0001398344-15-006504.txt : 20150928 0001398344-15-006504.hdr.sgml : 20150928 20150928111106 ACCESSION NUMBER: 0001398344-15-006504 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150924 FILED AS OF DATE: 20150928 DATE AS OF CHANGE: 20150928 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND CENTRAL INDEX KEY: 0001278460 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 227 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-357-0394 MAIL ADDRESS: STREET 1: 227 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: ADVENT CLAYMORE GLOBAL TOTAL RETURN FUND DATE OF NAME CHANGE: 20040416 FORMER COMPANY: FORMER CONFORMED NAME: ADVENT CLAYMORE GLOBAL CONVERTIBLE OPPORT INCOME FD DATE OF NAME CHANGE: 20040203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Samuels Steven CENTRAL INDEX KEY: 0001561169 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21504 FILM NUMBER: 151126542 MAIL ADDRESS: STREET 1: 72 COLEYTOWN ROAD CITY: WESTPORT STATE: CT ZIP: 06882 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dakos Andrew CENTRAL INDEX KEY: 0001341021 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21504 FILM NUMBER: 151126543 MAIL ADDRESS: STREET 1: PARK 80 WEST STREET 2: 250 PEHLE AVE. STE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDSTEIN PHILLIP CENTRAL INDEX KEY: 0001067621 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21504 FILM NUMBER: 151126544 MAIL ADDRESS: STREET 1: 60 HERITAGE DRIVE CITY: PLEASANTVILLE STATE: NY ZIP: 10570 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bulldog Investors, LLC CENTRAL INDEX KEY: 0001504304 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21504 FILM NUMBER: 151126545 BUSINESS ADDRESS: STREET 1: PARK 80 WEST - PLAZA TWO STREET 2: 250 PEHLE AVE. SUITE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 BUSINESS PHONE: 201 556-0092 MAIL ADDRESS: STREET 1: PARK 80 WEST - PLAZA TWO STREET 2: 250 PEHLE AVE. SUITE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 FORMER NAME: FORMER CONFORMED NAME: Brooklyn Capital Management LLC DATE OF NAME CHANGE: 20101026 4 1 fp0016176_4.xml OWNERSHIP DOCUMENT X0306 4 2015-09-24 0 0001278460 ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND LCM 0001504304 Bulldog Investors, LLC PARK 80 WEST - PLAZA TWO 250 PEHLE AVE., SUITE 708 SADDLE BROOK NJ 07663 0 0 1 0 0001067621 GOLDSTEIN PHILLIP PARK 80 WEST - PLAZA TWO 250 PEHLE AVE., SUITE 708 SADDLE BROOK NJ 07663 0 0 1 0 0001341021 Dakos Andrew PARK 80 WEST - PLAZA TWO 250 PEHLE AVE., SUITE 708 SADDLE BROOK NJ 07663 0 0 1 0 0001561169 Samuels Steven PARK 80 WEST - PLAZA TWO 250 PEHLE AVE., SUITE 708 SADDLE BROOK NJ 07663 0 0 1 0 Common Stock 2015-09-24 4 P 0 17548 8.2558 A 1114857 I By Clients Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. /s/ Phillip Goldstein on behalf of Bulldog Investors, LLC 2015-09-28 /s/ Phillip Goldstein 2015-09-28 /s/ Andrew Dakos 2015-09-28 /s/ Steven Samuels 2015-09-28