0000732812-17-000013.txt : 20170215 0000732812-17-000013.hdr.sgml : 20170215 20170215074444 ACCESSION NUMBER: 0000732812-17-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170215 DATE AS OF CHANGE: 20170215 EFFECTIVENESS DATE: 20170215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL INTERNATIONAL SARL CENTRAL INDEX KEY: 0001065349 IRS NUMBER: 000000000 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04461 FILM NUMBER: 17612926 BUSINESS ADDRESS: STREET 1: 333 SOUTH HOPE STREET STREET 2: 55TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 2134869200 MAIL ADDRESS: STREET 1: 333 SOUTH HOPE ST STREET 2: 55TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: CAPITAL INTERNATIONAL S A DATE OF NAME CHANGE: 19980702 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001065349 XXXXXXXX 12-31-2016 12-31-2016 CAPITAL INTERNATIONAL SARL

333 SOUTH HOPE ST 55TH FL LOS ANGELES CA 90071

13F HOLDINGS REPORT 028-04461 N Fabrice Remy 213-486-9200 Fabrice Remy Los Angeles CA 02-15-2017 3 148 1090584 false 1 0000732812 028-00218 CAPITAL GROUP COMPANIES INC 2 0000949308 028-05044 CAPITAL GROUP INTERNATIONAL INC 3 0000017283 028-00157 CAPITAL RESEARCH & MANAGEMENT CO INFORMATION TABLE 2 cisa.xml ACCENTURE PLC CL A COMMON STOCK G1151C101 2034 17363SH DFND 1,2 1736300 AES CORP (THE) COMMON STOCK 00130H105 29645 2551200SH DFND 1,2 255120000 AGIOS PHARMACEUTICALS INC COMMON STOCK 00847X104 6781 162500SH DFND 1,2 16250000 ALIBABA GROUP HOLDING LTD ADR COMMON STOCK 01609W102 34317 390815SH DFND 1,2 39081500 ALPHABET INC CL A COMMON STOCK 02079K305 6630 8366SH DFND 1,2 836600 ALPHABET INC CL C COMMON STOCK 02079K107 15652 20279SH DFND 1,2 2027900 ALTRIA GROUP INC COMMON STOCK 02209S103 1645 24320SH DFND 1,2 2432000 AMAZON.COM INC COMMON STOCK 023135106 14011 18685SH DFND 1,2 1868500 AMERICA MOVIL SAB DE CV L ADR COMMON STOCK 02364W105 41173 3275500SH DFND 1,2 327550000 AMERICAN TOWER CORP (REIT) COMMON STOCK 03027X100 8051 76180SH DFND 1,2 7618000 AMERICAN TOWER CORP CV PFD SER B DEP SHS (REP 1/10 5.5 PERCENT SER B) 02-15-18 (REIT) CONV PREFRD STCK 03027X407 2466 23600SH DFND 1,2 2360000 ANADARKO PETROLEUM CORP COMMON STOCK 032511107 2545 36500SH DFND 1,2 3650000 AON PLC CL A COMMON STOCK G0408V102 3703 33200SH DFND 1,2 3320000 APPLE INC COMMON STOCK 037833100 9784 84480SH DFND 1,2 8448000 ASML HOLDING NV (USD) COMMON STOCK N07059210 3369 30028SH DFND 1,2 3002800 ASTRAZENECA PLC ADR COMMON STOCK 046353108 1794 65650SH DFND 1,2 6565000 BANCO BRADESCO SA PN ADR COMMON STOCK 059460303 10155 1165881SH DFND 1,2 116588100 BARRICK GOLD CORP (USD) COMMON STOCK 067901108 7643 478300SH DFND 1,2 47830000 BB&T CORPORATION COMMON STOCK 054937107 1053 22400SH DFND 1,2 2240000 BROADCOM LTD COMMON STOCK Y09827109 7321 41417SH DFND 1,2 4141700 CANADIAN NATIONAL RAILWAY CO (USD) COMMON STOCK 136375102 6337 94020SH DFND 1,2 9402000 CANADIAN NATURAL RESOURCES LTD COMMON STOCK 136385101 1978 62000SH DFND 1,2 6200000 CATERPILLAR INC COMMON STOCK 149123101 454 4900SH DFND 1,2 490000 CBS CORP CL B N/V COMMON STOCK 124857202 7533 118400SH DFND 1,2 11840000 CEMEX SAB DE CV CPO