0001387131-17-003172.txt : 20170608 0001387131-17-003172.hdr.sgml : 20170608 20170608172326 ACCESSION NUMBER: 0001387131-17-003172 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170607 FILED AS OF DATE: 20170608 DATE AS OF CHANGE: 20170608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CROSSROADS CAPITAL, INC. CENTRAL INDEX KEY: 0001444706 IRS NUMBER: 262582882 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 128 N. 13TH STREET, SUITE 1100 CITY: LINCOLN STATE: NE ZIP: 68508 BUSINESS PHONE: 720-889-0139 MAIL ADDRESS: STREET 1: 128 N. 13TH STREET, SUITE 1100 CITY: LINCOLN STATE: NE ZIP: 68508 FORMER COMPANY: FORMER CONFORMED NAME: BDCA VENTURE, INC. DATE OF NAME CHANGE: 20140630 FORMER COMPANY: FORMER CONFORMED NAME: KEATING CAPITAL INC DATE OF NAME CHANGE: 20080908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDSTEIN PHILLIP CENTRAL INDEX KEY: 0001067621 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00778 FILM NUMBER: 17900992 MAIL ADDRESS: STREET 1: 60 HERITAGE DRIVE CITY: PLEASANTVILLE STATE: NY ZIP: 10570 4 1 goldstein-form4_060717.xml OWNERSHIP DOCUMENT X0306 4 2017-06-07 0 0001444706 CROSSROADS CAPITAL, INC. XRDC 0001067621 GOLDSTEIN PHILLIP 250 PEHLE AVE., SUITE 708 SADDLEBROOK NJ 07663 1 0 1 0 Common Stock 2017-06-07 4 S 0 28479 2.17 D 797848 I By Clients Common Stock 2017-06-07 4 P 0 28479 2.17 A 826327 I By Clients Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of the shares. Mr. Goldstein is an owner of Bulldog Investors, LLC and disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Mr. Goldstein also is a principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. /s/ Phillip Goldstein 2017-06-08