SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
1987-1988 Richard C Blum Irrevocable Children's Trust

(Last) (First) (Middle)
1133 CONNECTICUT AVENUE NW SUITE 600

(Street)
WASHINGTON DC 20036

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Truett-Hurst, Inc. [ THST ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/20/2013
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 06/20/2013 P 30,000 A $5.7944(1) 535,000 D(2)
Class A Common Stock 06/24/2013 P 10,000 A $5.325 545,000 D(2)
Class A Common Stock 06/25/2013 P 13,500 A $5.9077(3) 558,500 D(2)
Class A Common Stock 06/26/2013 P 5,000 A $5.73 563,500 D(2)
Class A Common Stock 06/27/2013 P 10,500 A $5.6772(4) 569,000 D(2)
Class A Common Stock 07/11/2013 P 26,764 A $5.1194(5) 600,764 D(2)
Class A Common Stock 07/15/2013 P 4,300 A $5.0281 605,064 D(2)
Class A Common Stock 07/16/2013 P 1,000 A $5.055 606,064 D(2)
Class A Common Stock 07/17/2013 P 9,000 A $5.2828 615,064 D(2)
Class A Common Stock 08/01/2013 P 5,000 A $5.2855 620,064 D(2)
Class A Common Stock 08/02/2013 P 11,000 A $5.2855(6) 631,064 D(2)
Class A Common Stock 08/06/2013 P 100 A $5.53 631,164 D(2)
Common Class A Common Stock 08/13/2013 P 48,836 A $5.779(7) 680,000 D(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
1987-1988 Richard C Blum Irrevocable Children's Trust

(Last) (First) (Middle)
1133 CONNECTICUT AVENUE NW SUITE 600

(Street)
WASHINGTON DC 20036

(City) (State) (Zip)
1. Name and Address of Reporting Person*
KLEIN MICHAEL R

(Last) (First) (Middle)
1133 CONNECTICUT AVENUE NW
SUITE 600

(Street)
WASHINGTON DC 20036

(City) (State) (Zip)
Explanation of Responses:
1. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.7338 to $5.8675, inclusive. The reporting person undertakes to provide to Truett-Hurst, Inc., any security holder of Truett-Hurst, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3) through (7) to this Form 4.
2. These shares are directly owned by the 1987-1988 Richard C Blum Irrevocable Children's Trust (the "Trust"). Michael Klein is the sole trustee of the Trust and may, accordingly, be deemed an indirect beneficial owner of the shares held by the Trust, although he is not a beneficiary of the Trust. Mr. Klein disclaims beneficial ownership of the shares held by the Trust, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission of beneficial owner of such shares for any purpose.
3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.8371 to $5.9325, inclusive.
4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.5800 to $5.7292, inclusive.
5. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.0257 to $5.2260, inclusive.
6. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.2822 to $5.3050, inclusive.
7. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.7463 to $5.7860, inclusive.
Remarks:
/s/ Jim Murray, Chief Financial Oficer 07/01/2014
/s/ Jim Murray as Attorney-in-Fact for Michael Klein 07/01/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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