0000732812-17-000022.txt : 20170515
0000732812-17-000022.hdr.sgml : 20170515
20170515160953
ACCESSION NUMBER: 0000732812-17-000022
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170515
DATE AS OF CHANGE: 20170515
EFFECTIVENESS DATE: 20170515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL INTERNATIONAL SARL
CENTRAL INDEX KEY: 0001065349
IRS NUMBER: 000000000
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04461
FILM NUMBER: 17844277
BUSINESS ADDRESS:
STREET 1: 333 SOUTH HOPE STREET
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 2134869200
MAIL ADDRESS:
STREET 1: 333 SOUTH HOPE ST
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: CAPITAL INTERNATIONAL S A
DATE OF NAME CHANGE: 19980702
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001065349
XXXXXXXX
03-31-2017
03-31-2017
CAPITAL INTERNATIONAL SARL
333 SOUTH HOPE ST
55TH FL
LOS ANGELES
CA
90071
13F HOLDINGS REPORT
028-04461
N
Fabrice Remy
Vice President and Senior Counsel
213-486-9200
Fabrice Remy
Los Angeles
CA
05-15-2017
3
141
1160262
false
1
0000732812
028-00218
CAPITAL GROUP COMPANIES INC
2
0000949308
028-05044
CAPITAL GROUP INTERNATIONAL INC
3
0000017283
028-00157
CAPITAL RESEARCH & MANAGEMENT CO
INFORMATION TABLE
2
cisa.xml
ACCENTURE PLC CL A
COMMON STOCK
G1151C101
1950
16263SH
DFND
1,2
1626300
AES CORP (THE)
COMMON STOCK
00130H105
27590
2467800SH
DFND
1,2
246780000
AGIOS PHARMACEUTICALS INC
COMMON STOCK
00847X104
8941
153100SH
DFND
1,2
15310000
ALIBABA GROUP HOLDING LTD ADR
COMMON STOCK
01609W102
43619
404515SH
DFND
1,2
40451500
ALPHABET INC CL A
COMMON STOCK
02079K305
7423
8756SH
DFND
1,2
875600
ALPHABET INC CL C
COMMON STOCK
02079K107
15764
19003SH
DFND
1,2
1900300
ALTRIA GROUP INC
COMMON STOCK
02209S103
1737
24320SH
DFND
1,2
2432000
AMAZON.COM INC
COMMON STOCK
023135106
16964
19135SH
DFND
1,2
1913500
AMERICA MOVIL SAB DE CV L ADR
COMMON STOCK
02364W105
55442
3912600SH
DFND
1,2
391260000
AMERICAN TOWER CORP (REIT)
COMMON STOCK
03027X100
7559
62190SH
DFND
1,2
6219000
AMERICAN TOWER CORP CV PFD SER B DEP SHS (REP 1/10 5.5 PERCENT SER B) 02-15-18 (
CONV PREFRD STCK
03027X407
2994
26800SH
DFND
1,2
2680000
ANADARKO PETROLEUM CORP
COMMON STOCK
032511107
2120
34200SH
DFND
1,2
3420000
AON PLC CL A
COMMON STOCK
G0408V102
3739
31500SH
DFND
1,2
3150000
APPLE INC
COMMON STOCK
037833100
11822
82290SH
DFND
1,2
8229000
ASML HOLDING NV (USD)
COMMON STOCK
N07059210
3787
28513SH
DFND
1,2
2851300
ASTRAZENECA PLC ADR
COMMON STOCK
046353108
2842
91250SH
DFND
1,2
9125000
BANCO BRADESCO SA PN ADR
COMMON STOCK
059460303
10214
997481SH
DFND
1,2
99748100
BARRICK GOLD CORP (USD)
COMMON STOCK
067901108
15422
812100SH
DFND
1,2
81210000
BBANDT CORPORATION
COMMON STOCK
054937107
1001
22400SH
DFND
1,2
2240000
BROADCOM LTD
COMMON STOCK
Y09827109
8070
36854SH
DFND
1,2
3685400
CANADIAN NATIONAL RAILWAY CO (USD)
COMMON STOCK
136375102
4924
66600SH
DFND
1,2
6660000
CANADIAN NATURAL RESOURCES LTD
COMMON STOCK
136385101
1890
57900SH
DFND
1,2
5790000
CATERPILLAR INC
