0000732812-18-000011.txt : 20180214
0000732812-18-000011.hdr.sgml : 20180214
20180214135023
ACCESSION NUMBER: 0000732812-18-000011
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180214
DATE AS OF CHANGE: 20180214
EFFECTIVENESS DATE: 20180214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL INTERNATIONAL SARL
CENTRAL INDEX KEY: 0001065349
IRS NUMBER: 000000000
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04461
FILM NUMBER: 18610585
BUSINESS ADDRESS:
STREET 1: 333 SOUTH HOPE STREET
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 2134869200
MAIL ADDRESS:
STREET 1: 333 SOUTH HOPE ST
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: CAPITAL INTERNATIONAL S A
DATE OF NAME CHANGE: 19980702
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001065349
XXXXXXXX
12-31-2017
12-31-2017
CAPITAL INTERNATIONAL SARL
333 SOUTH HOPE ST
55TH FL
LOS ANGELES
CA
90071
13F HOLDINGS REPORT
028-04461
N
Fabrice Remy
Vice President and Senior Counsel
213-486-9200
Fabrice Remy
Los Angeles
CA
02-14-2018
3
136
1070228
false
1
0000732812
028-00218
CAPITAL GROUP COMPANIES INC
2
0000949308
028-05044
CAPITAL GROUP INTERNATIONAL INC
3
0000017283
028-00157
CAPITAL RESEARCH & MANAGEMENT CO
INFORMATION TABLE
2
cisa.xml
ABBVIE INC
COMMON STOCK
00287Y109
3370
34850SH
DFND
1,2
3485000
ACCENTURE PLC CL A
COMMON STOCK
G1151C101
2184
14263SH
DFND
1,2
1426300
AES CORP (THE)
COMMON STOCK
00130H105
27026
2495500SH
DFND
1,2
249550000
AGIOS PHARMACEUTICALS INC
COMMON STOCK
00847X104
1864
32600SH
DFND
1,2
3260000
ALIBABA GROUP HOLDING LTD ADR
COMMON STOCK
01609W102
32762
190000SH
DFND
1,2
19000000
ALPHABET INC CL A
COMMON STOCK
02079K305
5520
5240SH
DFND
1,2
524000
ALPHABET INC CL C
COMMON STOCK
02079K107
13502
12903SH
DFND
1,2
1290300
AMAZON.COM INC
COMMON STOCK
023135106
6789
5805SH
DFND
1,2
580500
AMERICA MOVIL SAB DE CV L ADR
COMMON STOCK
02364W105
68561
3997700SH
DFND
1,2
399770000
AMERICAN TOWER CORP (REIT)
COMMON STOCK
03027X100
3356
23524SH
DFND
1,2
2352400
AMERICAN TOWER CORP CV PFD SER B DEP SHS (REP 1/10 5.5 PERCENT SER B) 02-15-18 (
CONV PREFRD STCK
03027X407
5646
44900SH
DFND
1,2
4490000
ANADARKO PETROLEUM CORP
COMMON STOCK
032511107
2773
51700SH
DFND
1,2
5170000
AON PLC CL A
COMMON STOCK
G0408V102
3832
28600SH
DFND
1,2
2860000
APPLE INC
COMMON STOCK
037833100
8652
51125SH
DFND
1,2
5112500
ASML HOLDING NV (USD)
COMMON STOCK
N07059210
3281
18873SH
DFND
1,2
1887300
ASTRAZENECA PLC ADR
COMMON STOCK
046353108
4603
132650SH
DFND
1,2
13265000
AVON PRODUCTS INC
COMMON STOCK
054303102
1870
869600SH
DFND
1,2
86960000
BANK OF NEW YORK MELLON CORP
COMMON STOCK
064058100
2109
39152SH
DFND
1,2
3915200
BARRICK GOLD CORP (USD)
COMMON STOCK
067901108
28138
1944600SH
DFND
1,2
194460000
BROADCOM LTD
COMMON STOCK
Y09827109
5193
20214SH
DFND
1,2
2021400
CANADIAN NATURAL RESOURCES LTD
COMMON STOCK
136385101
1667
46600SH
DFND
1,2
