0000732812-19-000047.txt : 20191114
0000732812-19-000047.hdr.sgml : 20191114
20191114141925
ACCESSION NUMBER: 0000732812-19-000047
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191114
DATE AS OF CHANGE: 20191114
EFFECTIVENESS DATE: 20191114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL INTERNATIONAL SARL
CENTRAL INDEX KEY: 0001065349
IRS NUMBER: 000000000
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04461
FILM NUMBER: 191218905
BUSINESS ADDRESS:
STREET 1: 333 SOUTH HOPE STREET
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 2134869200
MAIL ADDRESS:
STREET 1: 333 SOUTH HOPE ST
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: CAPITAL INTERNATIONAL S A
DATE OF NAME CHANGE: 19980702
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001065349
XXXXXXXX
09-30-2019
09-30-2019
CAPITAL INTERNATIONAL SARL
333 SOUTH HOPE ST
55TH FL
LOS ANGELES
CA
90071
13F HOLDINGS REPORT
028-04461
N
Fabrice Remy
Senior Vice President and Senior Counsel
213-486-9200
Fabrice Remy
Los Angeles
CA
11-14-2019
3
140
580577
false
1
0000732812
028-00218
CAPITAL GROUP COMPANIES INC
2
0000949308
028-05044
CAPITAL GROUP INTERNATIONAL INC
3
0000017283
028-00157
CAPITAL RESEARCH & MANAGEMENT CO
INFORMATION TABLE
2
cisa45.xml
ABBOTT LABORATORIES
COMMON STOCK
002824100
2376
28400SH
DFND
1,2
2840000
ABBVIE INC
COMMON STOCK
00287Y109
3058
40390SH
DFND
1,2
4039000
ACCENTURE PLC CL A
COMMON STOCK
G1151C101
1000
5198SH
DFND
1,2
519800
ACTIVISION BLIZZARD INC
COMMON STOCK
00507V109
8453
159739SH
DFND
1,2
15973900
AES CORP (THE)
COMMON STOCK
00130H105
7882
482398SH
DFND
1,2
48239800
AGIOS PHARMACEUTICALS INC
COMMON STOCK
00847X104
719
22200SH
DFND
1,2
2220000
AIR PRODUCTS AND CHEMICALS INC
COMMON STOCK
009158106
976
4400SH
DFND
1,2
440000
ALIBABA GROUP HOLDING LTD ADR
COMMON STOCK
01609W102
19166
114607SH
DFND
1,2
11460700
ALLEGHENY TECHNOLOGIES INC
COMMON STOCK
01741R102
5759
284417SH
DFND
1,2
28441700
ALPHABET INC CL A
COMMON STOCK
02079K305
3637
2978SH
DFND
1,2
297800
ALPHABET INC CL C
COMMON STOCK
02079K107
10408
8538SH
DFND
1,2
853800
ALTRIA GROUP INC
COMMON STOCK
02209S103
753
18400SH
DFND
1,2
1840000
AMAZON.COM INC
COMMON STOCK
023135106
5607
3230SH
DFND
1,2
323000
AMERICA MOVIL SAB DE CV L ADR
COMMON STOCK
02364W105
21609
1454155SH
DFND
1,2
145415500
AMERICAN TOWER CORP (REIT)
COMMON STOCK
03027X100
5512
24928SH
DFND
1,2
2492800
ANTHEM INC
COMMON STOCK
036752103
1150
4790SH
DFND
1,2
479000
AON PLC CL A
COMMON STOCK
G0408V102
2168
11200SH
DFND
1,2
1120000
APPLE INC
COMMON STOCK
037833100
6842
30547SH
DFND
1,2
3054700
ASML HOLDING NV (USD)
COMMON STOCK
N07059210
479
1930SH
DFND
1,2
193000
ASTRAZENECA PLC ADR
COMMON STOCK
046353108
3483
78150SH
DFND
1,2
7815000
AZUL SA PN ADR
COMMON STOCK
05501U106
1568
43767SH
DFND
1,2
4376700
BARRICK GOLD CORP (USD)
COMMON STOCK
067901108
16926
976700SH
DFND
1,2
97670000
BEIGENE LTD ADR
COMMON STOCK
07725L102
14233
116225SH
DFND
1,2
