0001104659-20-000847.txt : 20200103
0001104659-20-000847.hdr.sgml : 20200103
20200103160248
ACCESSION NUMBER: 0001104659-20-000847
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191230
FILED AS OF DATE: 20200103
DATE AS OF CHANGE: 20200103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMIT ERIC
CENTRAL INDEX KEY: 0001259393
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35314
FILM NUMBER: 20505176
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EGAIN Corp
CENTRAL INDEX KEY: 0001066194
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770466366
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 1252 BORREGAS AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 6502307500
MAIL ADDRESS:
STREET 1: 1252 BORREGAS AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: EGAIN COMMUNICATIONS CORP
DATE OF NAME CHANGE: 19990709
4/A
1
a4a.xml
4/A
X0306
4/A
2019-12-30
2020-01-02
0
0001066194
EGAIN Corp
EGAN
0001259393
SMIT ERIC
1252 BORREGAS AVENUE
SUNNYVALE
CA
94089
0
1
0
0
Chief Financial Officer
Common Stock
2019-12-30
4
S
0
1000
7.96
D
129187
D
Common Stock
2019-12-30
4
M
0
2000
2.50
A
131187
D
Common Stock
2019-12-30
4
S
0
2000
8.00
D
129187
D
Employee Stock Option (right to buy)
2.5
2019-12-30
4
M
0
2000
0
D
2027-09-19
Common Stock
2000
88000
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018.
Represents average price. These shares were sold in multiple transactions ranging in price from $7.90 to $8.17. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
Represents actual price. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month.
/s/ Eric Smit
2020-01-03