0000732812-17-000037.txt : 20170814
0000732812-17-000037.hdr.sgml : 20170814
20170814144930
ACCESSION NUMBER: 0000732812-17-000037
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170814
DATE AS OF CHANGE: 20170814
EFFECTIVENESS DATE: 20170814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL INTERNATIONAL SARL
CENTRAL INDEX KEY: 0001065349
IRS NUMBER: 000000000
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04461
FILM NUMBER: 171029456
BUSINESS ADDRESS:
STREET 1: 333 SOUTH HOPE STREET
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 2134869200
MAIL ADDRESS:
STREET 1: 333 SOUTH HOPE ST
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: CAPITAL INTERNATIONAL S A
DATE OF NAME CHANGE: 19980702
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001065349
XXXXXXXX
06-30-2017
06-30-2017
CAPITAL INTERNATIONAL SARL
333 SOUTH HOPE ST
55TH FL
LOS ANGELES
CA
90071
13F HOLDINGS REPORT
028-04461
N
Fabrice Remy
Vice President and Senior Counsel
213-486-9200
Fabrice Remy
Los Angeles
CA
08-14-2017
3
141
1158403
false
1
0000732812
028-00218
CAPITAL GROUP COMPANIES INC
2
0000949308
028-05044
CAPITAL GROUP INTERNATIONAL INC
3
0000017283
028-00157
CAPITAL RESEARCH & MANAGEMENT CO
INFORMATION TABLE
2
cisa.xml
ACCENTURE PLC CL A
COMMON STOCK
G1151C101
2061
16663SH
DFND
1,2
1666300
AES CORP (THE)
COMMON STOCK
00130H105
25394
2285700SH
DFND
1,2
228570000
AGIOS PHARMACEUTICALS INC
COMMON STOCK
00847X104
7928
154100SH
DFND
1,2
15410000
ALIBABA GROUP HOLDING LTD ADR
COMMON STOCK
01609W102
52650
373670SH
DFND
1,2
37367000
ALPHABET INC CL A
COMMON STOCK
02079K305
8140
8756SH
DFND
1,2
875600
ALPHABET INC CL C
COMMON STOCK
02079K107
13725
15103SH
DFND
1,2
1510300
ALTRIA GROUP INC
COMMON STOCK
02209S103
2414
32420SH
DFND
1,2
3242000
AMAZON.COM INC
COMMON STOCK
023135106
10643
10995SH
DFND
1,2
1099500
AMERICA MOVIL SAB DE CV L ADR
COMMON STOCK
02364W105
60542
3802900SH
DFND
1,2
380290000
AMERICAN TOWER CORP (REIT)
COMMON STOCK
03027X100
7157
54090SH
DFND
1,2
5409000
AMERICAN TOWER CORP CV PFD SER B DEP SHS (REP 1/10 5.5 PERCENT SER B) 02-15-18 (
CONV PREFRD STCK
03027X407
3770
31100SH
DFND
1,2
3110000
ANADARKO PETROLEUM CORP
COMMON STOCK
032511107
1551
34200SH
DFND
1,2
3420000
AON PLC CL A
COMMON STOCK
G0408V102
4215
31700SH
DFND
1,2
3170000
APPLE INC
COMMON STOCK
037833100
7156
49690SH
DFND
1,2
4969000
ASML HOLDING NV (USD)
COMMON STOCK
N07059210
3768
28913SH
DFND
1,2
2891300
ASTRAZENECA PLC ADR
COMMON STOCK
046353108
3339
97950SH
DFND
1,2
9795000
BANK OF NEW YORK MELLON CORP
COMMON STOCK
064058100
2163
42400SH
DFND
1,2
4240000
BARRICK GOLD CORP (USD)
COMMON STOCK
067901108
16075
1010400SH
DFND
1,2
101040000
BBANDT CORPORATION
COMMON STOCK
054937107
1017
22400SH
DFND
1,2
2240000
BROADCOM LTD
COMMON STOCK
Y09827109
8635
37054SH
DFND
1,2
3705400
CANADIAN NATIONAL RAILWAY CO (USD)
COMMON STOCK
136375102
5390
66500SH
DFND
1,2
6650000
CANADIAN NATURAL RESOURCES LTD
COMMON STOCK
136385101
1668
57900SH
DFND
1,2
5790000
CATERPILLAR INC