11622500
BLACKROCK INC
COMMON STOCK
09247X101
1649
3700SH
DFND
1,2
370000
BLUEBIRD BIO INC
COMMON STOCK
09609G100
2046
22285SH
DFND
1,2
2228500
BOEING CO
COMMON STOCK
097023105
10108
26568SH
DFND
1,2
2656800
BOOKING HOLDINGS INC
COMMON STOCK
09857L108
4594
2341SH
DFND
1,2
234100
BROADCOM INC
COMMON STOCK
11135F101
7060
25573SH
DFND
1,2
2557300
CANADIAN NATURAL RESOURCES LTD
COMMON STOCK
136385101
974
36600SH
DFND
1,2
3660000
CARNIVAL CORP COMMON PAIRED STOCK
COMMON STOCK
143658300
1969
45036SH
DFND
1,2
4503600
CHEVRON CORP
COMMON STOCK
166764100
2944
24820SH
DFND
1,2
2482000
CHUBB LTD
COMMON STOCK
H1467J104
2041
12640SH
DFND
1,2
1264000
CLOROX CO (THE)
COMMON STOCK
189054109
592
3900SH
DFND
1,2
390000
CME GROUP INC CL A
COMMON STOCK
12572Q105
11779
55736SH
DFND
1,2
5573600
CMS ENERGY CORP
COMMON STOCK
125896100
876
13700SH
DFND
1,2
1370000
CNOOC LTD ADR
COMMON STOCK
126132109
1789
11750SH
DFND
1,2
1175000
COCA-COLA CO
COMMON STOCK
191216100
7841
144030SH
DFND
1,2
14403000
CONOCOPHILLIPS
COMMON STOCK
20825C104
1783
31300SH
DFND
1,2
3130000
COSTCO WHOLESALE CORP
COMMON STOCK
22160K105
4242
14725SH
DFND
1,2
1472500
CREDICORP LTD
COMMON STOCK
G2519Y108
3669
17600SH
DFND
1,2
1760000
CROWN CASTLE INTL CORP (REIT)
COMMON STOCK
22822V101
3460
24890SH
DFND
1,2
2489000
CROWN CASTLE INTL CORP CV PFD SER A 6.875 PERCENT 08-01-20 (REIT)
CONV PREFRD STCK
22822V309
1540
1220SH
DFND
1,2
122000
CTRIP.COM INTL ADR
COMMON STOCK
22943F100
17513
597929SH
DFND
1,2
59792900
DANAHER CORP
COMMON STOCK
235851102
7006
48510SH
DFND
1,2
4851000
DEERE AND CO
COMMON STOCK
244199105
5521
32729SH
DFND
1,2
3272900
DESPEGAR.COM CORP
COMMON STOCK
G27358103
2056
181600SH
DFND
1,2
18160000
DIGITAL REALTY TRUST INC (REIT)
COMMON STOCK
253868103
1843
14200SH
DFND
1,2
1420000
DOW INC
COMMON STOCK
260557103
896
18800SH
DFND
1,2
1880000
EATON CORP PLC
COMMON STOCK
G29183103
233
2807SH
DFND
1,2
280700
EDISON INTERNATIONAL
COMMON STOCK
281020107
2613
34640SH
DFND
1,2
3464000
ELI LILLY AND CO
COMMON STOCK
532457108
2232
19955SH
DFND
1,2
1995500
ENBRIDGE INC
COMMON STOCK
29250N105
5683
161900SH
DFND
1,2
16190000
ENEL AMERICAS SA ADR
COMMON STOCK
29274F104
8320
913302SH
DFND
1,2
91330200
EOG RESOURCES INC
COMMON STOCK
26875P101
7801
105105SH
DFND
1,2
10510500
EQUIFAX INC
COMMON STOCK
294429105
3245
23070SH
DFND
1,2
2307000
EQUINIX INC (REIT)
COMMON STOCK
29444U700
6068
10520SH
DFND
1,2
1052000
EQUITRANS MIDSTREAM CORP
COMMON STOCK
294600101
1107
76110SH
DFND
1,2
7611000
ESTRE AMBIENTAL INC REG S (DRS)
COMMON STOCK
G3206V100
80
166920SH
DFND
1,2
16692000
EURONET WORLDWIDE INC
COMMON STOCK
298736109
1799
12300SH
DFND
1,2
1230000
EVEREST RE GROUP LTD
COMMON STOCK
G3223R108
692
2600SH
DFND
1,2
260000
FACEBOOK INC CL A
COMMON STOCK
30303M102
6157
34575SH
DFND
1,2
3457500
GERDAU SA PN ADR
COMMON STOCK
373737105
4416
1402000SH
DFND
1,2
140200000
GILEAD SCIENCES INC
COMMON STOCK
375558103
2492
39325SH
DFND
1,2
3932500
