X0303 4 2010-05-12 0001065865 JANUS CAPITAL GROUP INC JNS 0001217986 ROWLAND LANDON H 920 MAIN STREET, SUITE 204 KANSAS CITY, MO 64105 1 0 0 0 Common Stock 2010-05-12 4 S 0 20000 12.82 D 260000 I By Preservation Investment Partners LP Common Stock 787871 D Common Stock 27276 D Common Stock 115410 I By Landon Rowland Revocable Trust Common Stock 6959 I By Sarah Rowland Revocable Trust Common Stock 2015 I By Spouse Option (Right to Buy) and LSAR 42.34 2001-01-29 2011-01-28 Common Stock 4335 4335 D Option (Right to Buy) and LSAR 25.71 2002-01-28 2012-01-27 Common Stock 6866 6866 D Option (Right to Buy) and LSAR 2003-01-01 2012-07-17 Common Stock 212000 212000 D Option (Right to Buy) and LSAR 13.15 2002-12-11 2012-12-10 Common Stock 13106 13106 D Shares were sold in the following manner: 16,500 at $12.77 per share; 100 at $12.78 per share; 400 at $12.79 per share; 500 at $12.80 per share; 300 at $12.81 per share; 100 at $12.82 per share; 1,100 at $12.83 per share; 500 at $12.84 per share; 200 at $12.86 per share and 300 at $12.89 per share. Restricted stock units are payable in common stock upon the reporting person's termination of service as a director. Each restricted stock unit represents one share of common stock upon distribution. Subject to compliance with Section 409A of the Internal Revenue Code, Limited Stock Appreciation Rights ("LSAR") are granted in tandem with stock options. LSARs are automatically exercisable (in lieu of related options) upon a change-of-control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated. Exercise price is $19.36 for 56,000 options, $21.59 for 56,000 options, $17.12 for 56,000 options and $14.89 for 44,000 options. Kathlene D. Duncan, Attorney-in-Fact for Landon H. Rowland 2010-05-13