0000732812-18-000011.txt : 20180214 0000732812-18-000011.hdr.sgml : 20180214 20180214135023 ACCESSION NUMBER: 0000732812-18-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 EFFECTIVENESS DATE: 20180214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL INTERNATIONAL SARL CENTRAL INDEX KEY: 0001065349 IRS NUMBER: 000000000 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04461 FILM NUMBER: 18610585 BUSINESS ADDRESS: STREET 1: 333 SOUTH HOPE STREET STREET 2: 55TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 2134869200 MAIL ADDRESS: STREET 1: 333 SOUTH HOPE ST STREET 2: 55TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: CAPITAL INTERNATIONAL S A DATE OF NAME CHANGE: 19980702 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001065349 XXXXXXXX 12-31-2017 12-31-2017 CAPITAL INTERNATIONAL SARL
333 SOUTH HOPE ST 55TH FL LOS ANGELES CA 90071
13F HOLDINGS REPORT 028-04461 N
Fabrice Remy Vice President and Senior Counsel 213-486-9200 Fabrice Remy Los Angeles CA 02-14-2018 3 136 1070228 false 1 0000732812 028-00218 CAPITAL GROUP COMPANIES INC 2 0000949308 028-05044 CAPITAL GROUP INTERNATIONAL INC 3 0000017283 028-00157 CAPITAL RESEARCH & MANAGEMENT CO
INFORMATION TABLE 2 cisa.xml ABBVIE INC COMMON STOCK 00287Y109 3370 34850SH DFND 1,2 3485000 ACCENTURE PLC CL A COMMON STOCK G1151C101 2184 14263SH DFND 1,2 1426300 AES CORP (THE) COMMON STOCK 00130H105 27026 2495500SH DFND 1,2 249550000 AGIOS PHARMACEUTICALS INC COMMON STOCK 00847X104 1864 32600SH DFND 1,2 3260000 ALIBABA GROUP HOLDING LTD ADR COMMON STOCK 01609W102 32762 190000SH DFND 1,2 19000000 ALPHABET INC CL A COMMON STOCK 02079K305 5520 5240SH DFND 1,2 524000 ALPHABET INC CL C COMMON STOCK 02079K107 13502 12903SH DFND 1,2 1290300 AMAZON.COM INC COMMON STOCK 023135106 6789 5805SH DFND 1,2 580500 AMERICA MOVIL SAB DE CV L ADR COMMON STOCK 02364W105 68561 3997700SH DFND 1,2 399770000 AMERICAN TOWER CORP (REIT) COMMON STOCK 03027X100 3356 23524SH DFND 1,2 2352400 AMERICAN TOWER CORP CV PFD SER B DEP SHS (REP 1/10 5.5 PERCENT SER B) 02-15-18 ( CONV PREFRD STCK 03027X407 5646 44900SH DFND 1,2 4490000 ANADARKO PETROLEUM CORP COMMON STOCK 032511107 2773 51700SH DFND 1,2 5170000 AON PLC CL A COMMON STOCK G0408V102 3832 28600SH DFND 1,2 2860000 APPLE INC COMMON STOCK 037833100 8652 51125SH DFND 1,2 5112500 ASML HOLDING NV (USD) COMMON STOCK N07059210 3281 18873SH DFND 1,2 1887300 ASTRAZENECA PLC ADR COMMON STOCK 046353108 4603 132650SH DFND 1,2 13265000 AVON PRODUCTS INC COMMON STOCK 054303102 1870 869600SH DFND 1,2 86960000 BANK OF NEW YORK MELLON CORP COMMON STOCK 064058100 2109 39152SH DFND 1,2 3915200 BARRICK GOLD CORP (USD) COMMON STOCK 067901108 28138 1944600SH DFND 1,2 194460000 BROADCOM LTD COMMON STOCK Y09827109 5193 20214SH DFND 1,2 2021400 CANADIAN NATURAL RESOURCES LTD COMMON STOCK 136385101 1667 46600SH DFND 1,2 4660000 CARNIVAL