COMMON STOCK
149123101
763
7100SH
DFND
1,2
710000
CBS CORP CL B N/V
COMMON STOCK
124857202
7169
112400SH
DFND
1,2
11240000
CEMEX SAB DE CV CPO UNIT ADR (2 A SHRS PLUS 1 B SHR)
COMMON STOCK
151290889
18176
1929542SH
DFND
1,2
192954200
CERNER CORPORATION
COMMON STOCK
156782104
7052
106100SH
DFND
1,2
10610000
CH ROBINSON WORLDWIDE INC
COMMON STOCK
12541W209
4904
71400SH
DFND
1,2
7140000
CHEVRON CORP
COMMON STOCK
166764100
9578
91804SH
DFND
1,2
9180400
CHUBB LTD
COMMON STOCK
H1467J104
3204
22040SH
DFND
1,2
2204000
CME GROUP INC CL A
COMMON STOCK
12572Q105
22592
180390SH
DFND
1,2
18039000
CMS ENERGY CORP
COMMON STOCK
125896100
1462
31600SH
DFND
1,2
3160000
COBALT INTERNATIONAL ENERGY INC
COMMON STOCK
19075F304
440
178332SH
DFND
1,2
17833200
COBALT INTL ENERGY INC CV SR UNSEC 2.625 PERCENT 12-01-19
CORP CONV BOND
19075FAA4
1821
6745000PRN
DFND
1,2
674500000
COBALT INTL ENERGY INC CV SR UNSEC 3.125 PERCENT 05-15-24
CORP CONV BOND
19075FAB2
6032
28722000PRN
DFND
1,2
2872200000
COCA-COLA CO
COMMON STOCK
191216100
10542
235050SH
DFND
1,2
23505000
COMCAST CORP CL A
COMMON STOCK
20030N101
6706
172300SH
DFND
1,2
17230000
CORE LABORATORIES
COMMON STOCK
N22717107
7408
73150SH
DFND
1,2
7315000
CREDICORP LTD
COMMON STOCK
G2519Y108
14387
80200SH
DFND
1,2
8020000
CROWN CASTLE INTL CORP (REIT)
COMMON STOCK
22822V101
4298
42900SH
DFND
1,2
4290000
CTRIP.COM INTL ADR
COMMON STOCK
22943F100
22923
425600SH
DFND
1,2
42560000
DANAHER CORP
COMMON STOCK
235851102
13034
154450SH
DFND
1,2
15445000
DEERE AND CO
COMMON STOCK
244199105
4029
32600SH
DFND
1,2
3260000
DIGITAL REALTY TRUST INC (REIT)
COMMON STOCK
253868103
1333
11800SH
DFND
1,2
1180000
DOW CHEMICAL CO
COMMON STOCK
260543103
296
4700SH
DFND
1,2
470000
DUKE ENERGY CORP
COMMON STOCK
26441C204
385
4600SH
DFND
1,2
460000
EATON CORP PLC
COMMON STOCK
G29183103
13018
167266SH
DFND
1,2
16726600
ELI LILLY AND CO
COMMON STOCK
532457108
3248
39470SH
DFND
1,2
3947000
ENBRIDGE INC
COMMON STOCK
29250N105
21125
531070SH
DFND
1,2
53107000
ENEL AMERICAS SA ADR
COMMON STOCK
29274F104
16400
1739164SH
DFND
1,2
173916400
ENEL CHILE SA ADR
COMMON STOCK
29278D105
1278
232400SH
DFND
1,2
23240000
ENSCO PLC CL A
COMMON STOCK
G3157S106
26217
5080750SH
DFND
1,2
508075000
EOG RESOURCES INC
COMMON STOCK
26875P101
3829
42300SH
DFND
1,2
4230000
EXXON MOBIL CORP
COMMON STOCK
30231G102
8678
107500SH
DFND
1,2
10750000
GANNETT CO INC
COMMON STOCK
36473H104
847
97100SH
DFND
1,2
9710000
GENERAL ELECTRIC CO
COMMON STOCK
369604103
254
9400SH
DFND
1,2
940000
GILEAD SCIENCES INC
COMMON STOCK
375558103
2508
35440SH
DFND
1,2
3544000
GLOBAL PAYMENTS INC
COMMON STOCK
37940X102
11427
126515SH
DFND
1,2
12651500
GOLAR LNG LTD (USD)
COMMON STOCK
G9456A100
5527
248400SH
DFND
1,2
24840000
GOLDMAN SACHS GROUP INC
COMMON STOCK
38141G104
5678
25590SH
DFND
1,2
2559000
GRANA Y MONTERO SAA ADR
COMMON STOCK
38500P208
368
112941SH
DFND
1,2
11294100
HALLIBURTON CO
COMMON STOCK
406216101
2382
55762SH
DFND
1,2
5576200
HELMERICH AND PAYNE
COMMON STOCK
