X0206 3 2012-09-27 0 0001099941 MVC CAPITAL, INC. MVC 0001067621 GOLDSTEIN PHILLIP C/O MVC CAPITAL, INC. 287 BOWMAN AVENUE, 2ND FLOOR PURCHASE NY 10577 1 0 0 0 Common Stock 37250 D Common Stock 567422 I See footnote These Shares are owned by private investment funds managed by Bulldog Investors. Mr. Goldstein is a principal of Bulldog Investors. Mr. Goldstein disclaims all beneficial ownership in these Shares to the extent such ownership exceeds Mr. Goldstein's pecuniary interest therein. The Reporting Person became a Director of the Issuer on September 27, 2012. /s/ Phillip Goldstein 2012-10-02