CORP COMMON PAIRED STOCK UNITS 143658300 5074 76445SH DFND 1,2 7644500 CATERPILLAR INC COMMON STOCK 149123101 189 1200SH DFND 1,2 120000 CBS CORP CL B N/V COMMON STOCK 124857202 1221 20700SH DFND 1,2 2070000 CEMEX SAB DE CV CPO UNIT ADR (2 A SHRS PLUS 1 B SHR) COMMON STOCK 151290889 996 132821SH DFND 1,2 13282100 CERNER CORPORATION COMMON STOCK 156782104 3235 48000SH DFND 1,2 4800000 CH ROBINSON WORLDWIDE INC COMMON STOCK 12541W209 2463 27644SH DFND 1,2 2764400 CHEVRON CORP COMMON STOCK 166764100 6050 48330SH DFND 1,2 4833000 CHUBB LTD COMMON STOCK H1467J104 2344 16040SH DFND 1,2 1604000 CME GROUP INC CL A COMMON STOCK 12572Q105 24362 166808SH DFND 1,2 16680800 COCA-COLA CO COMMON STOCK 191216100 12665 276050SH DFND 1,2 27605000 COMCAST CORP CL A COMMON STOCK 20030N101 6164 153900SH DFND 1,2 15390000 CONOCOPHILLIPS COMMON STOCK 20825C104 3436 62600SH DFND 1,2 6260000 CREDICORP LTD COMMON STOCK G2519Y108 8235 39700SH DFND 1,2 3970000 CROWN CASTLE INTL CORP (REIT) COMMON STOCK 22822V101 7471 67300SH DFND 1,2 6730000 CROWN CASTLE INTL CORP CV PFD SER A 6.875 PERCENT 08-01-20 (REIT) CONV PREFRD STCK 22822V309 2299 2190SH DFND 1,2 219000 CTRIP.COM INTL ADR COMMON STOCK 22943F100 18919 429000SH DFND 1,2 42900000 DANAHER CORP COMMON STOCK 235851102 7156 77100SH DFND 1,2 7710000 DEERE AND CO COMMON STOCK 244199105 14978 95700SH DFND 1,2 9570000 DIGITAL REALTY TRUST INC (REIT) COMMON STOCK 253868103 2073 18200SH DFND 1,2 1820000 DOWDUPONT INC COMMON STOCK 26078J100 641 9000SH DFND 1,2 900000 EATON CORP PLC COMMON STOCK G29183103 5771 73036SH DFND 1,2 7303600 EDISON INTERNATIONAL COMMON STOCK 281020107 4186 66200SH DFND 1,2 6620000 ELI LILLY AND CO COMMON STOCK 532457108 3699 43800SH DFND 1,2 4380000 ENBRIDGE INC COMMON STOCK 29250N105 21685 554160SH DFND 1,2 55416000 ENEL AMERICAS SA ADR COMMON STOCK 29274F104 16394 1467664SH DFND 1,2 146766400 ENSCO PLC CL A COMMON STOCK G3157S106 34593 5853350SH DFND 1,2 585335000 EOG RESOURCES INC COMMON STOCK 26875P101 2304 21350SH DFND 1,2 2135000 EQUIFAX INC COMMON STOCK 294429105 3443 29200SH DFND 1,2 2920000 ESTRE AMBIENTAL INC REG S (90 DAY LOCKUP) COMMON STOCK G3206V100 1413 166920SH DFND 1,2 16692000 GANNETT CO INC COMMON STOCK 36473H104 1225 105700SH DFND 1,2 10570000 GILEAD SCIENCES INC COMMON STOCK 375558103 2414 33700SH DFND 1,2 3370000 GLOBAL PAYMENTS INC COMMON STOCK 37940X102 8813 87915SH DFND 1,2 8791500 GODADDY INC CL A COMMON STOCK 380237107 10604 210900SH DFND 1,2 21090000 GOLAR LNG LTD (USD) COMMON STOCK G9456A100 1392 46700SH DFND 1,2 4670000 HELMERICH AND PAYNE COMMON STOCK 423452101 1286 19900SH DFND 1,2 1990000 HEXCEL CORPORATION COMMON STOCK 428291108 6698 108300SH DFND 1,2 10830000 HILTON WORLDWIDE HOLDINGS INC COMMON STOCK 43300A203 4448 55698SH DFND 1,2 5569800 HP INC COMMON STOCK 40434L105 3181 151400SH DFND 1,2 15140000 ICICI BANK LTD ADR COMMON