GLOBAL PAYMENTS INC
COMMON STOCK
37940X102
6346
39915SH
DFND
1,2
3991500
GODADDY INC CL A
COMMON STOCK
380237107
8109
122895SH
DFND
1,2
12289500
GOL LINHAS AEREAS INTELIGENTES SA PN ADR
COMMON STOCK
38045R206
3253
210304SH
DFND
1,2
21030400
HDFC BANK LTD ADR
COMMON STOCK
40415F101
3002
52624SH
DFND
1,2
5262400
HILTON WORLDWIDE HOLDINGS INC
COMMON STOCK
43300A203
5568
59805SH
DFND
1,2
5980500
HP INC
COMMON STOCK
40434L105
1760
93000SH
DFND
1,2
9300000
HUAZHU GROUP LTD ADR
COMMON STOCK
44332N106
12865
389600SH
DFND
1,2
38960000
HUTCHISON CHINA MEDITECH LTD ADR
COMMON STOCK
44842L103
14511
813392SH
DFND
1,2
81339200
HUYA INC ADR
COMMON STOCK
44852D108
2745
116100SH
DFND
1,2
11610000
ICICI BANK LTD ADR
COMMON STOCK
45104G104
7127
585170SH
DFND
1,2
58517000
IDEX CORP
COMMON STOCK
45167R104
936
5712SH
DFND
1,2
571200
INCYTE CORP
COMMON STOCK
45337C102
1584
21338SH
DFND
1,2
2133800
INTEGRA LIFESCIENCES HOLDING
COMMON STOCK
457985208
2266
37725SH
DFND
1,2
3772500
INTEL CORP
COMMON STOCK
458140100
5763
111830SH
DFND
1,2
11183000
INTERCONTINENTAL EXCHANGE INC
COMMON STOCK
45866F104
4171
45200SH
DFND
1,2
4520000
JPMORGAN CHASE AND CO
COMMON STOCK
46625H100
2407
20453SH
DFND
1,2
2045300
KLA CORP
COMMON STOCK
482480100
613
3845SH
DFND
1,2
384500
LAS VEGAS SANDS CORP
COMMON STOCK
517834107
2866
49625SH
DFND
1,2
4962500
LOMA NEGRA CIA ADR
COMMON STOCK
54150E104
3819
664125SH
DFND
1,2
66412500
MARSH AND MCLENNAN COMPANIES INC
COMMON STOCK
571748102
4857
48550SH
DFND
1,2
4855000
MERCADOLIBRE INC
COMMON STOCK
58733R102
4840
8780SH
DFND
1,2
878000
MERCK AND CO INC
COMMON STOCK
58933Y105
3174
37700SH
DFND
1,2
3770000
MICROSOFT CORP
COMMON STOCK
594918104
14288
102770SH
DFND
1,2
10277000
MONDELEZ INTERNATIONAL INC
COMMON STOCK
609207105
4415
79800SH
DFND
1,2
7980000
MOODYS CORP
COMMON STOCK
615369105
3902
19050SH
DFND
1,2
1905000
NASDAQ INC
COMMON STOCK
631103108
437
4400SH
DFND
1,2
440000
NETAPP INC
COMMON STOCK
64110D104
2151
40970SH
DFND
1,2
4097000
NETEASE INC ADR
COMMON STOCK
64110W102
2912
10941SH
DFND
1,2
1094100
NEWMONT GOLDCORP CORP
COMMON STOCK
651639106
5055
133295SH
DFND
1,2
13329500
NEXA RESOURCES SA
COMMON STOCK
L67359106
10520
1117939SH
DFND
1,2
111793900
NIKE INC CL B
COMMON STOCK
654106103
2575
27421SH
DFND
1,2
2742100
NOAH HOLDINGS LTD CL A ADR
COMMON STOCK
65487X102
2637
90300SH
DFND
1,2
9030000
NORWEGIAN CRUISE LINE HOLDINGS LTD
COMMON STOCK
G66721104
6124
118294SH
DFND
1,2
11829400
NUTRIEN LTD (USD)
COMMON STOCK
67077M108
4129
82850SH
DFND
1,2
8285000
OCCIDENTAL PETROLEUM CORP
COMMON STOCK
674599105
627
14100SH
DFND
1,2
1410000
ON SEMICONDUCTOR CORP
COMMON STOCK
682189105
1569
81700SH
DFND
1,2
8170000
PETROLEO BRASILEIRO ON ADR (PETROBRAS)
COMMON STOCK
71654V408
3222
222700SH
DFND
1,2
22270000
PETROLEO BRASILEIRO PN ADR (PETROBRAS)
COMMON STOCK
71654V101
1173
89300SH
DFND
1,2
8930000
PFIZER INC
COMMON STOCK
717081103
1121
31200SH
DFND
1,2
3120000
