X0306 4 2015-06-24 0 0001494448 IMPERIAL HOLDINGS, INC. IFT 0001067621 GOLDSTEIN PHILLIP C/O IMPERIAL HOLDINGS, INC. 5355 TOWN CENTER ROAD, SUITE 701 BOCA RATON FL 33486 1 0 1 0 Common Stock 2015-06-24 4 M 0 76804 5.75 A 214511 D Common Stock 2015-06-24 4 X 0 887053 5.75 A 2008845 I See Footnote Common Stock 2015-06-24 4 X 0 971288 5.75 A 2224869 I See Footnote Subscription Rights (Rights to Buy) 5.75 2015-06-24 4 M 0 76804 0 D 2015-05-26 2015-06-15 Common Stock 76804 0 D Subscription Rights (Rights to Buy) 5.75 2015-06-24 4 X 0 887053 0 D 2015-05-26 2015-06-15 Common Stock 887053 0 I See Footnote Subscription Rights (Rights to Buy) 5.75 2015-06-24 4 X 0 971288 0 D 2015-05-26 2015-06-15 Common Stock 971288 0 I See Footnote The shares are held by various entities and individuals. Bulldog Investors, LLC ("BI") or the Reporting Person has voting and investment power with respect to such shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. The shares are held by certain private investment funds. BI has sole voting and investment power with respect to such shares. The Reporting Person is a principal of BI and of the general partners of each such investment fund, and is a limited partner in certain of such funds. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. /s/ Michael B. Kirwan, Attorney-in-Fact for Phillip Goldstein 2015-06-26