STOCK 45104G104 11868 1219710SH DFND 1,2 121971000 IDEX CORP COMMON STOCK 45167R104 1110 8412SH DFND 1,2 841200 INCYTE CORP COMMON STOCK 45337C102 14000 147816SH DFND 1,2 14781600 INTEL CORP COMMON STOCK 458140100 7889 170900SH DFND 1,2 17090000 INTERCONTINENTAL EXCHANGE INC COMMON STOCK 45866F104 8093 114700SH DFND 1,2 11470000 INTERNATIONAL BUSINESS MACHINES CORP COMMON STOCK 459200101 262 1710SH DFND 1,2 171000 INVESCO LTD COMMON STOCK G491BT108 789 21600SH DFND 1,2 2160000 IRON MOUNTAIN INC (REIT) COMMON STOCK 46284V101 629 16681SH DFND 1,2 1668100 JD.COM INC A ADR COMMON STOCK 47215P106 246 5950SH DFND 1,2 595000 JOHNSON AND JOHNSON COMMON STOCK 478160104 196 1400SH DFND 1,2 140000 JPMORGAN CHASE AND CO COMMON STOCK 46625H100 4601 43020SH DFND 1,2 4302000 JUNO THERAPEUTICS INC COMMON STOCK 48205A109 7918 173216SH DFND 1,2 17321600 KT CORP ADR COMMON STOCK 48268K101 2179 139600SH DFND 1,2 13960000 LAMAR ADVERTISING CO CL A (REIT) COMMON STOCK 512816109 401 5400SH DFND 1,2 540000 LAS VEGAS SANDS CORP COMMON STOCK 517834107 7604 109425SH DFND 1,2 10942500 LOMA NEGRA CIA ADR COMMON STOCK 54150E104 10764 467197SH DFND 1,2 46719700 MARSH AND MCLENNAN COMPANIES INC COMMON STOCK 571748102 5071 62300SH DFND 1,2 6230000 MEDTRONIC PLC COMMON STOCK G5960L103 2980 36900SH DFND 1,2 3690000 MERCADOLIBRE INC COMMON STOCK 58733R102 44037 139950SH DFND 1,2 13995000 MERCK AND CO INC COMMON STOCK 58933Y105 3196 56800SH DFND 1,2 5680000 MICROSOFT CORP COMMON STOCK 594918104 16865 197160SH DFND 1,2 19716000 MONDELEZ INTERNATIONAL INC COMMON STOCK 609207105 3818 89200SH DFND 1,2 8920000 MONSANTO CO COMMON STOCK 61166W101 4321 37000SH DFND 1,2 3700000 MOODYS CORP COMMON STOCK 615369105 4244 28750SH DFND 1,2 2875000 NETAPP INC COMMON STOCK 64110D104 3989 72100SH DFND 1,2 7210000 NETEASE INC ADR COMMON STOCK 64110W102 8454 24500SH DFND 1,2 2450000 NEWELL BRANDS INC COMMON STOCK 651229106 2194 71015SH DFND 1,2 7101500 NEXA RESOURCES SA COMMON STOCK L67359106 21472 1094965SH DFND 1,2 109496500 NIELSEN HOLDINGS PLC COMMON STOCK G6518L108 3389 93100SH DFND 1,2 9310000 NII HOLDINGS INC COMMON STOCK 62913F508 193 454029SH DFND 1,2 45402900 NIKE INC CL B COMMON STOCK 654106103 9289 148500SH DFND 1,2 14850000 NOAH HOLDINGS LTD CL A ADR COMMON STOCK 65487X102 2795 60400SH DFND 1,2 6040000 NORWEGIAN CRUISE LINE HOLDINGS LTD COMMON STOCK G66721104 8286 155600SH DFND 1,2 15560000 NUCOR CORP COMMON STOCK 670346105 543 8540SH DFND 1,2 854000 OCCIDENTAL PETROLEUM CORP COMMON STOCK 674599105 7583 102950SH DFND 1,2 10295000 ON SEMICONDUCTOR CORP COMMON STOCK 682189105 10382 495810SH DFND 1,2 49581000 PEPSICO INC COMMON STOCK 713448108 1631 13600SH DFND 1,2 1360000 PETROLEO BRASILEIRO ON ADR (PETROBRAS) COMMON STOCK 71654V408 29117 2829684SH DFND 1,2 282968400 PETROLEO BRASILEIRO PN ADR (PETROBRAS) COMMON STOCK 71654V101 23598 2400600SH DFND 