH SOLE 300000.00 DEVELOPERS DIVERS RLTY PFD SER PFD 251591780 8157 340000.00SH SOLE 340000.00 DUKE REALTY CORP PFD SER B 7.9 PFD 264411885 5367 101500.00SH SOLE 101500.00 DUKE REALTY CORP PFD SER K 6.5 PFD 264411760 2115 94000.00 SH SOLE 94000.00 EQUITY OFFICE PPTYS PFD SER G PFD 294741871 12487 489700.00SH SOLE 42900.00 446800.00 1382 54200.00 SH DEFINED 01 54200.00 EQUITY RESIDENTIAL PPTYS PFD S PFD 29476L305 5224 199940.00SH SOLE 199940.00 EQUITY RESIDENTIAL PPTYS PFD S PFD 29476L503 1268 47400.00 SH SOLE 47400.00 EQUITY RESIDENTIAL PPTYS PFD S PFD 29476L784 1305 58600.00 SH SOLE 58600.00 ESSEX PROPERTY TRUST PFD SER F PFD 297178204 24502 976194.00SH SOLE 239317.00 736877.00 FEDERAL REALTY PFD SER B 8.5% PFD 313747503 8316 314399.00SH SOLE 314399.00 Home PPTYS of NY, Inc PFD Ser PFD 33657 250000.00SH SOLE 250000.00 LEXINGTON CORP PROP PFD Ser B PFD 529043200 626 24900.00 SH SOLE 24900.00 440 17500.00 SH DEFINED 01 17500.00 MACK-CALI REALTY CORP PFD SER PFD 554489302 2500 100000.00SH SOLE 100000.00 MILLS CORP PFD SER C 9% PFD 601148307 322 12200.00 SH SOLE 12200.00 193 7300.00 SH DEFINED 01 7300.00 NEW PLAN EXCEL REALTY PFD E 7. PFD 648053809 5295 209300.00SH SOLE 9300.00 200000.00 316 12500.00 SH DEFINED 01 12500.00 PROLOGIS TRUST PFD SER C 8.54% PFD 743410409 10845 186580.00SH SOLE 186580.00 PROLOGIS TRUST PFD SER G 6.75% PFD 743410805 2375 103700.00SH SOLE 103700.00 SIMON PPTYS PFD SER F 8.75% PFD 828806604 6710 256122.00SH SOLE 256122.00 SIMON PPTYS PFD SER G 7.89% PFD 828806505 14742 280800.00SH SOLE 280800.00 SL GREEN REALTY CORP Ser D 7.8 PFD 78440X408 14000 560000.00SH SOLE 560000.00 TAUBMAN CENTERS PFD SER A 8.3% PFD 876664202 1310 52700.00 SH SOLE 52700.00 VORNADO REALTY TRUST PFD Ser C PFD 929042406 7322 289400.00SH SOLE 289400.00
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