X0306 4 2017-08-23 0001099941 MVC CAPITAL, INC. MVC 0001067621 GOLDSTEIN PHILLIP C/O MVC CAPITAL, INC., 287 BOWMAN AVE., 2ND FLOOR PURCHASE NY 10577 true Common Stock, .01 par value 2017-08-23 4 D 0 15101 10.4 D 22149 D Common Stock, .01 par value 2017-08-23 4 D 0 381653 10.4 D 559795 I Footnote Certain of the shares are held by certain private investment funds. The Reporting Person is a Principal of the general partner and/or investment adviser of each fund, and is a limited partner in certain of the funds. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. /s/ Stephanie L. Darling, as attorney-in-fact for Phillip Goldstein 2017-08-25