PHILIP MORRIS INTERNATIONAL
COMMON STOCK
718172109
6471
85228SH
DFND
1,2
8522800
PNC FINANCIAL SERVICES GROUP INC
COMMON STOCK
693475105
1023
7300SH
DFND
1,2
730000
PROCTER AND GAMBLE CO
COMMON STOCK
742718109
1336
10745SH
DFND
1,2
1074500
QUALCOMM INC
COMMON STOCK
747525103
2584
33872SH
DFND
1,2
3387200
ROYAL CARIBBEAN CRUISES LTD
COMMON STOCK
V7780T103
1853
17102SH
DFND
1,2
1710200
ROYAL DUTCH SHELL PLC B ADR
COMMON STOCK
780259107
1618
27020SH
DFND
1,2
2702000
SCHLUMBERGER LTD
COMMON STOCK
806857108
3061
89590SH
DFND
1,2
8959000
SEATTLE GENETICS INC
COMMON STOCK
812578102
8469
99170SH
DFND
1,2
9917000
SEMPRA ENERGY
COMMON STOCK
816851109
3279
22215SH
DFND
1,2
2221500
SEMPRA ENERGY CV PFD SER A 6.0 PERCENT 01-15-21
CONV PREFRD STCK
816851406
1196
10120SH
DFND
1,2
1012000
STATE STREET CORP
COMMON STOCK
857477103
479
8090SH
DFND
1,2
809000
SUNTRUST BANKS INC
COMMON STOCK
867914103
1617
23500SH
DFND
1,2
2350000
SVB FINANCIAL GROUP
COMMON STOCK
78486Q101
1881
9000SH
DFND
1,2
900000
TAIWAN SEMICONDUCTOR MFG CO ADR
COMMON STOCK
874039100
8217
176786SH
DFND
1,2
17678600
TEXAS INSTRUMENTS INC
COMMON STOCK
882508104
2379
18410SH
DFND
1,2
1841000
TRANSDIGM GROUP INC
COMMON STOCK
893641100
5666
10883SH
DFND
1,2
1088300
TRIMBLE INC
COMMON STOCK
896239100
1968
50700SH
DFND
1,2
5070000
ULTRAGENYX PHARMACEUTICAL INC
COMMON STOCK
90400D108
1591
37200SH
DFND
1,2
3720000
UNITED TECHNOLOGIES CORP
COMMON STOCK
913017109
969
7100SH
DFND
1,2
710000
VALARIS PLC CL A
COMMON STOCK
G9402V109
1279
265905SH
DFND
1,2
26590500
VALE SA ON ADR
COMMON STOCK
91912E105
3778
328507SH
DFND
1,2
32850700
VERIZON COMMUNICATIONS INC
COMMON STOCK
92343V104
851
14100SH
DFND
1,2
1410000
VISA INC CL A
COMMON STOCK
92826C839
10845
63050SH
DFND
1,2
6305000
WALGREENS BOOTS ALLIANCE INC
COMMON STOCK
931427108
1289
23300SH
DFND
1,2
2330000
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP (DBA WABTEC CORP)
COMMON STOCK
929740108
1571
21860SH
DFND
1,2
2186000
WILLIAMS COMPANIES INC (THE)
COMMON STOCK
969457100
1581
65720SH
DFND
1,2
6572000
WYNN RESORTS LTD
COMMON STOCK
983134107
1406
12930SH
DFND
1,2
1293000
YANDEX NV A
COMMON STOCK
N97284108
8660
247351SH
DFND
1,2
24735100
YUM! BRANDS INC
COMMON STOCK
988498101
1679
14800SH
DFND
1,2
1480000
BIOHAVEN PHARMACEUTICAL HOLDING CO LTD
COMMON STOCK
G11196105
3096
74201SH
DFND
1,2
7420100
EDWARDS LIFESCIENCES CORP
COMMON STOCK
28176E108
4343
19750SH
DFND
1,2
1975000
ELANCO ANIMAL HEALTH INC
COMMON STOCK
28414H103
1723
64800SH
DFND
1,2
6480000
HILTON GRAND VACATIONS INC
COMMON STOCK
43283X105
1696
53000SH
DFND
1,2
5300000
LINDE PLC
COMMON STOCK
G5494J103
1453
7500SH
DFND
1,2
750000
NEUROCRINE BIOSCIENCES INC
COMMON STOCK
64125C109
2172
24100SH
DFND
1,2
2410000
SAGE THERAPEUTICS INC
COMMON STOCK
78667J108
1543
11000SH
DFND
1,2
1100000
SERVICENOW INC
COMMON STOCK
81762P102
1350
5320SH
DFND
1,2
532000
SPOTIFY TECHNOLOGY SA
COMMON STOCK
L8681T102
2673
23446SH
DFND
1,2
2344600