0001209191-22-037877.txt : 20220617
0001209191-22-037877.hdr.sgml : 20220617
20220617162511
ACCESSION NUMBER: 0001209191-22-037877
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220616
FILED AS OF DATE: 20220617
DATE AS OF CHANGE: 20220617
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FAEDER DAVID W
CENTRAL INDEX KEY: 0001065414
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34374
FILM NUMBER: 221024208
MAIL ADDRESS:
STREET 1: 909 ROSE AVENUE - SUITE 200
CITY: NORTH BETHESDA
STATE: MD
ZIP: 20852
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Arlington Asset Investment Corp.
CENTRAL INDEX KEY: 0001209028
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 541873198
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6862 ELM STREET
STREET 2: SUITE 320
CITY: MCLEAN
STATE: VA
ZIP: 22101
BUSINESS PHONE: 7033730200
MAIL ADDRESS:
STREET 1: 6862 ELM STREET
STREET 2: SUITE 320
CITY: MCLEAN
STATE: VA
ZIP: 22101
FORMER COMPANY:
FORMER CONFORMED NAME: FRIEDMAN BILLINGS RAMSEY GROUP INC
DATE OF NAME CHANGE: 20030331
FORMER COMPANY:
FORMER CONFORMED NAME: FOREST MERGER CORP
DATE OF NAME CHANGE: 20021205
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-06-16
0
0001209028
Arlington Asset Investment Corp.
AAIC
0001065414
FAEDER DAVID W
C/O ARLINGTON ASSET INVESTMENT CORP.
6862 ELM STREET, SUITE 320
MCLEAN
VA
22101
1
0
0
0
Deferred Stock Units
2022-06-16
4
A
0
26490
0.00
A
Class A Common Stock
26490
46097
D
Restricted Stock Units
Class A Common Stock
61823
D
Each deferred stock unit ("DSU") represents a contingent right to receive one share of Class A common stock.
Represents annual grant of DSUs pursuant to the Company's 2021 Long-Term Incentive Plan in connection with the reporting person's service
as a non-employee director of the Company. DSUs vest immediately on the award grant date. Vested DSUs are converted into shares of Class
A common stock on a one-for-one basis upon the later of the reporting person's separation from service on the board or the first anniversary of
the grant date (the "Settlement Date"). If a change in control occurs before the Settlement Date, the settlement will occur on the control change
date. The reporting person does not have voting rights with respect to, but receives dividend equivalent payments on outstanding DSUs.
Represents restricted stock units ("RSUs") previously granted pursuant the Company's prior long-term incentive plans. RSUs have the same material terms as DSUs. No transaction occurred and is for informational purposes only.
D. Scott Parish, Attorney-in-Fact
2022-06-17