4660000
CARNIVAL CORP COMMON PAIRED STOCK
UNITS
143658300
5074
76445SH
DFND
1,2
7644500
CATERPILLAR INC
COMMON STOCK
149123101
189
1200SH
DFND
1,2
120000
CBS CORP CL B N/V
COMMON STOCK
124857202
1221
20700SH
DFND
1,2
2070000
CEMEX SAB DE CV CPO UNIT ADR (2 A SHRS PLUS 1 B SHR)
COMMON STOCK
151290889
996
132821SH
DFND
1,2
13282100
CERNER CORPORATION
COMMON STOCK
156782104
3235
48000SH
DFND
1,2
4800000
CH ROBINSON WORLDWIDE INC
COMMON STOCK
12541W209
2463
27644SH
DFND
1,2
2764400
CHEVRON CORP
COMMON STOCK
166764100
6050
48330SH
DFND
1,2
4833000
CHUBB LTD
COMMON STOCK
H1467J104
2344
16040SH
DFND
1,2
1604000
CME GROUP INC CL A
COMMON STOCK
12572Q105
24362
166808SH
DFND
1,2
16680800
COCA-COLA CO
COMMON STOCK
191216100
12665
276050SH
DFND
1,2
27605000
COMCAST CORP CL A
COMMON STOCK
20030N101
6164
153900SH
DFND
1,2
15390000
CONOCOPHILLIPS
COMMON STOCK
20825C104
3436
62600SH
DFND
1,2
6260000
CREDICORP LTD
COMMON STOCK
G2519Y108
8235
39700SH
DFND
1,2
3970000
CROWN CASTLE INTL CORP (REIT)
COMMON STOCK
22822V101
7471
67300SH
DFND
1,2
6730000
CROWN CASTLE INTL CORP CV PFD SER A 6.875 PERCENT 08-01-20 (REIT)
CONV PREFRD STCK
22822V309
2299
2190SH
DFND
1,2
219000
CTRIP.COM INTL ADR
COMMON STOCK
22943F100
18919
429000SH
DFND
1,2
42900000
DANAHER CORP
COMMON STOCK
235851102
7156
77100SH
DFND
1,2
7710000
DEERE AND CO
COMMON STOCK
244199105
14978
95700SH
DFND
1,2
9570000
DIGITAL REALTY TRUST INC (REIT)
COMMON STOCK
253868103
2073
18200SH
DFND
1,2
1820000
DOWDUPONT INC
COMMON STOCK
26078J100
641
9000SH
DFND
1,2
900000
EATON CORP PLC
COMMON STOCK
G29183103
5771
73036SH
DFND
1,2
7303600
EDISON INTERNATIONAL
COMMON STOCK
281020107
4186
66200SH
DFND
1,2
6620000
ELI LILLY AND CO
COMMON STOCK
532457108
3699
43800SH
DFND
1,2
4380000
ENBRIDGE INC
COMMON STOCK
29250N105
21685
554160SH
DFND
1,2
55416000
ENEL AMERICAS SA ADR
COMMON STOCK
29274F104
16394
1467664SH
DFND
1,2
146766400
ENSCO PLC CL A
COMMON STOCK
G3157S106
34593
5853350SH
DFND
1,2
585335000
EOG RESOURCES INC
COMMON STOCK
26875P101
2304
21350SH
DFND
1,2
2135000
EQUIFAX INC
COMMON STOCK
294429105
3443
29200SH
DFND
1,2
2920000
ESTRE AMBIENTAL INC REG S (90 DAY LOCKUP)
COMMON STOCK
G3206V100
1413
166920SH
DFND
1,2
16692000
GANNETT CO INC
COMMON STOCK
36473H104
1225
105700SH
DFND
1,2
10570000
GILEAD SCIENCES INC
COMMON STOCK
375558103
2414
33700SH
DFND
1,2
3370000
GLOBAL PAYMENTS INC
COMMON STOCK
37940X102
8813
87915SH
DFND
1,2
8791500
GODADDY INC CL A
COMMON STOCK
380237107
10604
210900SH
DFND
1,2
21090000
GOLAR LNG LTD (USD)
COMMON STOCK
G9456A100
1392
46700SH
DFND
1,2
4670000
HELMERICH AND PAYNE
COMMON STOCK
423452101
1286
19900SH
DFND
1,2
1990000
HEXCEL CORPORATION
COMMON STOCK
428291108
6698
108300SH
DFND
1,2
10830000
HILTON WORLDWIDE HOLDINGS INC
COMMON STOCK
43300A203
4448
55698SH
DFND
1,2
5569800
HP INC
COMMON STOCK
40434L105
3181
151400SH
DFND
1,2
15140000
ICICI BANK LTD ADR
