0001104659-17-036942.txt : 20170601
0001104659-17-036942.hdr.sgml : 20170601
20170601164951
ACCESSION NUMBER: 0001104659-17-036942
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170530
FILED AS OF DATE: 20170601
DATE AS OF CHANGE: 20170601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JANUS CAPITAL GROUP INC
CENTRAL INDEX KEY: 0001065865
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 431804048
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 151 DETROIT ST
CITY: DENVER
STATE: CO
ZIP: 80206
BUSINESS PHONE: 3033333863
MAIL ADDRESS:
STREET 1: 151 DETROIT ST
CITY: DENVER
STATE: CO
ZIP: 80206
FORMER COMPANY:
FORMER CONFORMED NAME: STILWELL FINANCIAL INC
DATE OF NAME CHANGE: 19990806
FORMER COMPANY:
FORMER CONFORMED NAME: FAM HOLDINGS INC
DATE OF NAME CHANGE: 19980710
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FLOOD EUGENE JR
CENTRAL INDEX KEY: 0001598139
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15253
FILM NUMBER: 17885356
MAIL ADDRESS:
STREET 1: 151 DETROIT STREET
CITY: DENVER
STATE: CO
ZIP: 80206
4
1
a4.xml
4
X0306
4
2017-05-30
1
0001065865
JANUS CAPITAL GROUP INC
JNS
0001598139
FLOOD EUGENE JR
151 DETROIT STREET
DENVER
CO
80206
1
0
0
0
Common Stock
2017-05-30
4
D
0
27396
D
0
D
On May 30, 2017, pursuant to that certain Agreement and Plan of Merger, dated as of October 3, 2016 (the "Merger Agreement"), by and among Henderson Group plc ("Henderson"), a company incorporated in Jersey, Horizon Orbit Corp., a Delaware corporation and direct wholly-owned subsidiary of Henderson ("Merger Sub"), and Janus Capital Group Inc., a Delaware corporation ("JCG"), JCG and Henderson (which has been renamed as Janus Henderson Group plc ("Janus Henderson")) completed the merger-of-equals whereby the Merger Sub merged with and into JCG, with JCG surviving the merger as a direct wholly-owned subsidiary of Janus Henderson (the "Merger").
Pursuant to the Merger Agreement, each share of JCG common stock, par value $0.01 per share ("Common Stock"), issued and outstanding immediately prior to the completion of the Merger was automatically converted into the right to receive 0.47190 of a fully paid up Janus Henderson ordinary share, par value Pound 0.125 per share ("Ordinary Shares"), together with cash in lieu of any fractional Ordinary Share.
/s/ Sue J. Armstrong, Attorney-in-Fact for Eugene Flood, Jr.
2017-06-01