X0306 4 2018-11-20 0 0000813623 SWISS HELVETIA FUND, INC. SWZ 0001067621 GOLDSTEIN PHILLIP 250 PEHLE AVENUE, SUITE 708 SADDLE BROOK NJ 07663 1 0 0 0 Common Stock 2018-11-20 4 D 0 1782348 7.86 D 104660 I By Clients Common Stock 2018-11-20 4 D 0 17633 7.86 D 1050 D Disposed of to The Swiss Helvetia Fund, Inc. (the "Fund") pursuant to an issuer tender offer. Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares of the Fund's common stock deemed to be beneficially owned by Mr. Goldstein as a result of his pecuniary interest therein. Mr. Goldstein is a controlling member of Bulldog Investors, LLC, a principal of the general partner of certain of these private investment fund clients, and a limited partner in certain of these private fund clients. Mr. Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. /s/ Reid B. Adams, Attorney-in-Fact 2018-11-23