COMMON STOCK
149123101
594
6400SH
DFND
1,2
640000
CBS CORP CL B N/V
COMMON STOCK
124857202
7754
111800SH
DFND
1,2
11180000
CEMEX SAB DE CV CPO UNIT ADR (2 A SHRS PLUS 1 B SHR)
COMMON STOCK
151290889
17517
1931319SH
DFND
1,2
193131900
CENTURYLINK INC
COMMON STOCK
156700106
337
14300SH
DFND
1,2
1430000
CERNER CORPORATION
COMMON STOCK
156782104
6220
105700SH
DFND
1,2
10570000
CH ROBINSON WORLDWIDE INC
COMMON STOCK
12541W209
5488
71000SH
DFND
1,2
7100000
CHEVRON CORP
COMMON STOCK
166764100
8504
79204SH
DFND
1,2
7920400
CHUBB LTD
COMMON STOCK
H1467J104
2948
21640SH
DFND
1,2
2164000
CIT GROUP INC
COMMON STOCK
125581801
8904
207400SH
DFND
1,2
20740000
CME GROUP INC CL A
COMMON STOCK
12572Q105
22084
185890SH
DFND
1,2
18589000
CMS ENERGY CORP
COMMON STOCK
125896100
1056
23600SH
DFND
1,2
2360000
COBALT INTERNATIONAL ENERGY INC
COMMON STOCK
19075F106
1417
2657107SH
DFND
1,2
265710700
COBALT INTL ENERGY INC CV SR UNSEC 2.625 PERCENT 12-01-19
CORP CONV BOND
19075FAA4
2182
6714000PRN
DFND
1,2
671400000
COBALT INTL ENERGY INC CV SR UNSEC 3.125 PERCENT 05-15-24
CORP CONV BOND
19075FAB2
7392
28431000PRN
DFND
1,2
2843100000
COCA-COLA CO
COMMON STOCK
191216100
8919
210150SH
DFND
1,2
21015000
COMCAST CORP CL A
COMMON STOCK
20030N101
6432
171100SH
DFND
1,2
17110000
CORE LABORATORIES
COMMON STOCK
N22717107
7907
68450SH
DFND
1,2
6845000
CREDICORP LTD
COMMON STOCK
G2519Y108
13097
80200SH
DFND
1,2
8020000
CROWN CASTLE INTL CORP (REIT)
COMMON STOCK
22822V101
2975
31500SH
DFND
1,2
3150000
CTRIP.COM INTL ADR
COMMON STOCK
22943F100
3667
74600SH
DFND
1,2
7460000
DANAHER CORP
COMMON STOCK
235851102
13078
152900SH
DFND
1,2
15290000
DEERE AND CO
COMMON STOCK
244199105
2439
22406SH
DFND
1,2
2240600
DOW CHEMICAL CO
COMMON STOCK
260543103
299
4700SH
DFND
1,2
470000
DUKE ENERGY CORP
COMMON STOCK
26441C204
377
4600SH
DFND
1,2
460000
EATON CORP PLC
COMMON STOCK
G29183103
12381
166966SH
DFND
1,2
16696600
ELI LILLY AND CO
COMMON STOCK
532457108
2916
34670SH
DFND
1,2
3467000
ENBRIDGE INC
COMMON STOCK
29250N105
19853
475270SH
DFND
1,2
47527000
ENEL AMERICAS SA ADR
COMMON STOCK
29274F104
17858
1718764SH
DFND
1,2
171876400
ENEL CHILE SA ADR
COMMON STOCK
29278D105
6820
1239925SH
DFND
1,2
123992500
ENSCO PLC CL A
COMMON STOCK
G3157S106
4782
534350SH
DFND
1,2
53435000
EOG RESOURCES INC
COMMON STOCK
26875P101
5873
60200SH
DFND
1,2
6020000
EXXON MOBIL CORP
COMMON STOCK
30231G102
7348
89600SH
DFND
1,2
8960000
GANNETT CO INC
COMMON STOCK
36473H104
717
85600SH
DFND
1,2
8560000
GENERAL ELECTRIC CO
COMMON STOCK
369604103
221
7400SH
DFND
1,2
740000
GILEAD SCIENCES INC
COMMON STOCK
375558103
2407
35440SH
DFND
1,2
3544000
GOLAR LNG LTD (USD)
COMMON STOCK
G9456A100
6899
247000SH
DFND
1,2
24700000
GOLDMAN SACHS GROUP INC
COMMON STOCK
38141G104
5810
25290SH
DFND
1,2
2529000
GRANA Y MONTERO SAA ADR
COMMON STOCK
38500P208
571
182500SH
DFND
1,2
18250000
HALLIBURTON CO
COMMON STOCK
406216101
2695
54762SH
DFND
1,2
5476200
HELMERICH AND PAYNE
COMMON STOCK
423452101
1058
15900SH
DFND
1,2
1590000
