X0306 4 2013-06-06 0 0001494448 Imperial Holdings, Inc. IFT 0001067621 GOLDSTEIN PHILLIP C/O IMPERIAL HOLDINGS, INC. 701 PARK OF COMMERCE BLVD., SUITE 301 BOCA RATON FL 33487 1 0 1 0 Common Stock 2013-06-06 4 A 0 2881 A 4721 D Common Stock 1253581 I See Footnote 2 Common Stock 1174912 I See Footnote 3 Restricted shares granted pursuant to Imperial's Omnibus Incentive Plan. The shares vest in full on the first anniversary of the date of grant. The shares are held by certain private investment funds. Brooklyn Capital Management ("BCM") has sole voting and investment power with respect to such shares. The reporting person is a principal of BCM and of the general partners of each such investment fund, and is a limited partner in certain of such funds. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. The shares are held by various entities and individuals. BCM has sole voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. /s/ Michael B. Kirwan, Attorney-in-Fact for Phillip Goldstein 2013-06-07