423452101
1054
19400SH
DFND
1,2
1940000
HEXCEL CORPORATION
COMMON STOCK
428291108
8404
159200SH
DFND
1,2
15920000
HP INC
COMMON STOCK
40434L105
1486
85000SH
DFND
1,2
8500000
ICICI BANK LTD ADR
COMMON STOCK
45104G104
12601
1404810SH
DFND
1,2
140481000
IDEX CORP
COMMON STOCK
45167R104
2663
23562SH
DFND
1,2
2356200
INCYTE CORP
COMMON STOCK
45337C102
25551
202931SH
DFND
1,2
20293100
INTERCONTINENTAL EXCHANGE INC
COMMON STOCK
45866F104
7765
117800SH
DFND
1,2
11780000
INTERNATIONAL BUSINESS MACHINES CORP
COMMON STOCK
459200101
461
3000SH
DFND
1,2
300000
INVESCO LTD
COMMON STOCK
G491BT108
552
15700SH
DFND
1,2
1570000
IRON MOUNTAIN INC (REIT)
COMMON STOCK
46284V101
916
26671SH
DFND
1,2
2667100
ITAU UNIBANCO HOLDING SA PN ADR
COMMON STOCK
465562106
2115
191360SH
DFND
1,2
19136000
JD.COM INC A ADR
COMMON STOCK
47215P106
12619
321750SH
DFND
1,2
32175000
JOHNSON AND JOHNSON
COMMON STOCK
478160104
6436
48650SH
DFND
1,2
4865000
JPMORGAN CHASE AND CO
COMMON STOCK
46625H100
10736
117457SH
DFND
1,2
11745700
KITE PHARMA INC
COMMON STOCK
49803L109
1866
18000SH
DFND
1,2
1800000
LAMAR ADVERTISING CO CL A (REIT)
COMMON STOCK
512816109
397
5400SH
DFND
1,2
540000
LAS VEGAS SANDS CORP
COMMON STOCK
517834107
5772
90350SH
DFND
1,2
9035000
LIBERTY GLOBAL PLC CL A
COMMON STOCK
G5480U104
2586
80509SH
DFND
1,2
8050900
LIBERTY GLOBAL PLC CL C (NON-VOTING)
COMMON STOCK
G5480U120
231
7423SH
DFND
1,2
742300
MARSH AND MCLENNAN COMPANIES INC
COMMON STOCK
571748102
5559
71300SH
DFND
1,2
7130000
MEDTRONIC PLC
COMMON STOCK
G5960L103
3878
43700SH
DFND
1,2
4370000
MERCADOLIBRE INC
COMMON STOCK
58733R102
32803
130750SH
DFND
1,2
13075000
MICROSOFT CORP
COMMON STOCK
594918104
27480
398660SH
DFND
1,2
39866000
MONDELEZ INTERNATIONAL INC
COMMON STOCK
609207105
3995
92500SH
DFND
1,2
9250000
MONSANTO CO
COMMON STOCK
61166W101
5989
50600SH
DFND
1,2
5060000
MOODYS CORP
COMMON STOCK
615369105
4715
38750SH
DFND
1,2
3875000
NETEASE INC ADR
COMMON STOCK
64110W102
241
800SH
DFND
1,2
80000
NEW ORIENTAL EDU AND TECH GRP INC ADR
COMMON STOCK
647581107
10454
148300SH
DFND
1,2
14830000
NEWELL BRANDS INC
COMMON STOCK
651229106
4339
80915SH
DFND
1,2
8091500
NIELSEN HOLDINGS PLC
COMMON STOCK
G6518L108
4330
112000SH
DFND
1,2
11200000
NII HOLDINGS INC
COMMON STOCK
62913F508
365
454029SH
DFND
1,2
45402900
NIKE INC CL B
COMMON STOCK
654106103
4761
80700SH
DFND
1,2
8070000
NOBLE ENERGY INC
COMMON STOCK
655044105
3328
117593SH
DFND
1,2
11759300
NORWEGIAN CRUISE LINE HOLDINGS LTD
COMMON STOCK
G66721104
2915
53700SH
DFND
1,2
5370000
NUCOR CORP
COMMON STOCK
670346105
324
5600SH
DFND
1,2
560000
OCCIDENTAL PETROLEUM CORP
COMMON STOCK
674599105
6146
102650SH
DFND
1,2
10265000
ON SEMICONDUCTOR CORP
COMMON STOCK
682189105
7125
507510SH
DFND
1,2
50751000
PAYCHEX INC
COMMON STOCK
704326107
780
13700SH
DFND
1,2
1370000
PEPSICO INC
COMMON STOCK
713448108
1848
16000SH
DFND
1,2
1600000
PETROLEO BRASILEIRO ON ADR (PETROBRAS)
COMMON STOCK
71654V408
27907
3492784SH
DFND
1,2
349278400
PETROLEO BRASILEIRO PN ADR (PETROBRAS)