HEXCEL CORPORATION
COMMON STOCK
428291108
8646
158500SH
DFND
1,2
15850000
HP INC
COMMON STOCK
40434L105
1248
69800SH
DFND
1,2
6980000
ICICI BANK LTD ADR
COMMON STOCK
45104G104
10937
1271800SH
DFND
1,2
127180000
IDEX CORP
COMMON STOCK
45167R104
2175
23262SH
DFND
1,2
2326200
INCYTE CORP
COMMON STOCK
45337C102
27112
202831SH
DFND
1,2
20283100
INTERCONTINENTAL EXCHANGE INC
COMMON STOCK
45866F104
7005
117000SH
DFND
1,2
11700000
INTERNATIONAL BUSINESS MACHINES CORP
COMMON STOCK
459200101
1445
8300SH
DFND
1,2
830000
INVESCO LTD
COMMON STOCK
G491BT108
358
11700SH
DFND
1,2
1170000
IRON MOUNTAIN INC (REIT)
COMMON STOCK
46284V101
666
18671SH
DFND
1,2
1867100
ITAU UNIBANCO HOLDING SA PN ADR
COMMON STOCK
465562106
11859
982560SH
DFND
1,2
98256000
JD.COM INC A ADR
COMMON STOCK
47215P106
25733
827150SH
DFND
1,2
82715000
JOHNSON AND JOHNSON
COMMON STOCK
478160104
5580
44800SH
DFND
1,2
4480000
JPMORGAN CHASE AND CO
COMMON STOCK
46625H100
4940
56237SH
DFND
1,2
5623700
KITE PHARMA INC
COMMON STOCK
49803L109
1413
18000SH
DFND
1,2
1800000
LAMAR ADVERTISING CO CL A (REIT)
COMMON STOCK
512816109
747
10000SH
DFND
1,2
1000000
LAS VEGAS SANDS CORP
COMMON STOCK
517834107
4072
71350SH
DFND
1,2
7135000
LIBERTY GLOBAL PLC CL A
COMMON STOCK
G5480U104
3907
108909SH
DFND
1,2
10890900
LIBERTY GLOBAL PLC CL C (NON-VOTING)
COMMON STOCK
G5480U120
260
7423SH
DFND
1,2
742300
LULULEMON ATHLETICA INC
COMMON STOCK
550021109
1323
25500SH
DFND
1,2
2550000
MARSH AND MCLENNAN COMPANIES INC
COMMON STOCK
571748102
5224
70700SH
DFND
1,2
7070000
MEDTRONIC PLC
COMMON STOCK
G5960L103
4278
53100SH
DFND
1,2
5310000
MERCADOLIBRE INC
COMMON STOCK
58733R102
38043
179900SH
DFND
1,2
17990000
MICROSOFT CORP
COMMON STOCK
594918104
26980
409660SH
DFND
1,2
40966000
MONDELEZ INTERNATIONAL INC
COMMON STOCK
609207105
3985
92500SH
DFND
1,2
9250000
MONSANTO CO
COMMON STOCK
61166W101
7415
65500SH
DFND
1,2
6550000
MOODYS CORP
COMMON STOCK
615369105
4689
41850SH
DFND
1,2
4185000
NEW ORIENTAL EDU AND TECH GRP INC ADR
COMMON STOCK
647581107
10542
174600SH
DFND
1,2
17460000
NEW YORK COMMUNITY BANCORP INC
COMMON STOCK
649445103
293
21000SH
DFND
1,2
2100000
NEWELL BRANDS INC
COMMON STOCK
651229106
2586
54815SH
DFND
1,2
5481500
NIELSEN HOLDINGS PLC
COMMON STOCK
G6518L108
4680
113300SH
DFND
1,2
11330000
NII HOLDINGS INC
COMMON STOCK
62913F508
590
454029SH
DFND
1,2
45402900
NIKE INC CL B
COMMON STOCK
654106103
4470
80200SH
DFND
1,2
8020000
NOBLE ENERGY INC
COMMON STOCK
655044105
4000
116493SH
DFND
1,2
11649300
NORWEGIAN CRUISE LINE HOLDINGS LTD
COMMON STOCK
G66721104
2699
53200SH
DFND
1,2
5320000
NUCOR CORP
COMMON STOCK
670346105
185
3100SH
DFND
1,2
310000
OCCIDENTAL PETROLEUM CORP
COMMON STOCK
674599105
6060
95650SH
DFND
1,2
9565000
ON SEMICONDUCTOR CORP
COMMON STOCK
682189105
7835
505810SH
DFND
1,2
50581000
PAYCHEX INC
COMMON STOCK
704326107
660
11200SH
DFND
1,2
1120000
PEPSICO INC
COMMON STOCK
713448108
1790
16000SH
DFND
1,2
1600000
PETROLEO BRASILEIRO ON ADR (PETROBRAS)
COMMON STOCK
71654V408
42913
