X0303 4 2011-02-02 0001065865 JANUS CAPITAL GROUP INC JNS 0001380747 Coleman Jonathan Daniel JANUS CAPITAL GROUP INC. 151 DETROIT STREET DENVER CO 80206 0 0 0 1 CIO - Equity Common Stock 2011-02-02 4 S 0 18620 0 D 462555 D Common Stock 11505 I Held by ESOP Stock Option (Right to Buy) 11.78 2017-02-05 Common Stock 94659 94659 D Stock Option (Right to Buy) 5.32 2016-01-30 Common Stock 276556 276556 D Stock Option (Right to Buy) 27.54 2011-02-01 2015-01-31 Common Stock 65071 65071 D Stock Option (Right to Buy) 21.01 2011-02-01 2014-02-01 Common Stock 63836 63836 D Stock Option (Right to Buy) 21.57 2009-02-02 2013-02-12 Common Stock 43121 43121 D Stock Option (Right to Buy) and LSAR 16.24 2006-12-31 2014-02-03 Common Stock 90091 90091 D Stock Option (Right to Buy) and LSAR 14.37 2006-05-08 2013-05-07 Common Stock 145338 145338 D Stock Option (Right to Buy) and LSAR 25.71 2007-01-28 2012-01-27 Common Stock 23290 23290 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person to cover tax liabilities arising from vesting events. Shares were sold in the following manner: 1,200 at $12.75 per share; 900 at $12.76 per share; 5,920 at $12.77 per share; 2,800 at $12.78 per share; 3,600 at $12.79 per share; 4,100 at $12.80 per share; 100 at $12.81 per share. This option award vests annually in four equal installments (within one share) beginning on February 1, 2011. This option award vests annually in four equal installments (within one share) beginning on February 1, 2010. Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change of control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated. All LSARs unvested as of January 1, 2005 have been terminated. Kathlene D. Duncan, Attorney-in-Fact for Jonathan Daniel Coleman 2011-02-04