0001104659-17-039267.txt : 20170615 0001104659-17-039267.hdr.sgml : 20170615 20170614175604 ACCESSION NUMBER: 0001104659-17-039267 CONFORMED SUBMISSION TYPE: 15-12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170615 DATE AS OF CHANGE: 20170614 EFFECTIVENESS DATE: 20170615 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JANUS CAPITAL GROUP INC CENTRAL INDEX KEY: 0001065865 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 431804048 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 15-12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-15253 FILM NUMBER: 17912033 BUSINESS ADDRESS: STREET 1: 151 DETROIT ST CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: 3033333863 MAIL ADDRESS: STREET 1: 151 DETROIT ST CITY: DENVER STATE: CO ZIP: 80206 FORMER COMPANY: FORMER CONFORMED NAME: STILWELL FINANCIAL INC DATE OF NAME CHANGE: 19990806 FORMER COMPANY: FORMER CONFORMED NAME: FAM HOLDINGS INC DATE OF NAME CHANGE: 19980710 15-12B 1 a17-15263_11512b.htm 15-12B

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 15

 

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.

 

 

Commission File Number  

001-15253

 

Janus Capital Group Inc.

on behalf of the

Janus 401(k) and Employee Stock Ownership Plan

Stilwell Financial Inc. Savings-Related Share Option Scheme

Stilwell Financial Inc. Employee Stock Purchase Plan

Stilwell Financial Inc. 1998 Amended and Restated Long Term Incentive Stock Plan

(Exact name of registrant as specified in its charter)

 

151 Detroit Street, Denver, Colorado 80206

(303) 333-3863

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

Plan interests in the Janus 401(k) and Employee Stock Ownership Plan

Plan interests in the Stilwell Financial Inc. Savings-Related Share Option Scheme

Plan interests in the Stilwell Financial Inc. Employee Stock Purchase Plan

Plan interests in the Stilwell Financial Inc. 1998 Amended and Restated Long Term Incentive Stock Plan

(Title of each class of securities covered by this Form)

 

4.875% Notes Due 2025

(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

 

 

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

 

 

Rule 12g-4(a)(1)

o

 

 

 

 

 

Rule 12g-4(a)(2)

o

 

 

 

 

 

Rule 12h-3(b)(1)(i)

x

 

 

 

 

 

Rule 12h-3(b)(1)(ii)

o

 

 

 

 

 

Rule 15d-6

o

 

 

 

 

 

 

 

 

 

 

 

 

Approximate number of holders of record as of the certification or notice date: None

 

Pursuant to the requirements of the Securities Exchange Act of 1934 Janus Capital Group Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

 

Date:

June 14, 2017

 

By:

/s/ Amy Stefonick

 

 

 

 

 

Name:

Amy Stefonick

 

 

 

 

 

Title:

Assistant Secretary