0001104659-21-025192.txt : 20210218
0001104659-21-025192.hdr.sgml : 20210218
20210218160105
ACCESSION NUMBER: 0001104659-21-025192
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210216
FILED AS OF DATE: 20210218
DATE AS OF CHANGE: 20210218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMIT ERIC
CENTRAL INDEX KEY: 0001259393
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35314
FILM NUMBER: 21649435
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EGAIN Corp
CENTRAL INDEX KEY: 0001066194
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770466366
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 1252 BORREGAS AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 6502307500
MAIL ADDRESS:
STREET 1: 1252 BORREGAS AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: EGAIN COMMUNICATIONS CORP
DATE OF NAME CHANGE: 19990709
4
1
a4.xml
4
X0306
4
2021-02-16
0
0001066194
EGAIN Corp
EGAN
0001259393
SMIT ERIC
1252 BORREGAS AVENUE
SUNNYVALE
CA
94089
0
1
0
0
Chief Financial Officer
Common Stock
2021-02-16
4
M
0
3000
6.29
A
132187
D
Common Stock
2021-02-16
4
M
0
2000
2.50
A
134187
D
Common Stock
2021-02-16
4
S
0
3000
12.55
D
131187
D
Common Stock
2021-02-16
4
S
0
2000
12.54
D
129187
D
Employee Stock Option (right to buy)
2.5
2021-02-16
4
M
0
2000
0
D
2027-09-19
Common Stock
2000
72000
D
Employee Stock Option (right to buy)
6.29
2021-02-16
4
M
0
3000
0
D
2024-09-11
Common Stock
3000
43000
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020.
Represents average price. These shares were sold in multiple transactions ranging in price from $12.24 to $12.82. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month.
The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month.
/s/ Eric Smit
2021-02-18