X0206 3 2016-06-30 0 0001444706 CROSSROADS CAPITAL, INC. XRDC 0001067621 GOLDSTEIN PHILLIP 250 PEHLE AVE, SUITE 708 SADDLE BROOK NJ 07663 1 0 1 0 Common Stock 826327 I See Footnote Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of the shares. Mr. Goldstein is an owner of Bulldog Investors, LLC and disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Mr. Goldstein also is a principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. /s/ Phillip Goldstein 2016-07-28