X0202 4 2006-12-29 0001065865 JANUS CAPITAL GROUP INC JNS 0001217483 BEERY ROBIN C JANUS CAPITAL GROUP INC. 151 DETROIT STREET DENVER, CO 80206 0 1 0 0 EVP, Chief Marketing Officer Common Stock 2006-12-29 4 F 0 1739 21.65 D 85814 D Common Stock 6312.33 I Held by ESOP Stock Option (Right to Buy) 21.57 2013-02-12 Common Stock 27380 27380 D Stock Option (Right to Buy) 14.39 2015-02-03 Common Stock 36698 36698 D Option (Right to Buy) and LSAR 16.24 2014-02-03 Common Stock 25025 25025 D Option (Right to Buy) and LSAR 14.37 2013-05-07 Common Stock 6063 6063 D Option (Right to Buy) and LSAR 25.71 2012-01-27 Common Stock 8204 8204 D Option (Right to Buy) and LSAR 21.31 2000-07-12 2009-01-25 Common Stock 200 200 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person to cover tax liabilities arising from vesting events. Includes shares contributed by issuer to reporting person in 2006 under the Employee Stock Ownership Plan ("ESOP") and reflects total number of shares held in the ESOP as of December 29, 2006. This option award vests annually in four equal installments beginning on February 1, 2007. The option award vests annually in four equal installments (within one share) beginning on February 1, 2006. Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a Change-of-Control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated. All LSARs that were unvested as of January 1, 2005 have been terminated. The option award vests annually in three equal installments (within one share) beginning on December 31, 2004. The option award vests annually in five equal installments (within one share) beginning on May 8, 2004. The option award vests annually in five equal installments (within one share ) beginning on January 28, 2003. Wanette N. Pauly, Attorney-in-Fact for Robin C. Beery 2007-01-03