UNIT ADR (2 A SHRS PLUS 1 B SHR) COMMON STOCK 151290889 25874 3222193SH DFND 1,2 322219300 CENTURYLINK INC COMMON STOCK 156700106 340 14300SH DFND 1,2 1430000 CERNER CORPORATION COMMON STOCK 156782104 5888 124300SH DFND 1,2 12430000 CH ROBINSON WORLDWIDE INC COMMON STOCK 12541W209 5538 75600SH DFND 1,2 7560000 CHEVRON CORP COMMON STOCK 166764100 9105 77354SH DFND 1,2 7735400 CHUBB LTD COMMON STOCK H1467J104 3308 25040SH DFND 1,2 2504000 CIT GROUP INC COMMON STOCK 125581801 10026 234900SH DFND 1,2 23490000 CME GROUP INC CL A COMMON STOCK 12572Q105 22884 198390SH DFND 1,2 19839000 CMS ENERGY CORP COMMON STOCK 125896100 828 19900SH DFND 1,2 1990000 COBALT INTERNATIONAL ENERGY INC COMMON STOCK 19075F106 3242 2657107SH DFND 1,2 265710700 COBALT INTL ENERGY INC CV SR UNSEC 2.625 PERCENT 12-01-19 CORP CONV BOND 19075FAA4 2669 6714000PRN DFND 1,2 671400000 COBALT INTL ENERGY INC CV SR UNSEC 3.125 PERCENT 05-15-24 CORP CONV BOND 19075FAB2 8245 28431000PRN DFND 1,2 2843100000 COCA-COLA CO COMMON STOCK 191216100 8178 197250SH DFND 1,2 19725000 COMCAST CORP CL A COMMON STOCK 20030N101 6280 90950SH DFND 1,2 9095000 CONOCOPHILLIPS COMMON STOCK 20825C104 1733 34565SH DFND 1,2 3456500 CORE LABORATORIES COMMON STOCK N22717107 12772 106400SH DFND 1,2 10640000 CREDICORP LTD COMMON STOCK G2519Y108 12660 80200SH DFND 1,2 8020000 CROWN CASTLE INTL CORP (REIT) COMMON STOCK 22822V101 2473 28500SH DFND 1,2 2850000 CTRIP.COM INTL ADR COMMON STOCK 22943F100 3068 76700SH DFND 1,2 7670000 DANAHER CORP COMMON STOCK 235851102 12637 162350SH DFND 1,2 16235000 DAVITA INC COMMON STOCK 23918K108 2538 39540SH DFND 1,2 3954000 DOW CHEMICAL CO COMMON STOCK 260543103 212 3700SH DFND 1,2 370000 DUKE ENERGY CORP COMMON STOCK 26441C204 357 4600SH DFND 1,2 460000 EATON CORP PLC COMMON STOCK G29183103 12537 186866SH DFND 1,2 18686600 ELI LILLY AND CO COMMON STOCK 532457108 3641 49500SH DFND 1,2 4950000 ENBRIDGE INC COMMON STOCK 29250N105 18493 438970SH DFND 1,2 43897000 ENEL AMERICAS SA ADR COMMON STOCK 29274F104 10132 1234125SH DFND 1,2 123412500 ENEL CHILE SA ADR COMMON STOCK 29278D105 5642 1239925SH DFND 1,2 123992500 ENSCO PLC CL A COMMON STOCK G3157S106 5194 534350SH DFND 1,2 53435000 EOG RESOURCES INC COMMON STOCK 26875P101 8533 84400SH DFND 1,2 8440000 EXXON MOBIL CORP COMMON STOCK 30231G102 8683 96200SH DFND 1,2 9620000 GANNETT CO INC COMMON STOCK 36473H104 696 71700SH DFND 1,2 7170000 GENERAL ELECTRIC CO COMMON STOCK 369604103 841 26600SH DFND 1,2 2660000 GILEAD SCIENCES INC COMMON STOCK 375558103 2724 38040SH DFND 1,2 3804000 GOLAR LNG LTD (USD) COMMON STOCK G9456A100 6042 263400SH DFND 1,2 26340000 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 6774 28290SH DFND 1,2 2829000 GRANA Y MONTERO SAA ADR COMMON STOCK 38500P208 1305 182500SH DFND 1,2 18250000 HALLIBURTON CO COMMON STOCK 406216101 3143 58105SH DFND 1,2 5810500 HELMERICH & PAYNE COMMON STOCK 423452101 1022 13200SH DFND 1,2 1320000 HEXCEL CORPORATION COMMON STOCK 428291108 7299 141900SH DFND 1,2 14190000 HP INC COMMON STOCK 40434L105 988 66600SH DFND 1,2 6660000 ICICI BANK LTD ADR COMMON STOCK 45104G104 3357 448200SH