COMMON STOCK
45104G104
11868
1219710SH
DFND
1,2
121971000
IDEX CORP
COMMON STOCK
45167R104
1110
8412SH
DFND
1,2
841200
INCYTE CORP
COMMON STOCK
45337C102
14000
147816SH
DFND
1,2
14781600
INTEL CORP
COMMON STOCK
458140100
7889
170900SH
DFND
1,2
17090000
INTERCONTINENTAL EXCHANGE INC
COMMON STOCK
45866F104
8093
114700SH
DFND
1,2
11470000
INTERNATIONAL BUSINESS MACHINES CORP
COMMON STOCK
459200101
262
1710SH
DFND
1,2
171000
INVESCO LTD
COMMON STOCK
G491BT108
789
21600SH
DFND
1,2
2160000
IRON MOUNTAIN INC (REIT)
COMMON STOCK
46284V101
629
16681SH
DFND
1,2
1668100
JD.COM INC A ADR
COMMON STOCK
47215P106
246
5950SH
DFND
1,2
595000
JOHNSON AND JOHNSON
COMMON STOCK
478160104
196
1400SH
DFND
1,2
140000
JPMORGAN CHASE AND CO
COMMON STOCK
46625H100
4601
43020SH
DFND
1,2
4302000
JUNO THERAPEUTICS INC
COMMON STOCK
48205A109
7918
173216SH
DFND
1,2
17321600
KT CORP ADR
COMMON STOCK
48268K101
2179
139600SH
DFND
1,2
13960000
LAMAR ADVERTISING CO CL A (REIT)
COMMON STOCK
512816109
401
5400SH
DFND
1,2
540000
LAS VEGAS SANDS CORP
COMMON STOCK
517834107
7604
109425SH
DFND
1,2
10942500
LOMA NEGRA CIA ADR
COMMON STOCK
54150E104
10764
467197SH
DFND
1,2
46719700
MARSH AND MCLENNAN COMPANIES INC
COMMON STOCK
571748102
5071
62300SH
DFND
1,2
6230000
MEDTRONIC PLC
COMMON STOCK
G5960L103
2980
36900SH
DFND
1,2
3690000
MERCADOLIBRE INC
COMMON STOCK
58733R102
44037
139950SH
DFND
1,2
13995000
MERCK AND CO INC
COMMON STOCK
58933Y105
3196
56800SH
DFND
1,2
5680000
MICROSOFT CORP
COMMON STOCK
594918104
16865
197160SH
DFND
1,2
19716000
MONDELEZ INTERNATIONAL INC
COMMON STOCK
609207105
3818
89200SH
DFND
1,2
8920000
MONSANTO CO
COMMON STOCK
61166W101
4321
37000SH
DFND
1,2
3700000
MOODYS CORP
COMMON STOCK
615369105
4244
28750SH
DFND
1,2
2875000
NETAPP INC
COMMON STOCK
64110D104
3989
72100SH
DFND
1,2
7210000
NETEASE INC ADR
COMMON STOCK
64110W102
8454
24500SH
DFND
1,2
2450000
NEWELL BRANDS INC
COMMON STOCK
651229106
2194
71015SH
DFND
1,2
7101500
NEXA RESOURCES SA
COMMON STOCK
L67359106
21472
1094965SH
DFND
1,2
109496500
NIELSEN HOLDINGS PLC
COMMON STOCK
G6518L108
3389
93100SH
DFND
1,2
9310000
NII HOLDINGS INC
COMMON STOCK
62913F508
193
454029SH
DFND
1,2
45402900
NIKE INC CL B
COMMON STOCK
654106103
9289
148500SH
DFND
1,2
14850000
NOAH HOLDINGS LTD CL A ADR
COMMON STOCK
65487X102
2795
60400SH
DFND
1,2
6040000
NORWEGIAN CRUISE LINE HOLDINGS LTD
COMMON STOCK
G66721104
8286
155600SH
DFND
1,2
15560000
NUCOR CORP
COMMON STOCK
670346105
543
8540SH
DFND
1,2
854000
OCCIDENTAL PETROLEUM CORP
COMMON STOCK
674599105
7583
102950SH
DFND
1,2
10295000
ON SEMICONDUCTOR CORP
COMMON STOCK
682189105
10382
495810SH
DFND
1,2
49581000
PEPSICO INC
COMMON STOCK
713448108
1631
13600SH
DFND
1,2
1360000
PETROLEO BRASILEIRO ON ADR (PETROBRAS)
COMMON STOCK
71654V408
29117
2829684SH
DFND
1,2
282968400
PETROLEO BRASILEIRO PN ADR (PETROBRAS)
COMMON STOCK
71654V101
23598
2400600SH
