X0306 4 2020-06-08 0 0000897802 SPECIAL OPPORTUNITIES FUND, INC. SPE 0001067621 GOLDSTEIN PHILLIP 60 HERITAGE DRIVE PLEASANTVILLE NY 10570 1 1 0 0 Chairman and Secretary Common Stock 102316 D Common Stock 2431 I Spouse 3.50% Convertible Preferred Stock Series B 0 2020-06-08 4 D 0 16564 25.28 D Common Stock 29570 12213 D 3.50% Convertible Preferred Stock Series B 0 2020-06-08 4 D 0 10000 25.2805 D Common Stock 17852 2213 D 3.50% Convertible Preferred Stock Series B 0 Common Stock 842 I Spouse The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. The shares of Preferred Stock are convertible into common stock immediately upon issuance at the current conversion rate equivalent to a conversion price of $14.16 per share of common stock (which is a ratio of 1.7852 shares of common stock for each share of Preferred Stock held), subject to adjustment. The shares of Preferred Stock are convertible into common stock immediately upon issuance at the current conversion rate equivalent to a conversion price of $14.16 per share of common stock (which is a ratio of 1.7852 shares of common stock for each share of Preferred Stock held), subject to adjustment. If not converted prior, the shares of Preferred Stock will be redeemed by the Issuer on August 19, 2021. The shares of Preferred Stock are convertible into common stock immediately upon issuance at the current conversion ratio of 1.7852 shares of common stock for each share of Preferred Stock held, subject to adjustment. /s/ Stephanie Darling, Power of Attorney for Phillip Goldstein 2020-06-10