DFND 1,2 44820000 IDEX CORP COMMON STOCK 45167R104 2437 27062SH DFND 1,2 2706200 ILLUMINA INC COMMON STOCK 452327109 3645 28465SH DFND 1,2 2846500 INCYTE CORP COMMON STOCK 45337C102 21601 215431SH DFND 1,2 21543100 INTERCONTINENTAL EXCHANGE INC COMMON STOCK 45866F104 4959 87900SH DFND 1,2 8790000 INTERNATIONAL BUSINESS MACHINES CORP COMMON STOCK 459200101 1245 7500SH DFND 1,2 750000 INVESCO LTD COMMON STOCK G491BT108 112 3700SH DFND 1,2 370000 IRON MOUNTAIN INC (REIT) COMMON STOCK 46284V101 606 18671SH DFND 1,2 1867100 ITAU UNIBANCO HOLDING SA PN ADR COMMON STOCK 465562106 10925 1062760SH DFND 1,2 106276000 JD.COM INC A ADR COMMON STOCK 47215P106 22620 889150SH DFND 1,2 88915000 JOHNSON & JOHNSON COMMON STOCK 478160104 4931 42800SH DFND 1,2 4280000 JPMORGAN CHASE & CO COMMON STOCK 46625H100 4678 54207SH DFND 1,2 5420700 KITE PHARMA INC COMMON STOCK 49803L109 856 19100SH DFND 1,2 1910000 LAMAR ADVERTISING CO CL A (REIT) COMMON STOCK 512816109 773 11500SH DFND 1,2 1150000 LAS VEGAS SANDS CORP COMMON STOCK 517834107 3132 58650SH DFND 1,2 5865000 LIBERTY GLOBAL PLC CL A COMMON STOCK G5480U104 3555 116209SH DFND 1,2 11620900 LIBERTY GLOBAL PLC CL C (NON-VOTING) COMMON STOCK G5480U120 220 7423SH DFND 1,2 742300 LULULEMON ATHLETICA INC COMMON STOCK 550021109 4003 61600SH DFND 1,2 6160000 MARSH & MCLENNAN COMPANIES INC COMMON STOCK 571748102 5664 83800SH DFND 1,2 8380000 MEDTRONIC PLC COMMON STOCK G5960L103 4837 67900SH DFND 1,2 6790000 MERCADOLIBRE INC COMMON STOCK 58733R102 25060 160500SH DFND 1,2 16050000 MICROSOFT CORP COMMON STOCK 594918104 28178 453460SH DFND 1,2 45346000 MONDELEZ INTERNATIONAL INC COMMON STOCK 609207105 4606 103900SH DFND 1,2 10390000 MONSANTO CO COMMON STOCK 61166W101 7659 72800SH DFND 1,2 7280000 MOODYS CORP COMMON STOCK 615369105 4549 48250SH DFND 1,2 4825000 NEW ORIENTAL EDU & TECH GRP INC ADR COMMON STOCK 647581107 8757 208000SH DFND 1,2 20800000 NEW YORK COMMUNITY BANCORP INC COMMON STOCK 649445103 805 50600SH DFND 1,2 5060000 NEWELL BRANDS INC COMMON STOCK 651229106 2644 59215SH DFND 1,2 5921500 NIELSEN HOLDINGS PLC COMMON STOCK G6518L108 5550 132300SH DFND 1,2 13230000 NII HOLDINGS INC COMMON STOCK 62913F508 976 454029SH DFND 1,2 45402900 NIKE INC CL B COMMON STOCK 654106103 2206 43400SH DFND 1,2 4340000 NOBLE ENERGY INC COMMON STOCK 655044105 4662 122493SH DFND 1,2 12249300 NORWEGIAN CRUISE LINE HOLDINGS LTD COMMON STOCK G66721104 2407 56600SH DFND 1,2 5660000 NOVARTIS AG NAMEN ADR COMMON STOCK 66987V109 12 165SH DFND 1,2 16500 NUCOR CORP COMMON STOCK 670346105 185 3100SH DFND 1,2 310000 OCCIDENTAL PETROLEUM CORP COMMON STOCK 674599105 7483 105050SH DFND 1,2 10505000 ON SEMICONDUCTOR CORP COMMON STOCK 682189105 6985 547410SH DFND 1,2 54741000 PEPSICO INC COMMON STOCK 713448108 1800 17200SH DFND 1,2 1720000 PETROLEO BRASILEIRO ON ADR (PETROBRAS) COMMON STOCK 71654V408 33777 3340957SH DFND 1,2 334095700 PETROLEO BRASILEIRO PN ADR (PETROBRAS) COMMON STOCK 71654V101 19633 2228500SH DFND 1,2 222850000 PFIZER INC COMMON STOCK 717081103 1926 59300SH DFND 1,2 5930000 PG&E CORP COMMON STOCK 69331C108 444 7300SH DFND 1,2 730000 