1,2 240060000 PFIZER INC COMMON STOCK 717081103 1554 42900SH DFND 1,2 4290000 PGANDE CORP COMMON STOCK 69331C108 1632 36400SH DFND 1,2 3640000 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 6805 64408SH DFND 1,2 6440800 POTASH CORP OF SASKATCHEWAN INC COMMON STOCK 73755L107 19052 928700SH DFND 1,2 92870000 PRAXAIR INC COMMON STOCK 74005P104 2181 14100SH DFND 1,2 1410000 PRICELINE GROUP INC (THE) COMMON STOCK 741503403 4904 2822SH DFND 1,2 282200 PROCTER AND GAMBLE CO COMMON STOCK 742718109 1865 20300SH DFND 1,2 2030000 QUALCOMM INC COMMON STOCK 747525103 12103 189050SH DFND 1,2 18905000 ROYAL CARIBBEAN CRUISES LTD COMMON STOCK V7780T103 10425 87400SH DFND 1,2 8740000 ROYAL DUTCH SHELL PLC B ADR COMMON STOCK 780259107 3587 52520SH DFND 1,2 5252000 RYANAIR HOLDINGS PLC ADR COMMON STOCK 783513203 8653 83050SH DFND 1,2 8305000 SCHLUMBERGER LTD COMMON STOCK 806857108 10844 160910SH DFND 1,2 16091000 SEATTLE GENETICS INC COMMON STOCK 812578102 8191 153100SH DFND 1,2 15310000 SEMPRA ENERGY COMMON STOCK 816851109 4435 41475SH DFND 1,2 4147500 STARBUCKS CORP COMMON STOCK 855244109 8526 148451SH DFND 1,2 14845100 STATE STREET CORP COMMON STOCK 857477103 3004 30776SH DFND 1,2 3077600 SUNCOR ENERGY INC COMMON STOCK 867224107 738 20100SH DFND 1,2 2010000 TABLEAU SOFTWARE INC CL A COMMON STOCK 87336U105 3709 53600SH DFND 1,2 5360000 TAIWAN SEMICONDUCTOR MFG CO ADR COMMON STOCK 874039100 11054 278800SH DFND 1,2 27880000 TENARIS SA ADR COMMON STOCK 88031M109 13576 426100SH DFND 1,2 42610000 TEXAS INSTRUMENTS INC COMMON STOCK 882508104 4241 40610SH DFND 1,2 4061000 TRANSDIGM GROUP INC COMMON STOCK 893641100 7621 27750SH DFND 1,2 2775000 TRIMBLE INC COMMON STOCK 896239100 4145 102000SH DFND 1,2 10200000 UBS GROUP AG COMMON STOCK H42097107 1853 100632SH DFND 1,2 10063200 ULTRAGENYX PHARMACEUTICAL INC COMMON STOCK 90400D108 4956 106850SH DFND 1,2 10685000 VALE SA ON ADR COMMON STOCK 91912E105 30281 2475937SH DFND 1,2 247593700 VERISIGN INC COMMON STOCK 92343E102 835 7300SH DFND 1,2 730000 VIACOM INC CL B COMMON STOCK 92553P201 3648 118400SH DFND 1,2 11840000 VISA INC CL A COMMON STOCK 92826C839 12684 111240SH DFND 1,2 11124000 WALT DISNEY COMPANY (THE) COMMON STOCK 254687106 2720 25300SH DFND 1,2 2530000 WEATHERFORD INTERNATIONAL PLC COMMON STOCK G48833100 700 167900SH DFND 1,2 16790000 WEATHERFORD INTERNATIONAL PLC CV SR UNSEC 5.875 PERCENT 07-01-21 CORP CONV BOND 947075AH0 28094 25863000PRN DFND 1,2 2586300000 WHIRLPOOL CORP COMMON STOCK 963320106 1265 7500SH DFND 1,2 750000 WYNN RESORTS LTD COMMON STOCK 983134107 7957 47200SH DFND 1,2 4720000 XILINX INC COMMON STOCK 983919101 800 11860SH DFND 1,2 1186000 YANDEX NV A COMMON STOCK N97284108 26418 806651SH DFND 1,2 80665100 YUM CHINA HOLDINGS INC COMMON STOCK 98850P109 1261 31500SH DFND 1,2 3150000 YUM! BRANDS INC COMMON STOCK 988498101 1697 20800SH DFND 1,2 2080000