X0306 5 2019-12-31 0 0 1 0000897802 SPECIAL OPPORTUNITIES FUND, INC. SPE 0001067621 GOLDSTEIN PHILLIP 60 HERITAGE DRIVE PLEASANTVILLE NY 10570 1 1 0 0 Chairman and Secretary Common Stock 2019-12-10 4 G 0 L 6000 D 102316 D Common Stock 2431 I Spouse Bona fide gift of 6,000 shares to Reporting Person's grandchildren. Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. Reflects 1,025 shares previously transferred from an account in which Reporting Person has an Indirect interest to an account in which Reporting Person has a Direct interest. The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. The filing of this Statement shall not be construed as an admission (a) that the person filing this Statement is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any equity securities covered by this Statement, or (b) that this Statement is legally required to be filed by such person. /s/ Stephanie Darling, Power of Attorney for Phillip Goldstein 2020-02-14