0001573725-15-000005.txt : 20150224 0001573725-15-000005.hdr.sgml : 20150224 20150224212050 ACCESSION NUMBER: 0001573725-15-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150220 FILED AS OF DATE: 20150224 DATE AS OF CHANGE: 20150224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WHIRLPOOL CORP /DE/ CENTRAL INDEX KEY: 0000106640 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 381490038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WHIRLPOOL CNTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 BUSINESS PHONE: 2699235000 MAIL ADDRESS: STREET 1: WHIRLPOOL CTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 FORMER COMPANY: FORMER CONFORMED NAME: WHIRLPOOL SEEGER CORP DATE OF NAME CHANGE: 19710824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berrozpe Esther F CENTRAL INDEX KEY: 0001573725 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03932 FILM NUMBER: 15645722 MAIL ADDRESS: STREET 1: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-02-20 0000106640 WHIRLPOOL CORP /DE/ WHR 0001573725 Berrozpe Esther F WHIRLPOOL CORPORATION 2000 M-63N BENTON HARBOR MI 49022 0 1 0 0 EXECUTIVE VICE PRESIDENT Common Stock 2015-02-20 4 M 0 242 A 3572 D Common Stock 2015-02-20 4 F 0 110 213.27 D 3462 D Common Stock 2015-02-20 4 A 0 1253 A 4715 D Common Stock 2015-02-20 4 F 0 571 213.27 D 4144 D Common Stock 2015-02-20 4 M 0 5000 A 9144 D Common Stock 2015-02-20 4 F 0 2281 213.27 D 6863 D Common Stock 2015-02-20 4 M 0 884 71.03 A 7747 D Common Stock 2015-02-20 4 M 0 764 111.33 A 8511 D Common Stock 2015-02-20 4 M 0 1488 138.56 A 9999 D Common Stock 2015-02-20 4 S 0 884 211.6738 D 9115 D Common Stock 2015-02-20 4 S 0 764 211.9034 D 8351 D Common Stock 2015-02-20 4 S 0 1388 212.4422 D 6963 D Common Stock 2015-02-20 4 S 0 100 213.50 D 6863 D Common Stock 2015-02-20 4 S 0 247 213.56 D 6616 D Restricted Stock Units 2015-02-20 4 M 0 242 0 D Common 242 0 D Restricted Stock Units 2015-02-20 4 M 0 5000 0 D Common 5000 5000 D Employee Stock Option (Right to Buy) 71.03 2015-02-20 4 M 0 884 0 D 2022-02-20 Common 884 0 D Employee Stock Option (Right to Buy) 111.33 2015-02-20 4 M 0 764 0 D 2023-02-18 Common 764 764 D Employee Stock Option (RIght to Buy) 138.56 2015-02-20 4 M 0 1488 0 D 2024-02-17 Common 1488 2888 D Vesting of remaining restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Vesting of performance-based restricted stock unit award for the 2012-2014 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on February 20, 2017. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $211.56 to $211.77, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $211.77 to $212.05, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $212.05 to $212.95, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The option became exercisable in three substantially equal installments beginning on February 20, 2013. The option first became exercisable in three substantially equal installments, beginning on February 18, 2014. The option first became exercisable in three substantially equal installments, beginning on February 17, 2015. /s/ Bridget K. Quinn, Attorney-in-Fact 2015-02-24