COMMON STOCK
71654V101
21070
2824400SH
DFND
1,2
282440000
PFIZER INC
COMMON STOCK
717081103
3043
90600SH
DFND
1,2
9060000
PGANDE CORP
COMMON STOCK
69331C108
551
8300SH
DFND
1,2
830000
PHILIP MORRIS INTERNATIONAL
COMMON STOCK
718172109
24537
208916SH
DFND
1,2
20891600
PRAXAIR INC
COMMON STOCK
74005P104
1869
14100SH
DFND
1,2
1410000
PRICELINE GROUP INC (THE)
COMMON STOCK
741503403
16653
8903SH
DFND
1,2
890300
PROCTER AND GAMBLE CO
COMMON STOCK
742718109
1647
18900SH
DFND
1,2
1890000
QUALCOMM INC
COMMON STOCK
747525103
2198
39800SH
DFND
1,2
3980000
ROYAL CARIBBEAN CRUISES LTD
COMMON STOCK
V7780T103
12693
116200SH
DFND
1,2
11620000
ROYAL DUTCH SHELL PLC A ADR
COMMON STOCK
780259206
10
179SH
DFND
1,2
17900
ROYAL DUTCH SHELL PLC B ADR
COMMON STOCK
780259107
1764
32400SH
DFND
1,2
3240000
RYANAIR HOLDINGS PLC ADR
COMMON STOCK
783513203
11592
107720SH
DFND
1,2
10772000
SCHLUMBERGER LTD
COMMON STOCK
806857108
12487
189650SH
DFND
1,2
18965000
SEADRILL LTD
COMMON STOCK
G7945E105
107
292744SH
DFND
1,2
29274400
SEATTLE GENETICS INC
COMMON STOCK
812578102
4941
95500SH
DFND
1,2
9550000
SEMPRA ENERGY
COMMON STOCK
816851109
4845
42975SH
DFND
1,2
4297500
STARBUCKS CORP
COMMON STOCK
855244109
9233
158351SH
DFND
1,2
15835100
STATE STREET CORP
COMMON STOCK
857477103
485
5405SH
DFND
1,2
540500
SUNCOR ENERGY INC
COMMON STOCK
867224107
403
13800SH
DFND
1,2
1380000
TAIWAN SEMICONDUCTOR MFG CO ADR
COMMON STOCK
874039100
21336
610300SH
DFND
1,2
61030000
TENARIS SA ADR
COMMON STOCK
88031M109
14521
466300SH
DFND
1,2
46630000
TEXAS INSTRUMENTS INC
COMMON STOCK
882508104
2901
37710SH
DFND
1,2
3771000
TRANSDIGM GROUP INC
COMMON STOCK
893641100
8080
30050SH
DFND
1,2
3005000
TRIMBLE INC
COMMON STOCK
896239100
9260
259600SH
DFND
1,2
25960000
UBS GROUP AG
COMMON STOCK
H42097107
6053
356943SH
DFND
1,2
35694300
ULTRAGENYX PHARMACEUTICAL INC
COMMON STOCK
90400D108
7722
124320SH
DFND
1,2
12432000
VALE SA PNA ADR
COMMON STOCK
91912E204
31269
3836729SH
DFND
1,2
383672900
VERISIGN INC
COMMON STOCK
92343E102
930
10000SH
DFND
1,2
1000000
VERIZON COMMUNICATIONS INC
COMMON STOCK
92343V104
3098
69379SH
DFND
1,2
6937900
VISA INC CL A
COMMON STOCK
92826C839
22592
240900SH
DFND
1,2
24090000
WALT DISNEY COMPANY (THE)
COMMON STOCK
254687106
5653
53200SH
DFND
1,2
5320000
WEATHERFORD INTERNATIONAL PLC
COMMON STOCK
G48833100
650
167900SH
DFND
1,2
16790000
WEATHERFORD INTERNATIONAL PLC CV SR UNSEC 5.875 PERCENT 07-01-21
CORP CONV BOND
947075AH0
25291
24933000PRN
DFND
1,2
2493300000
WELLS FARGO AND CO
COMMON STOCK
949746101
6355
114687SH
DFND
1,2
11468700
WHIRLPOOL CORP
COMMON STOCK
963320106
1590
8300SH
DFND
1,2
830000
WYNN RESORTS LTD
COMMON STOCK
983134107
6773
50500SH
DFND
1,2
5050000
XILINX INC
COMMON STOCK
983919101
1987
30900SH
DFND
1,2
3090000
YANDEX NV A
COMMON STOCK
N97284108
37297
1421391SH
DFND
1,2
142139100
YUM CHINA HOLDINGS INC
COMMON STOCK
98850P109
9171
232600SH
DFND
1,2
23260000
YUM! BRANDS INC
COMMON STOCK
988498101
1534
20800SH
DFND
1,2
2080000