-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LtZkel0+aa4YKavtff/bm99fioVmgQYHsumkfrvSbGXHwryg9/NFN9DAMeOffAgn 9EZlEGJXbwNFm82NYeOHDA== 0001181431-09-017267.txt : 20090325 0001181431-09-017267.hdr.sgml : 20090325 20090325164136 ACCESSION NUMBER: 0001181431-09-017267 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090323 FILED AS OF DATE: 20090325 DATE AS OF CHANGE: 20090325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Richardson Kevin A II CENTRAL INDEX KEY: 0001295313 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25955 FILM NUMBER: 09704405 MAIL ADDRESS: STREET 1: 200 HIGH STREET STREET 2: SUITE 700 CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCarthy Charles E CENTRAL INDEX KEY: 0001295318 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25955 FILM NUMBER: 09704402 MAIL ADDRESS: STREET 1: 200 HIGH STREET STREET 2: SUITE 700 CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lawlor Henry J Jr CENTRAL INDEX KEY: 0001295319 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25955 FILM NUMBER: 09704403 MAIL ADDRESS: STREET 1: 200 HIGH STREET STREET 2: SUITE 700 CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Indick Murray A CENTRAL INDEX KEY: 0001295320 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25955 FILM NUMBER: 09704404 MAIL ADDRESS: STREET 1: 200 HIGH STREET STREET 2: SUITE 700 CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WASTE SERVICES, INC. CENTRAL INDEX KEY: 0001065736 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1122 INTERNATIONAL BLVD., SUITE 601 CITY: BURLINGTON STATE: A6 ZIP: L7L 6Z8 BUSINESS PHONE: 9053191237 MAIL ADDRESS: STREET 1: 1122 INTERNATIONAL BLVD., SUITE 601 CITY: BURLINGTON STATE: A6 ZIP: L7L 6Z8 FORMER COMPANY: FORMER CONFORMED NAME: CAPITAL ENVIRONMENTAL RESOURCE INC DATE OF NAME CHANGE: 19990421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Prides Capital Partners, LLC CENTRAL INDEX KEY: 0001295315 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25955 FILM NUMBER: 09704406 BUSINESS ADDRESS: STREET 1: 200 HIGH STREET STREET 2: SUITE 700 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617 778 9200 MAIL ADDRESS: STREET 1: 200 HIGH STREET STREET 2: SUITE 700 CITY: BOSTON STATE: MA ZIP: 02110 4 1 rrd238293.xml X0303 4 2009-03-23 0 0001065736 WASTE SERVICES, INC. WSII 0001295315 Prides Capital Partners, LLC 200 HIGH STREET SUITE 700 BOSTON MA 02110 1 0 0 0 0001295313 Richardson Kevin A II 200 HIGH STREET SUITE 700 BOSTON MA 02110 1 0 0 0 0001295320 Indick Murray A 200 HIGH STREET SUITE 700 BOSTON MA 02110 1 0 0 0 0001295319 Lawlor Henry J Jr 200 HIGH STREET SUITE 700 BOSTON MA 02110 1 0 0 0 0001295318 McCarthy Charles E 200 HIGH STREET SUITE 700 BOSTON MA 02110 1 0 0 0 Common Stock 2009-03-23 4 S 0 63759 4.66 D 4545866 I See Footnote Common Stock 2009-03-24 4 S 0 1900 4.65 D 4543966 I See Footnote Common Stock 2009-03-25 4 S 0 2947 4.65 D 4541019 I See Footnote The shares of Common Stock reported herein as indirectly beneficially owned by Prides Capital Partners, L.L.C. are owned directly by Prides Capital Fund I, L.P. (4,541,019) shares of common stock). Because Prides Capital Partners, L.L.C. is the general partner of Prides Capital Fund I, L.P., Prides Capital Partners, L.L.C. may be deemed to be the beneficial owner of shares owned by such entity. Because Kevin A. Richardson, II, Murray A. Indick, Henry J. Lawlor, Jr., and Charles E. McCarthy are the controlling shareholders of Prides Capital Partners, L.L.C., they may be deemed to be the beneficial owners of shares deemed to be beneficially owned by such entity. Each of Prides Capital Partners, L.L.C., Prides Capital Fund I, L.P, Kevin A. Richardson, II, Murray A. Indick, Henry J. Lawlor, Jr., and Charles E. McCarthy disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein. Charles E. McCarthy has been deputized by Prides Capital Partners, L.L.C. to serve on the Issuer's board of directors, and therefore Prides Capital Partners, L.L.C. and each of the other Reporting Persons also is a director of the Issuer for purposes of Section 16 of the Securities Exchange Act of 1934. Prides Capital Partners, LLC 2009-03-25 Kevin A. Richardson, II 2009-03-25 Murray A. Indick 2009-03-25 Henry J. Lawlor, Jr 2009-03-25 Charles E. McCarthy 2009-03-25 -----END PRIVACY-ENHANCED MESSAGE-----