-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MICSwozmQG23dNMx5QpVbp9clKPNqu5M63m8KaJ4zhhpRfcz787T33Tw3JoX5oOb jC+2sMkGFiAu/4TEor13hg== 0000950130-01-001729.txt : 20010410 0000950130-01-001729.hdr.sgml : 20010410 ACCESSION NUMBER: 0000950130-01-001729 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010331 FILED AS OF DATE: 20010409 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED RENTALS INC /DE CENTRAL INDEX KEY: 0001067701 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 061522496 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-14387 FILM NUMBER: 1597657 BUSINESS ADDRESS: STREET 1: FOUR GREENWICH OFFICE PARK CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036223131 MAIL ADDRESS: STREET 1: FOUR GREENWICH OFFICE PARK CITY: GREENWICH STATE: CT ZIP: 06830 COMPANY DATA: COMPANY CONFORMED NAME: HICKS WAYLAND R CENTRAL INDEX KEY: 0001100224 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O UNITED RENTALS INC STREET 2: FOUR GREENWICH OFFICE PARK CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036223131 4 1 0001.txt FORM 4 - WAYLAND R. HICKS +--------+ | FORM 4 | U.S. SECURITIES AND EXCHANGE COMMISSION +--------+ WASHINGTON, D.C. 20549 [_] Check this box if no longer subject STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP to Section 16. Form 4 or Form 5 Filed pursuant to Section 16(a) of the Securities obligations may Exchange Act of 1934, Section 17(a) of the continue. See Public Utility Holding Company Act of 1935 or Instruction 1(b). Section 30(f) of the Investment Company Act of 1940 - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person Hicks Wayland R. - -------------------------------------------------------------------------------- (Last) (First) (Middle) C/O United Rentals, Inc. Five Greenwich Office Park - -------------------------------------------------------------------------------- (Street) Greenwich, CT 06830 - -------------------------------------------------------------------------------- (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol United Rentals, Inc. URI ----------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) -------------- 4. Statement for Month/Year March 2001 --------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) --------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) X X ___ Director ___ Officer ___ 10% Owner ___ Other (give title below) (specify below) Vice Chairman and Chief Operating Officer ------------------------------------------------ X ____ Form filed by One Reporting Person ____ Form filed by More than One Reporting Person Table I--Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
- ------------------------------------------------------------------------------------------------------------------------------------ 1. Title 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature of action action or Disposed of (D) Securities ship of In- Security Date Code (Instr. 3, 4 and 5) Beneficially Form: direct (Instr. 3) (Month/ (Instr. 8) Owned at Direct Bene- Day/ ----------------------------------------------- End of (D) or ficial Year) Month Indirect Owner- Code V Amount (A) or Price (Instr. 3 and 4) (I) ship (D) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, see p.3 - ------------------------------------------------------------------------------------------------------------------------------------ annexed hereto - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) (Print or Type Responses) Page 1 of 3 pages SEC 1474 (3/91)
FORM 4 (continued) Table II--Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
- ----------------------------------------------------------------------------------------------------------------------------- 1. Title of Derivative 2. Conver- 3. Trans- 4. Transac- 5. Number of Deriv- Security (Instr. 3) sion or action tion Code ative Securities Exercise Date (Instr. 8) Acquired (A) or Price of (Month/ Disposed of (D) Deriv- Day/ (Instr. 3, 4, and 5) ative Year) Security --------------------------------------------------- Code V (A) (D) - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - -----------------------------------------------------------------------------------------------------------------------------
Table II--Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
- ------------------------------------------------------------------------------------------------------------------------------------ 6. Date Exer- 7. Title and Amount of 8. Price 9. Number 10. Owner- 11. Na- cisable and Underlying Securities of of Deriv- ship ture Expiration (Instr. 3 and 4) Deriv- ative Form of In- Date ative Secur- of De- direct (Month/Day/ Secur- ities rivative Bene- Year) ity Bene- Security; ficial (Instr. ficially Direct (D) Owner- -------------------------------------------- 5) Owned or ship Date Expira- Amount or at End Indirect (I) (Instr. Exer- tion Title Number of of 4) cisable Date Shares Month (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: See continuation page 3 ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Wayland R. Hicks April 2, 2001 ------------------------------- ----------------- Signature of Reporting Person Date Page 2 of 3 Form 4 Continuation Sheet--Page 3 of 3 1. Name and address of Reporting Person Wayland R. Hicks C/O United Rentals, Inc. Five Greenwich Office Park Greenwich, CT 06830 2. Issuer Name and Ticker or Trading Symbol United Rentals, Inc. URI 4. Statement for Month/Year March 2001
- ------------------------------------------------------------------------------------------------------------------------ 3.Transaction 4.Securities Acquired(A) or Code Disposed of(D) 5.Amount of 6.Ownership 2.Trans- (Instr.8) (Instr. 3, 4 and 5) Securities Form: action ----------------------------------------------- Beneficially Direct Date (A) Owned at End of (D) 7.Nature of 1.Title of (Month/ or Month (Instr. 3 Indirect Indirect Security Date/Year) Code V Amount (D) Price ($)* and 4) (I) Ownership - ------------------------------------------------------------------------------------------------------------------------ common stock 3/5/01 S 4,600 D 17.85 - ------------------------------------------------------------------------------------------------------------------------ common stock 3/6/01 S 3,600 D 17.46 - ------------------------------------------------------------------------------------------------------------------------ common stock 3/7/01 S 4,160 D 17.74 - ------------------------------------------------------------------------------------------------------------------------ common stock 3/8/01 S 9,640 D 17.71 - ------------------------------------------------------------------------------------------------------------------------ common stock 3/15/01 S 1,500 D 18.71 - ------------------------------------------------------------------------------------------------------------------------ common stock 3/16/01 S 2,060 D 18.18 - ------------------------------------------------------------------------------------------------------------------------ common stock 3/19/01 S 1,840 D 17.79 - ------------------------------------------------------------------------------------------------------------------------ common stock 3/20/01 S 10,000 D 17.32 139,254** D - ------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------
* The indicated sales price with respect to a given date represents the average price at which shares were sold on such date. **Does not include 1,225,000 shares issuable upon exercise of currently exercisable options. Page 3 of 3 -----END PRIVACY-ENHANCED MESSAGE-----