X0306 4 2020-03-17 0 0000880406 HERZFELD CARIBBEAN BASIN FUND INC CUBA 0001067621 GOLDSTEIN PHILLIP 60 HERITAGE DRIVE PLEASANTVILLE NY 10570 0 0 1 0 Common Stock 2020-03-17 4 S 0 3630 3.63 D 392457 D Common Stock 2020-03-18 4 S 0 608 3.25 D 391849 D Common Stock 2020-03-19 4 S 0 5000 2.801 D 386849 D Common Stock 2020-03-19 4 S 0 10000 2.8 D 376849 D Common Stock 2020-03-19 4 S 0 10000 2.85 D 366849 D Common Stock 2020-03-19 4 S 0 5000 2.82 A 361849 D Common Stock 2020-03-20 4 S 0 5000 3 D 356849 D Common Stock 2020-03-24 4 S 0 35000 3.01 A 321849 D Common Stock 2020-03-25 4 S 0 30002 3.3167 D 291847 D Common Stock 2020-03-26 4 S 0 12645 3.5582 D 279202 D Common Stock 2020-03-27 4 S 0 410 3.4634 A 278792 D Common Stock 2020-03-30 4 S 0 2316 3.5 D 276476 D Common Stock 2020-03-31 4 P 0 5365 3.55 D 271111 D Common Stock 2020-04-01 4 S 0 11700 3.4402 D 259411 D Phillip Goldstein 2020-04-06