DFND
1,2
240060000
PFIZER INC
COMMON STOCK
717081103
1554
42900SH
DFND
1,2
4290000
PGANDE CORP
COMMON STOCK
69331C108
1632
36400SH
DFND
1,2
3640000
PHILIP MORRIS INTERNATIONAL
COMMON STOCK
718172109
6805
64408SH
DFND
1,2
6440800
POTASH CORP OF SASKATCHEWAN INC
COMMON STOCK
73755L107
19052
928700SH
DFND
1,2
92870000
PRAXAIR INC
COMMON STOCK
74005P104
2181
14100SH
DFND
1,2
1410000
PRICELINE GROUP INC (THE)
COMMON STOCK
741503403
4904
2822SH
DFND
1,2
282200
PROCTER AND GAMBLE CO
COMMON STOCK
742718109
1865
20300SH
DFND
1,2
2030000
QUALCOMM INC
COMMON STOCK
747525103
12103
189050SH
DFND
1,2
18905000
ROYAL CARIBBEAN CRUISES LTD
COMMON STOCK
V7780T103
10425
87400SH
DFND
1,2
8740000
ROYAL DUTCH SHELL PLC B ADR
COMMON STOCK
780259107
3587
52520SH
DFND
1,2
5252000
RYANAIR HOLDINGS PLC ADR
COMMON STOCK
783513203
8653
83050SH
DFND
1,2
8305000
SCHLUMBERGER LTD
COMMON STOCK
806857108
10844
160910SH
DFND
1,2
16091000
SEATTLE GENETICS INC
COMMON STOCK
812578102
8191
153100SH
DFND
1,2
15310000
SEMPRA ENERGY
COMMON STOCK
816851109
4435
41475SH
DFND
1,2
4147500
STARBUCKS CORP
COMMON STOCK
855244109
8526
148451SH
DFND
1,2
14845100
STATE STREET CORP
COMMON STOCK
857477103
3004
30776SH
DFND
1,2
3077600
SUNCOR ENERGY INC
COMMON STOCK
867224107
738
20100SH
DFND
1,2
2010000
TABLEAU SOFTWARE INC CL A
COMMON STOCK
87336U105
3709
53600SH
DFND
1,2
5360000
TAIWAN SEMICONDUCTOR MFG CO ADR
COMMON STOCK
874039100
11054
278800SH
DFND
1,2
27880000
TENARIS SA ADR
COMMON STOCK
88031M109
13576
426100SH
DFND
1,2
42610000
TEXAS INSTRUMENTS INC
COMMON STOCK
882508104
4241
40610SH
DFND
1,2
4061000
TRANSDIGM GROUP INC
COMMON STOCK
893641100
7621
27750SH
DFND
1,2
2775000
TRIMBLE INC
COMMON STOCK
896239100
4145
102000SH
DFND
1,2
10200000
UBS GROUP AG
COMMON STOCK
H42097107
1853
100632SH
DFND
1,2
10063200
ULTRAGENYX PHARMACEUTICAL INC
COMMON STOCK
90400D108
4956
106850SH
DFND
1,2
10685000
VALE SA ON ADR
COMMON STOCK
91912E105
30281
2475937SH
DFND
1,2
247593700
VERISIGN INC
COMMON STOCK
92343E102
835
7300SH
DFND
1,2
730000
VIACOM INC CL B
COMMON STOCK
92553P201
3648
118400SH
DFND
1,2
11840000
VISA INC CL A
COMMON STOCK
92826C839
12684
111240SH
DFND
1,2
11124000
WALT DISNEY COMPANY (THE)
COMMON STOCK
254687106
2720
25300SH
DFND
1,2
2530000
WEATHERFORD INTERNATIONAL PLC
COMMON STOCK
G48833100
700
167900SH
DFND
1,2
16790000
WEATHERFORD INTERNATIONAL PLC CV SR UNSEC 5.875 PERCENT 07-01-21
CORP CONV BOND
947075AH0
28094
25863000PRN
DFND
1,2
2586300000
WHIRLPOOL CORP
COMMON STOCK
963320106
1265
7500SH
DFND
1,2
750000
WYNN RESORTS LTD
COMMON STOCK
983134107
7957
47200SH
DFND
1,2
4720000
XILINX INC
COMMON STOCK
983919101
800
11860SH
DFND
1,2
1186000
YANDEX NV A
COMMON STOCK
N97284108
26418
806651SH
DFND
1,2
80665100
YUM CHINA HOLDINGS INC
COMMON STOCK
98850P109
1261
31500SH
DFND
1,2
3150000
YUM! BRANDS INC
COMMON STOCK
988498101
1697
20800SH
DFND
1,2
2080000