X0201 4 2004-03-19 0 0001065860 ELECTRIC CITY CORP ELC 0001186254 ASPLUND DAVID R 1280 LANDMEIER RD ELK GROVE VILLAGE IL 60007 1 0 0 0 Electric City Corp. Series A convertible preferred stock 2004-03-19 4 J 0 25400 D 2004-03-19 Electric City Corp. Common Stock 254000 0 D Electric City Corp. Series D converible preferred stock 2004-03-19 4 J 0 3944 D 2004-03-19 Electric City Corp. Common Stock 39440 0 D Electric City Corp. Series E convertible preferred stock 2004-03-19 4 J 0 2934 A 2004-03-19 Electric City Corp. Common Stock 293400 2934 D Warrant to purchase Series D convertible preferred stock 10 2004-03-19 4 J 0 937 D 2003-06-27 2004-06-27 Electric City Corp. Series D convertible preferred stock 9370 0 D Warrant to purchase Series E convertible preferred stock 100 2004-03-19 4 J 0 94 A 2004-03-19 2004-06-27 Electric City Corp. Series E converible preferred stock 94 94 D Exchanged shares of Series A, and Series D convertible preferred stock for Series E convertible preferred stock at the rate of 10 for 1. Each share of Series A, and Series D convertible preferred stock was convertible into 10 shares of common stock and each share of Series E convertible preferred stock is convertible into 100 shares of common stock. Conversion rights do not expire Exchanged warrants to purchase shares of Series D convertible preferred stock for warrants to purchase shares of Series E convertible preferred stock at a rate of 10 for 1. David R Asplund, by power of attorney 2004-03-23