0001387131-17-003172.txt : 20170608
0001387131-17-003172.hdr.sgml : 20170608
20170608172326
ACCESSION NUMBER: 0001387131-17-003172
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170607
FILED AS OF DATE: 20170608
DATE AS OF CHANGE: 20170608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CROSSROADS CAPITAL, INC.
CENTRAL INDEX KEY: 0001444706
IRS NUMBER: 262582882
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 128 N. 13TH STREET, SUITE 1100
CITY: LINCOLN
STATE: NE
ZIP: 68508
BUSINESS PHONE: 720-889-0139
MAIL ADDRESS:
STREET 1: 128 N. 13TH STREET, SUITE 1100
CITY: LINCOLN
STATE: NE
ZIP: 68508
FORMER COMPANY:
FORMER CONFORMED NAME: BDCA VENTURE, INC.
DATE OF NAME CHANGE: 20140630
FORMER COMPANY:
FORMER CONFORMED NAME: KEATING CAPITAL INC
DATE OF NAME CHANGE: 20080908
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDSTEIN PHILLIP
CENTRAL INDEX KEY: 0001067621
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00778
FILM NUMBER: 17900992
MAIL ADDRESS:
STREET 1: 60 HERITAGE DRIVE
CITY: PLEASANTVILLE
STATE: NY
ZIP: 10570
4
1
goldstein-form4_060717.xml
OWNERSHIP DOCUMENT
X0306
4
2017-06-07
0
0001444706
CROSSROADS CAPITAL, INC.
XRDC
0001067621
GOLDSTEIN PHILLIP
250 PEHLE AVE., SUITE 708
SADDLEBROOK
NJ
07663
1
0
1
0
Common Stock
2017-06-07
4
S
0
28479
2.17
D
797848
I
By Clients
Common Stock
2017-06-07
4
P
0
28479
2.17
A
826327
I
By Clients
Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of the shares. Mr. Goldstein is an owner of Bulldog Investors, LLC and disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Mr. Goldstein also is a principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients.
/s/ Phillip Goldstein
2017-06-08