0001127602-14-027450.txt : 20140909 0001127602-14-027450.hdr.sgml : 20140909 20140909174407 ACCESSION NUMBER: 0001127602-14-027450 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140908 FILED AS OF DATE: 20140909 DATE AS OF CHANGE: 20140909 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JANUS CAPITAL GROUP INC CENTRAL INDEX KEY: 0001065865 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 431804048 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 151 DETROIT ST CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: 3033333863 MAIL ADDRESS: STREET 1: 151 DETROIT ST CITY: DENVER STATE: CO ZIP: 80206 FORMER COMPANY: FORMER CONFORMED NAME: STILWELL FINANCIAL INC DATE OF NAME CHANGE: 19990806 FORMER COMPANY: FORMER CONFORMED NAME: FAM HOLDINGS INC DATE OF NAME CHANGE: 19980710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHAFER GLENN S CENTRAL INDEX KEY: 0001164775 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15253 FILM NUMBER: 141094237 MAIL ADDRESS: STREET 1: 27442 PORTOLA PARKWAY STE 200 CITY: FOOTHILL RANCH STATE: CA ZIP: 92610 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-09-08 0001065865 JANUS CAPITAL GROUP INC JNS 0001164775 SCHAFER GLENN S 151 DETROIT STREET DENVER CO 80206 1 Common Stock 2014-09-08 4 S 0 1541 12.003 D 31079 D Common Stock - RSU 21358 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.001 to $12.005. Restricted stock units are payable in common stock upon the reporting person's termination of service as a director. Each restricted stock unit represents one share of common stock upon distribution. Susan J. Armstrong, Attorney-in-Fact for Glenn S. Schafer 2014-09-08