4428557SH
DFND
1,2
442855700
PETROLEO BRASILEIRO PN ADR (PETROBRAS)
COMMON STOCK
71654V101
24798
2689600SH
DFND
1,2
268960000
PFIZER INC
COMMON STOCK
717081103
2634
77000SH
DFND
1,2
7700000
PGANDE CORP
COMMON STOCK
69331C108
484
7300SH
DFND
1,2
730000
PHILIP MORRIS INTERNATIONAL
COMMON STOCK
718172109
22254
197116SH
DFND
1,2
19711600
PRAXAIR INC
COMMON STOCK
74005P104
1672
14100SH
DFND
1,2
1410000
PRICELINE GROUP INC (THE)
COMMON STOCK
741503403
15776
8863SH
DFND
1,2
886300
PROCTER AND GAMBLE CO
COMMON STOCK
742718109
1330
14800SH
DFND
1,2
1480000
ROYAL CARIBBEAN CRUISES LTD
COMMON STOCK
V7780T103
14756
150400SH
DFND
1,2
15040000
ROYAL DUTCH SHELL PLC A ADR
COMMON STOCK
780259206
9
176SH
DFND
1,2
17600
ROYAL DUTCH SHELL PLC B ADR
COMMON STOCK
780259107
1452
26000SH
DFND
1,2
2600000
RYANAIR HOLDINGS PLC ADR
COMMON STOCK
783513203
8939
107720SH
DFND
1,2
10772000
SCHLUMBERGER LTD
COMMON STOCK
806857108
15565
199300SH
DFND
1,2
19930000
SEADRILL LTD (USD)
COMMON STOCK
G7945E105
1090
685437SH
DFND
1,2
68543700
SEATTLE GENETICS INC
COMMON STOCK
812578102
2615
41600SH
DFND
1,2
4160000
SEMPRA ENERGY
COMMON STOCK
816851109
4716
42675SH
DFND
1,2
4267500
STARBUCKS CORP
COMMON STOCK
855244109
11237
192451SH
DFND
1,2
19245100
TAIWAN SEMICONDUCTOR MFG CO ADR
COMMON STOCK
874039100
19602
596900SH
DFND
1,2
59690000
TENARIS SA ADR
COMMON STOCK
88031M109
17220
504400SH
DFND
1,2
50440000
TEXAS INSTRUMENTS INC
COMMON STOCK
882508104
3014
37410SH
DFND
1,2
3741000
TRANSDIGM GROUP INC
COMMON STOCK
893641100
5869
26660SH
DFND
1,2
2666000
TRIMBLE INC
COMMON STOCK
896239100
7900
246800SH
DFND
1,2
24680000
UBS GROUP AG
COMMON STOCK
H42097107
6752
421590SH
DFND
1,2
42159000
ULTRAGENYX PHARMACEUTICAL INC
COMMON STOCK
90400D108
7283
107450SH
DFND
1,2
10745000
UMPQUA HOLDINGS CORP
COMMON STOCK
904214103
417
23500SH
DFND
1,2
2350000
UNION PACIFIC CORP
COMMON STOCK
907818108
4166
39330SH
DFND
1,2
3933000
VALE SA PNA ADR
COMMON STOCK
91912E204
33936
3779027SH
DFND
1,2
377902700
VERISIGN INC
COMMON STOCK
92343E102
871
10000SH
DFND
1,2
1000000
VERIZON COMMUNICATIONS INC
COMMON STOCK
92343V104
4733
97079SH
DFND
1,2
9707900
VISA INC CL A
COMMON STOCK
92826C839
21373
240500SH
DFND
1,2
24050000
WALT DISNEY COMPANY (THE)
COMMON STOCK
254687106
6032
53200SH
DFND
1,2
5320000
WEATHERFORD INTERNATIONAL PLC
COMMON STOCK
G48833100
2048
307900SH
DFND
1,2
30790000
WEATHERFORD INTERNATIONAL PLC CV SR UNSEC 5.875 PERCENT 07-01-21
CORP CONV BOND
947075AH0
29065
22586000PRN
DFND
1,2
2258600000
WELLS FARGO AND CO
COMMON STOCK
949746101
6306
113287SH
DFND
1,2
11328700
WHIRLPOOL CORP
COMMON STOCK
963320106
1422
8300SH
DFND
1,2
830000
WYNN RESORTS LTD
COMMON STOCK
983134107
5765
50300SH
DFND
1,2
5030000
XILINX INC
COMMON STOCK
983919101
3653
63100SH
DFND
1,2
6310000
YANDEX NV A
COMMON STOCK
N97284108
30899
1408991SH
DFND
1,2
140899100
YUM CHINA HOLDINGS INC
COMMON STOCK
98850P109
6327
232600SH
DFND
1,2
23260000
YUM! BRANDS INC
COMMON STOCK
988498101
1329
20800SH
DFND
1,2
2080000