0001104659-21-025192.txt : 20210218 0001104659-21-025192.hdr.sgml : 20210218 20210218160105 ACCESSION NUMBER: 0001104659-21-025192 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210216 FILED AS OF DATE: 20210218 DATE AS OF CHANGE: 20210218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMIT ERIC CENTRAL INDEX KEY: 0001259393 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35314 FILM NUMBER: 21649435 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EGAIN Corp CENTRAL INDEX KEY: 0001066194 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770466366 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1252 BORREGAS AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 6502307500 MAIL ADDRESS: STREET 1: 1252 BORREGAS AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: EGAIN COMMUNICATIONS CORP DATE OF NAME CHANGE: 19990709 4 1 a4.xml 4 X0306 4 2021-02-16 0 0001066194 EGAIN Corp EGAN 0001259393 SMIT ERIC 1252 BORREGAS AVENUE SUNNYVALE CA 94089 0 1 0 0 Chief Financial Officer Common Stock 2021-02-16 4 M 0 3000 6.29 A 132187 D Common Stock 2021-02-16 4 M 0 2000 2.50 A 134187 D Common Stock 2021-02-16 4 S 0 3000 12.55 D 131187 D Common Stock 2021-02-16 4 S 0 2000 12.54 D 129187 D Employee Stock Option (right to buy) 2.5 2021-02-16 4 M 0 2000 0 D 2027-09-19 Common Stock 2000 72000 D Employee Stock Option (right to buy) 6.29 2021-02-16 4 M 0 3000 0 D 2024-09-11 Common Stock 3000 43000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Represents average price. These shares were sold in multiple transactions ranging in price from $12.24 to $12.82. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month. The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month. /s/ Eric Smit 2021-02-18