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 18880 206366SH DFND 1,2 20636600 POTASH CORP OF SASKATCHEWAN INC (USD) COMMON STOCK 73755L107 1207 66700SH DFND 1,2 6670000 PRAXAIR INC COMMON STOCK 74005P104 1758 15000SH DFND 1,2 1500000 PRICELINE GROUP INC (THE) COMMON STOCK 741503403 15039 10258SH DFND 1,2 1025800 PROCTER & GAMBLE CO COMMON STOCK 742718109 1186 14100SH DFND 1,2 1410000 REYNOLDS AMERICAN INC COMMON STOCK 761713106 577 10300SH DFND 1,2 1030000 ROYAL CARIBBEAN CRUISES LTD COMMON STOCK V7780T103 13775 167900SH DFND 1,2 16790000 ROYAL DUTCH SHELL PLC A ADR COMMON STOCK 780259206 9 173SH DFND 1,2 17300 ROYAL DUTCH SHELL PLC B ADR COMMON STOCK 780259107 1507 26000SH DFND 1,2 2600000 RYANAIR HOLDINGS PLC ADR COMMON STOCK 783513203 9244 111020SH DFND 1,2 11102000 SCHLUMBERGER LTD COMMON STOCK 806857108 17781 211800SH DFND 1,2 21180000 SEADRILL LTD COMMON STOCK G7945E105 1891 545778SH DFND 1,2 54577800 SEADRILL LTD (USD) COMMON STOCK G7945E105 575 168628SH DFND 1,2 16862800 SEMPRA ENERGY COMMON STOCK 816851109 4556 45275SH DFND 1,2 4527500 ST JUDE MEDICAL COMMON STOCK 790849103 3858 48115SH DFND 1,2 4811500 STARBUCKS CORP COMMON STOCK 855244109 11373 204851SH DFND 1,2 20485100 TABLEAU SOFTWARE INC CL A COMMON STOCK 87336U105 2921 69300SH DFND 1,2 6930000 TAIWAN SEMICONDUCTOR MFG CO ADR COMMON STOCK 874039100 17609 612500SH DFND 1,2 61250000 TENARIS SA ADR COMMON STOCK 88031M109 13884 388800SH DFND 1,2 38880000 TEXAS INSTRUMENTS INC COMMON STOCK 882508104 2890 39610SH DFND 1,2 3961000 TRANSDIGM GROUP INC COMMON STOCK 893641100 7036 28260SH DFND 1,2 2826000 TRIMBLE INC COMMON STOCK 896239100 6247 207200SH DFND 1,2 20720000 UBS GROUP AG COMMON STOCK H42097107 6853 436679SH DFND 1,2 43667900 ULTRAGENYX PHARMACEUTICAL INC COMMON STOCK 90400D108 6381 90750SH DFND 1,2 9075000 UMPQUA HOLDINGS CORP COMMON STOCK 904214103 441 23500SH DFND 1,2 2350000 UNION PACIFIC CORP COMMON STOCK 907818108 5809 56025SH DFND 1,2 5602500 VALE SA PNA ADR COMMON STOCK 91912E204 41116 5967448SH DFND 1,2 596744800 VERISIGN INC COMMON STOCK 92343E102 1877 24675SH DFND 1,2 2467500 VERIZON COMMUNICATIONS INC COMMON STOCK 92343V104 5508 103179SH DFND 1,2 10317900 VISA INC CL A COMMON STOCK 92826C839 20231 259300SH DFND 1,2 25930000 WALT DISNEY COMPANY (THE) COMMON STOCK 254687106 6180 59300SH DFND 1,2 5930000 WEATHERFORD INTERNATIONAL PLC COMMON STOCK G48833100 1536 307900SH DFND 1,2 30790000 WEATHERFORD INTERNATIONAL PLC CV SR UNSEC 5.875 PERCENT 07-01-21 CORP CONV BOND 947075AH0 15545 14294000PRN DFND 1,2 1429400000 WELLS FARGO & CO COMMON STOCK 949746101 6464 117287SH DFND 1,2 11728700 WHIRLPOOL CORP COMMON STOCK 963320106 1581 8700SH DFND 1,2 870000 WYNN RESORTS LTD COMMON STOCK 983134107 4663 53900SH DFND 1,2 5390000 XILINX INC COMMON STOCK 983919101 9025 149500SH DFND 1,2 14950000 YANDEX NV A COMMON STOCK N97284108 25068 1245291SH DFND 1,2 124529100 YPF SOCIEDAD ANONIMA D ADR COMMON STOCK 984245100 5225 316655SH DFND 1,2 31665500 YUM CHINA HOLDINGS INC COMMON STOCK 98850P109 6655 254800SH DFND 1,2 25480000 YUM! BRANDS INC COMMON STOCK 988498101 1545 24400SH DFND 1,2 2440000