-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FNpTGv1RJlbHHe7T4ITk1IDawuw1qzp8ycSkVCjodIv3IG3thL2edIbjV9HAZ6Bn uLKK44L96w7y7hmU1HEQOQ== 0001005477-03-002837.txt : 20030731 0001005477-03-002837.hdr.sgml : 20030731 20030731181814 ACCESSION NUMBER: 0001005477-03-002837 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20020529 FILED AS OF DATE: 20030731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESPERION THERAPEUTICS INC/MI CENTRAL INDEX KEY: 0001066745 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 383419139 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3621 S STATE STREET 695KMS PLACE STREET 2: 734-332-0506 CITY: ANN ARBOR STATE: MI ZIP: 48108 MAIL ADDRESS: STREET 1: 3621 STATE STREET STREET 2: 695 KMS PLACE CITY: ANN ARBOR STATE: MI ZIP: 48108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SACANE SCOTT CENTRAL INDEX KEY: 0001160291 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16033 FILM NUMBER: 03815803 BUSINESS ADDRESS: STREET 1: C/O HIGHLINE MANAGEMENT LLC STREET 2: 888 SEVENTH AVE CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: 2126032600 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DURUS CAPITAL MANAGEMENT NA LLC CENTRAL INDEX KEY: 0001257241 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16033 FILM NUMBER: 03815804 BUSINESS ADDRESS: STREET 1: 20 MARSHALL ST STE 320 CITY: SOUTH NORWALK STATE: CT ZIP: 06854 BUSINESS PHONE: 2038993100 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DURUS CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001166014 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16033 FILM NUMBER: 03815805 BUSINESS ADDRESS: STREET 1: 113 POST RD. EAST CITY: VESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2033410667 MAIL ADDRESS: STREET 1: 113 POST RD. EAST CITY: WESTPORT STATE: CT ZIP: 06880 4 1 edgar123.xml FORM 4 X0201 4 2002-05-29 0 0001066745 ESPERION THERAPEUTICS INC/MI ESPR 0001166014 DURUS CAPITAL MANAGEMENT 113 POST RD. EAST WESTPORT CT 06880 0 0 1 0 0001257241 DURUS CAPITAL MANAGEMENT NA LLC 0 0 1 0 0001160291 SACANE SCOTT 0 0 1 0 Common Stock 2002-07-25 4 P 0 40000 4.3000 A 3450106 I See Footnote Common Stock 2002-07-25 4 P 0 11400 4.5652 A 3461506 I See Footnote Common Stock 2002-07-26 4 P 0 100 4.7250 A 3461606 I See Footnote Common Stock 2002-07-26 4 P 0 5000 4.7600 A 3466606 I See Footnote Common Stock 2002-07-26 4 P 0 3000 4.7533 A 3469606 I See Footnote Common Stock 2002-07-29 4 P 0 2200 5.0745 A 3471806 I See Footnote Common Stock 2002-07-30 4 P 0 2400 4.9125 A 3474206 I See Footnote Common Stock 2002-07-30 4 P 0 200 5.0250 A 3474406 I See Footnote Common Stock 2002-07-31 4 P 0 10079 4.7720 A 3484485 I See Footnote Common Stock 2002-07-31 4 P 0 5000 5.0000 A 3489485 I See Footnote Common Stock 2002-07-31 4 P 0 5000 5.0500 A 3494485 I See Footnote Common Stock 2002-07-31 4 P 0 3200 4.7615 A 3497685 I See Footnote Common Stock 2002-08-01 4 P 0 315 4.9890 A 3498000 I See Footnote Common Stock 2002-08-02 4 P 0 1500 4.7257 A 3499500 I See Footnote Common Stock 2002-08-02 4 P 0 3000 4.8400 A 3502500 I See Footnote Common Stock 2002-08-02 4 P 0 3000 4.8900 A 3505500 I See Footnote Common Stock 2002-08-05 4 P 0 300 4.6417 A 3505800 I See Footnote Common Stock 2002-08-05 4 P 0 200 4.5800 A 3506000 I See Footnote Common Stock 2002-08-06 4 P 0 200 4.8300 A 3506200 I See Footnote Common Stock 2002-08-07 4 P 0 400 4.7150 A 3506600 I See Footnote Common Stock 2002-08-07 4 P 0 2000 4.7400 A 3508600 I See Footnote Common Stock 2002-08-08 4 P 0 1000 4.7500 A 3509600 I See Footnote Common Stock 2002-08-08 4 P 0 200 4.7400 A 3509800 I See Footnote Common Stock 2002-08-09 4 P 0 1400 4.5732 A 3511200 I See Footnote Common Stock 2002-08-09 4 P 0 5000 4.6700 A 3516200 I See Footnote Common Stock 2002-08-13 4 P 0 5000 4.4500 A 3521200 I See Footnote Common Stock 2002-08-13 4 P 0 5700 4.5076 A 3526900 I See Footnote Common Stock 2002-08-15 4 P 0 1000 4.9700 A 3527900 I See Footnote Common Stock 2002-08-15 4 P 0 2500 4.8500 A 3530400 I See Footnote Common Stock 2002-08-15 4 P 0 1000 4.9639 A 3531400 I See Footnote This Form 4 is being filed by Durus Capital Management, LLC ("Capital"), Durus Capital Management (N.A.), LLC ("Management") and Scott Sacane. Because the SEC's electronic filing system does not allow for the disclosure of more than 30 transactions on one Form 4, the Reporting Persons are filing 24 simultaneous Form 4s to report their reportable transactions all of which together shall be deemed a single report filed on this date. This is the 4th Form 4 of the 24 filings. In accordance with instruction 4(b)(iv) of Form 4, these amounts reflect the aggregate amount of shares controlled by Capital and Management (and by Scott Sacane through such entities) under Section 13(d) of the Exchange Act. Each Reporting Person disclaims beneficial ownership under Section 16 of the Exchange Act with respect to such transactions or securities, as applicable, to the extent greater than their indirect pecuniary interest therein. Through Durus Life Sciences Master Fund Ltd. /s/ Scott Sacane 2003-07-30 EX-99 3 ex99.txt INFORMATION REGARDING JOINT FILERS Exhibit 99 Information Regarding Joint Filers Designated Filer of Form 4: Durus Capital Management, LLC Date of Earliest Transaction Required to be Reported: May 29, 2002 Issuer Name and Ticker Symbol: Esperion Therapeutics,Inc. (ESPR) Joint Filer Names and addresses: Scott Sacane, 20 Marshall Street, ste 320, South Norwalk, CT 06854 Durus Capital Management (N.A.), LLC, 20 Marshall Street, ste 320, South Norwalk, CT 06854 Signatures: /s/ Scott Sacane - ------------------------- Scott Sacane Durus Capital Management (N.A.), LLC By: /s/ Scott Sacane ---------------------------- Name: Scott Sacane Title: Managing Director -----END PRIVACY-ENHANCED MESSAGE-----